Summary
Overview
Work History
Education
Skills
Accomplishments
Certification
Languages
References
Timeline
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Srishti Thakur

Srishti Thakur

Noida

Summary

Diligent and results-driven professional with extensive experience in regulatory compliance, contract management, and document review. Adept at navigating complex regulatory landscapes and ensuring organizational adherence to legal requirements. Proficient in developing and implementing robust compliance frameworks, managing contracts, and optimizing document review processes. Skilled in conducting risk assessments, collaborating cross-functionally, and providing strategic guidance to mitigate compliance risks. Proven ability to lead teams, drive compliance initiatives, and deliver impactful training programs. An effective communicator with a keen eye for detail, committed to upholding the highest standards of compliance and contributing to organizational success.

Overview

3
3
years of professional experience
1
1
Certification

Work History

Consultant

Ernst & Young
Noida
02.2021 - Current
  • Conducted thorough reviews of regulatory requirements, ensuring company compliance with relevant laws and standards.
  • Managed and drafted contracts, negotiating terms and ensuring adherence to legal guidelines.
  • Implemented and improved document review processes, optimizing efficiency and accuracy.
  • Collaborated with cross-functional teams to provide guidance on compliance matters and contract negotiations.
  • Developed and maintained compliance manuals, policies, and procedures to ensure alignment with changing regulatory requirements.
  • Developed and delivered training sessions on compliance protocols and document management best practices.
  • Collaborated with external regulatory bodies and agencies, serving as the primary point of contact for audits and inquiries, ensuring seamless compliance.
  • Implemented monitoring and reporting systems to track and document compliance activities, providing regular updates to senior management and stakeholders.
  • Led cross-functional teams in implementing compliance-related projects, ensuring deadlines were met and objectives achieved within established parameters.
  • Stayed updated on industry-specific regulations and trends, providing timely guidance and recommendations to ensure ongoing compliance across the organization.
  • Designed and delivered compliance training programs for employees at various levels, fostering a culture of awareness and adherence to regulatory standards.
  • Reviewed, revised, and negotiated contracts, protecting the company's interests while maintaining legal compliance.
  • Analyzed and interpreted complex legal documents, ensuring accuracy and adherence to regulatory requirements.
  • Implemented document management systems to streamline review processes and ensure data security.
  • Conducted regular compliance assessments and recommended corrective actions as necessary.

Education

BBA LLB (H) - Law And Management

Amity University, Noida
Noida
09-2020

High School Diploma -

St. Angels Sr. Sec. School
New Delhi
05-2015

Skills

  • Regulatory Compliance Management
  • Contract Drafting and Negotiation
  • Document Review and Analysis
  • Legal Research and Analysis
  • Risk Assessment and Mitigation
  • Communication and Interpersonal Skills
  • Anti-Money Laundering and due diligence
  • KYC Remediation
  • Anti Fraud Investigation
  • Project Management
  • Project Analysis
  • Subject Matter Expert

Accomplishments

  • I am exceptional award
  • Kudos award

Certification

  • Forensics Accounting and Fraud Investigations, West Virginia University (FAFE)
  • Infosec Digital Forensics Concepts, Infosec USA
  • Cybersecurity Technical, EY Cybersecurity Learning

Languages

Hindi
First Language
English
Proficient (C2)
C2
Maithili
Advanced (C1)
C1

References

References available upon request.

Timeline

Consultant

Ernst & Young
02.2021 - Current

BBA LLB (H) - Law And Management

Amity University, Noida

High School Diploma -

St. Angels Sr. Sec. School
Srishti Thakur