Subhamoy Sarkar
Hyderabad
Summary
Seasoned Internal Audit and Risk leader with over six years of global experience in Big Four consulting, banking, and the hi-tech industry. Expertise in spearheading cross-border internal audit engagements, implementing comprehensive enterprise risk frameworks such as ISO 31000 and NIST RMF, and ensuring compliance with stringent European regulatory standards including GDPR, SOX, and ISO 27001. Proficient in cultivating and managing stakeholder relationships across the US, UK, and EU, with a strong emphasis on financial process audits, ITGC testing, and privacy risk assessments for multinational banking and non-banking clients. Committed to driving organizational excellence through strategic risk management and compliance initiatives.
Overview
7
7
years of professional experience
9
9
Certifications
2
2
Languages
Work History
Assistant Manager - Internal audit
KPMG Risk And Consulting LLC
02.2025 - Current
- Partnered with senior leadership and global service delivery teams across the USA, UK, and Europe to plan and execute high-impact audit engagements for major multinational banks. Actively participated in annual risk assessments for key financial and operational processes. Worked closely with clients' Risk Management teams to implement robust risk frameworks. Led IT audit and privacy engagements focused on ISO 27001 compliance. Performed financial audits across processes such as Accounts Payable, Accounts Receivable, PPE, Intangibles, HR and IFRS 9. Delivered audit findings to stakeholders by identifying issues such as false positives and failed patches.
AVP-Independent Testing Specialist (Internal audit)
Wells Fargo Bank Inc
04.2023 - 02.2025
- Led strategic audit and compliance initiatives in alignment with European regulatory standards and enterprise risk frameworks. Executed control testing and documentation in accordance with internal policies. Actively participated in RCSA testing, targeted ad-hoc reviews, and issue validation engagements under the global audit program. Supported strategic compliance efforts by aligning audit execution with frameworks such as ISO 31000, NIST RMF, and GDPR.
Associate 2- DAT
PwC SDC
06.2022 - 04.2023
- Conducted SOX 404 control testing and maintained comprehensive documentation to support audit conclusions. Performed process walkthroughs to evaluate financial and operational controls embedded within client applications. Assessed IT General Controls (ITGCs), manual controls, and automated controls across key domains.
Internal Auditor – Consultant
Genpact Enterprise Risk Consulting LLC
07.2021 - 06.2022
- Executed SOX 404 control testing and internal control risk assessments in alignment with European compliance standards. Conducted Segregation of Duties (SOD) testing as part of IT control evaluations. Developed and maintained business process flowcharts using internal tools.
Internal Auditor
Infor Global Inc.
08.2019 - 06.2021
- Led annual risk assessments across core financial and operational processes. Executed quarterly and annual audits in accordance with European governance standards. Developed and maintained process flowcharts using Lucid chart and updated Risk Control Matrices (RCMs).
Education
Master of Business administration - Finance
Osmania University
Hyderabad, India01.2021
Advanced Diploma - IT and Business System
NIIT (National Institute of Information Technology)
01.2019
Post-graduation Diploma - International business operation
IGNOU
Hyderabad, India01.2018
Bachelors in Commerce - Accounting and computers application
Osmania University
Hyderabad, India01.2016
Skills
Internal Control Testing
Internal Audit
IT Audit
SOX Testing
Process Audit
Walk-through
Risk Assessment
Certification
CISA ( Certified Information Systems Auditor) – ISACA (2025)
Timeline
Assistant Manager - Internal audit
KPMG Risk And Consulting LLC
02.2025 - Current
AVP-Independent Testing Specialist (Internal audit)
Wells Fargo Bank Inc
04.2023 - 02.2025
Associate 2- DAT
PwC SDC
06.2022 - 04.2023
Internal Auditor – Consultant
Genpact Enterprise Risk Consulting LLC
07.2021 - 06.2022
Internal Auditor
Infor Global Inc.
08.2019 - 06.2021
Advanced Diploma - IT and Business System
NIIT (National Institute of Information Technology)
Post-graduation Diploma - International business operation
IGNOU
Bachelors in Commerce - Accounting and computers application
Osmania University
Master of Business administration - Finance
Osmania University