Stalin Royan F

Senior Consultant

Ernst & Young

Bangalore

07.2017 - Current

Quality control lead, managed team of QC's who were responsible for reviewing analyst's documentation of customer as per KYC norms
Stayed current with latest changes to applicable regulatory standards and company procedures.
Advised clients on compliance fraud and investigations, as well as potential remedies and required actions
Enhanced Due Diligence performed on entities via Lexis-Nexis, World Check and Duns & Bradstreet
Identifying, enrichment and capturing of missing information of clients which impacts their risk rating
Analyzing screening results and mitigating any potential risk factors identified in screening
Training clients during transition of project at client location
Work with Management to implement process improvements (Coach and Train staff) that are developed and Manages remediation related issues and queries for client
Developed improvement and corrective action plans to bring operations in line with requirements
Performed deep audits of Fortune 500 companies to assess compliance with Regulatory standards
Helped create training programs to handle system- wide issues and maintain compliance
Determined areas for improvement and implemented processes to alleviate problems.
Created and deployed best practices to improve efficiency and reduce defects.
Implemented user acceptance testing with focus on documenting defects, identifying bottlenecks and executing test cases.
Monitored resolution of bugs, tested fixes and helped developers tackle ongoing problems by providing QA perspective.