Subhasini Sethi
Investment Banker
Bengaluru
Summary
An investment banking professional with certification in IB and real-time experience in IB operations like Trade reconciliations and settlements from reputed MNC's. Ambitious to build a career in an organization where I can use my skills and expertise to grow. Process knowledge related to financial markets, corporate action, Risk management, asset management, Trade Life cycle, and various financial products. Dedicated Associate with extensive experience collaborating with clients, promptly identifying needs and recommending products and services to accomplish clients' goals. Strong communicator focused on delivering outstanding customer care.
Overview
6
6
years of professional experience
7
7
years of post-secondary education
1
1
Certification
3
3
Languages
Work History
Capital Markets Associate
Accenture Solutions
- Roles and Responsibilities: Cash and stock break Investigations and Reconciliation
- Investigating cash and stock breaks for SLA month
- Finding root cause of cash/stock breaks in system by investigating in different application provided by client
- After finding root cause, reaching out to BO team on root cause to resolve the issue causing break in the system
- Working on reports sent by clients and revert back by justifying cause of the break
- Working on CEDEL/JPML validation for NPI Bookings
- Working on triparty missing booking and finding trade and resolving
- Working closely with BO team to clear all the cash/stock breaks.
- Implemented data-driven decision-making strategies, improving overall business performance
- Contributed to risk mitigation efforts through careful analysis of potential threats to operations or profitability, recommending appropriate action plans when necessary
Invest Banking Analyst
Société Générale
- Current
- Investigating cash and stock breaks for SLA month for various Responsible BO in Investment banking Office
- Finding the root cause of cash/stock breaks in the system by investigating in different application provided by client and connecting with client for any modification requirement to settling the trade in market
- After finding root cause, reaching out to BO team on the root cause to resolve the issue causing break in the system and helping them to clear the breaks to meet the SLA
- Resolving Audit Query by providing them proper justification of root cause of break and action plan
- Working on reports sent by clients and revert back by justifying the cause of the break
- Working on CEDEL/JPML validation for NPI Bookings in the system using various application to clear the NPI booking trades
- Working on Triparty missing booking and working on security transfer from one account to another account to rectify the wrong bookings by the FO and resolving breaks
- Working closely with BO team to clear all the cash/stock breaks and dealing with FO, MO and clearing house for various queries to reconcile the breaks to settle the trades in market to meet the SLA
- Worked on trades of various Intermediary like Euroclear, SGGSSPAR(Domestic), BNYMellon,BNP, BNP Paribas's etc.
- Investigated and resolved account issues by offering applicable options to customers
- Created financial strategies to optimize portfolio performance and reduce risk
Process Specialist
Infosys BPM Limited
02.2020 - 05.2022
- Roles and Responsibilities: Trade settlements support
- Settlements of trades in market and manually in the system
- Interacting with FO and MO regarding the settlement's status of a trade
- Worked on various cash break and stock breaks validation in system
- Interacting out to IT support and cp regarding missing booking of trade
- Checking and reporting the status of trade from cp's application
- Interacting with client on each trade until its settled in market and report to management.
- Conducted regular process reviews, identifying inefficiencies and implementing improvements that led to increased productivity and cost savings
- Streamlined communication within the team, leading to better project coordination and timely completion of tasks
- Managed multiple projects simultaneously under tight deadlines while maintaining a strong focus on quality outcomes
Senior Process Executive
Infosys BPM Limited
04.2018 - 02.2020
- Roles and Responsibilities: Handling Reports or MIS reporting
- Analyzing data and convert in to desired outcomes
- Preparing PPT and Process related Reports to share with clients
- Developing MS Excel /VBA tools for faster processing of tasks
- Preparing and maintaining dashboards on daily/Weekly/Monthly Basis
- Managing Organization related details in Database.
- Cultivated strong relationships with stakeholders to integrate their feedback into process improvements
- Facilitated change management initiatives to drive business transformation efforts successfully throughout the organization
- Collaborated closely with research and development teams to bring innovative ideas from conceptualization through implementation stages
Education
Masters of Business Administration (Finance and HR) -
BPUT UNIVERSITY
Bachelors of Technology - undefined
KIIT UNIVERSITY
Council of higher secondary education (12th standard) - undefined
KBR College
High School (10th standard) -
SSVM School
04.2001 - 04.2008
Skills
Problem Solving
Accomplishments
- Won 2 times Performer of the month in Accenture Solutions during 2022-2023
- Achieved Great start new joiner Award in the current project in 2023
- Won 2 times Best Performer in the Project while working in Infosys
- Won I-STAR Award in the year of 2021 within Infosys
- Certified Investment Banking Operations from Imarticus Learning (Certificate available in LinkedIn Profile)
- Currently Pursuing Professional Certificate Program in Fintech from IIM Kozhikode
Date Parsed
02/19/2024
Personal Information
Date of Birth: 11/07/1993
Certification
Certificate in Investment Banking Operations
Timeline
Certificate in Investment Banking Operations
01-2022
Process Specialist
Infosys BPM Limited
02.2020 - 05.2022
Senior Process Executive
Infosys BPM Limited
04.2018 - 02.2020
High School (10th standard) -
SSVM School
04.2001 - 04.2008
Capital Markets Associate
Accenture Solutions
Invest Banking Analyst
Société Générale
- Current
Masters of Business Administration (Finance and HR) -
BPUT UNIVERSITY
Bachelors of Technology - undefined
KIIT UNIVERSITY
Council of higher secondary education (12th standard) - undefined
KBR College
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