Sudha Wadhwani
AML /KYC Specialist
Summary
I am seeking an opportunity that allows me to leverage my skills and knowledge to contribute to the growth of an organization, while also advancing my personal development. I aim to make a significant impact by applying a creative and innovative approach to every situation I encounter.
Overview
18
18
years of professional experience
Work History
Management Trainee
Genpact
1 2017 - Current
- In my Current role, I have gained extensive experience in conducting Know Your Customer (KYC) due diligence, Customer Due Diligence (CDD), and client onboarding processes. I am responsible for ensuring compliance with Anti-Money Laundering (AML) laws, regulations, and guidelines, including Office of Foreign Assets Control (OFAC), Customer Identification Program (CIP), and KYC requirements.
- Overall, my experience in reviewing customer documentation and accurately assigning risk levels to specific accounts has equipped me with a strong understanding of KYC requirements and the ability to identify and address potential risks. I am confident in my ability to contribute to any organization's risk assessment and compliance efforts in this regard.
- In addition to identification documents, I also reviewed supplementary information provided by customers, such as proof of address, business documentation, and other relevant documents. I carefully documented this information to build a comprehensive profile of each customer.
- When potential suspicious activity was identified, I followed established protocols and escalated the matter to the appropriate authorities or internal compliance teams. I maintained accurate records of my findings and actions taken, adhering to regulatory requirements and internal policies.
- I reviewed system-generated alerts to identify any potential red flags or suspicious activities. These alerts were generated based on predefined risk indicators, such as large cash transactions, frequent international transfers, or connections to high-risk jurisdictions. I promptly investigated these alerts to determine if further scrutiny was necessary.
Senior Analyst
KPMG
11.2012 - 10.2015
- I maintained a comprehensive record of all completed KYC documentation, ensuring that it was securely stored and easily accessible for future reference or audits. I regularly updated the records as needed, reflecting any changes in the client's information or risk profile.
- Overall, our assistance focuses on helping our client proactively manage AML, KYC, CDD, and EDD risks by developing robust policies, implementing effective controls, and addressing any issues that may arise. Our goal is to ensure compliance with regulatory requirements, mitigate risks, and enhance the overall integrity and security of our client's operations.
Senior Analyst
Bank of America
06.2008 - 11.2012
- As a team member in the pilot batch for workforce management at Bank of America, my primary responsibility was to closely monitor the staffing levels for the bank's employees. This involved keeping track of the number of employees available for work, the number of employees on leave or vacation, and the overall staffing needs of each department or branch.
- After working as a team member in workforce management at Bank of America, I made a lateral movement to the Access Check Fraud Detection department. In this role, my main responsibility was to detect and prevent fraud on Access checks issued by customers, with a focus on helping the bank and customers save money while maintaining quality work.
Process Associate
Genpact
09.2006 - 05.2008
- As an Insurance Specialist with the Insurance Tracking Team for GEMS, which is one of the leading GE Modular Building Rental Company in US
- Responsible for tracking updated insurance certificate from customers or insurance company to make sure modular rented by GE are insured
- In addition to tracking insurance certificates, I am also responsible for pulling reports to assign portfolios to other members of the team. This involves generating weekly expiration reports that highlight upcoming insurance policy expirations. These reports help allocate workload to team members and ensure that all policies are reviewed and updated in a timely manner.
- Furthermore, I am responsible for creating the Daily Productivity Report, which captures the daily status of each agent on the team in relation to their targets.
Education
Skills
AML/KYC
Personal Information
Date of Birth: 10/18/1983
Languages
English
Hindi
Awards
- Lean Certified
- Received Bronze Award for part of the Best Team
- Star of the month award for performance in August 2009.
- Appreciation from LOB for identifying maximum fraud in the month of Dec
- Won the Best Agent in the Quarter Contest for outstanding performance.
- Consistently delivering Quality work
Timeline
Senior Analyst
KPMG
11.2012 - 10.2015
Senior Analyst
Bank of America
06.2008 - 11.2012
Process Associate
Genpact
09.2006 - 05.2008
Management Trainee
Genpact
1 2017 - Current
Similar Profiles
Zaki Uddin SyedZaki Uddin Syed
ITSM Consultant (IM,PM,CM) at GenpactITSM Consultant (IM,PM,CM) at Genpact
María Fernanda Granados ArroyoMaría Fernanda Granados Arroyo
Customs Process Developer at GenpactCustoms Process Developer at Genpact
S SrinivasS Srinivas
Senior Associate at GenpactSenior Associate at Genpact
Savi JangidSavi Jangid
Management Trainee at GenpactManagement Trainee at Genpact
Katongo ChisakutaKatongo Chisakuta
Management Trainee at First Capital BankManagement Trainee at First Capital Bank