Summary
Overview
Work History
Education
Skills
System skills
Accomplishments
Additional Qualification
Internship
Personal Information
Extracurricular Activities
Languages
Timeline
Generic
Srinivas Prasad

Srinivas Prasad

Bangalore

Summary

Seasoned professional having experience in Core AML and other Regulatory functions such as Sanctions,Negative news,enhanced due diligence (EDD) with Vendor management skill.

Overview

6
6
years of professional experience

Work History

Director

Morgan Stanley
Bangalore
09.2017 - Current
  • The client screening team within SSBO Data Operations is responsible for performing screening and monitoring of clients against the adverse media & GW list to determine if subject of alert is a client of Morgan Stanley
  • Performance of detailed Sanctions Screening reviews utilizing available tools, various third-party and internal databases
  • Identify and review client accounts for potential matches to designated sanction targets and prohibited persons lists
  • Managed more than 40 individuals across all the Business Units
  • Collaborated with Technology Team ( Internal and External) to enhance the process by integrating RPA solutions
  • Handled many Automation projects and completed within the stipulated time
  • Major Contribution in entire transition of process from Morgan Stanley to Vendor TCS
  • Performed Daily QC on the alerts actioned by Vendor team
  • Contributed in Process improvement Idea without any Automation software which helped save time and cost
  • Continuous Training and Development with the Vendor Team to improve the Quality Score with the help of SWOT analysis
  • Bulk closure analysis to Help Vendor Team Identify the Spike of Trend and close at Back end
  • Ensure that the alerts processed are accurate and completed within the specified time period
  • Hosted MI calls with Regional teams and GFC stakeholders
  • Recommended enhancements for procedures (SOP) to ensure continuous improvement to overall AML or Screening processes
  • Review of adverse media news [Negative News Screening] NNS for MS clients (I.E., USA wealth Management client, Asia WM, PEPID (Politically exposed person),USPWM(USA private wealth management) clients
  • Identify, communicate and remediate process breakdowns and best practices
  • Need to step up / act as back-up in absence of Senior Manager
  • Handled team meetings and obtained Training on the other processes or regions which are in the pipeline
  • Preparing the daily, weekly and monthly (Referral and Approval) reports and send to all the onshore stake holder (GFC).

Officer (Operation support)

Tesco
  • Indexing of Invoices
  • Processing Query Invoices
  • External QC for Tesco Bank, Maintenance, Estimates, PO Creation, Supplier Set UP and Free time
  • Preparing and Analyzing Talisma Reports for supplier Queries(GSNFR)
  • Preparing and Analyzing Zendesk Reports for Supplier Queries(GFR)
  • Reduce risk of human errors
  • Ensure supplier on time payments
  • Provide operational supports to the teams
  • Support to Meet SLA
  • And, Guide operation teams to enhance the skills.

Education

Masters of Business Administration (Financial Management) -

Christ University
01.2016

Bachelors of commerce -

Jain University
01.2014

Pre- University (Commerce) -

Jain college
01.2011

SSLC -

Cambridge school

Skills

  • Project management
  • Teamwork
  • Adaptability
  • Attention to detail
  • Vendor Management
  • Know your Customer (KYC)
  • Sanctions/NNS
  • People management
  • Testing and Script Preparation
  • BCP Coordinator
  • Innovation Management

System skills

  • Actimize
  • GDS
  • DQS
  • Clear
  • 3D
  • RDC
  • Accuity
  • Lexis-Nexis

Accomplishments

  • Corporate expo popular choice award winners.
  • Have prepared Quality Framework for Tesco bank, Maintenance and Free time.
  • Have Prepared SOP (Standard Operating Procedure) for Talisma Report.

Additional Qualification

  • Completed a short term course on Mind Management
  • Bronze certification in Retail
  • Retail graduate
  • Microsoft certification in excel-(Beginner level)

Internship

Kotak Mahindra bank, 2 months, Performance Of Mutual Funds In Kotak Mahindra Bank.

Personal Information

  • Father's Name: AMR Prasad
  • Date of Birth: 06/06/1992

Extracurricular Activities

  • Actively participated in Hackathon event conducted by Tesco
  • Automation expo winner in morgan stanley
  • Attended TWIST event organized by Tesco
  • Attended Retail Lab Visit organized by Tesco
  • Actively Participated in NGO activities organized by Tesco/Morgan stanley
  • Actively participated in Village Exposure programme conducted by Christ University and a short term NGO programme at “Mitra Jyothi”, an institution for the visually impaired
  • Had been head of the organizing committee in university fest.

Languages

English
First Language

Timeline

Director

Morgan Stanley
09.2017 - Current

Officer (Operation support)

Tesco

Masters of Business Administration (Financial Management) -

Christ University

Bachelors of commerce -

Jain University

Pre- University (Commerce) -

Jain college

SSLC -

Cambridge school

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Srinivas Prasad