SUHAS GUPTA
Manager- Product Control
Gurugram,UP
Summary
14 Years of Work experience having worked with JPMC, HSBC, NatWest & Bank of America with various domains – Core Operations, Middle Office, Product Control, Finance & Risk Solution for Debt Syndication. Managerial professional with proven record of streamlining processes and leading high-performing teams. Known for strong analytical skills and commitment to achieving results. For Business expansion & setup, I have Migrated & established Processes from HSBC Canary Wharf, London & NatWest Bishopsgate, London Offices to Gurugram Offices for respective Banks.
Overview
15
15
years of professional experience
2010
2010
years of post-secondary education
4
4
Certificates
Work History
Manager
BA Continuum
06.2021 - 01.2025
- Product Control (APAC Equity Derivatives- Flow & Exotics)
- FOBO Control (APAC Business & AMRS Exotics)
Senior Associate Manager
NatWest Markets
08.2016 - 02.2021
- Finance- Middle Office (UK & US Markets, Bonds, Repos, CDS Middle Office)- Transaction Control.
- Finance- Product Control (UK & US Markets, Currencies & Rates Trader Control)
- Finance & Risk Solutions (UK & US Markets, Syndicate Desk- Corporate & FI)
Assistant Manager
HSBC
06.2014 - 07.2016
- Product Control & Middle Office (UK Structured Desk)
Team Lead-Treasury & Security Services, Investment Banking
JP Morgan Chase
02.2010 - 11.2013
- IB Ops (UK & EMEA Markets, Core Operations- All Asset Classes)
Education
M.B.A. - Finance
IBS Hyderabad
B.A. - Business Economics (Honours)
Delhi University
Skills
Product control
Middle Office Operations
Back Office Operations
Finance & Risk solutions
Asset Classes Covered- Exotic Derivatives (Autocallables & Accumulators), Forward volatility agreements, Futures, Swaps, Options, Fixed Income, Repos, CD & CP
Valuation & Accounting
Pnl attribution
Balance Sheet Substantiation
Market commentary
Business Overseas Migration
Risk & Control Assessment Reviews as FLU & Team Manager
SOX Testing as FLU & Team Manager
Fair valuation adjustments- IPV & Valuation Control
Pnl Reconciliation & Commentary
Regulatory Reporting- Volcker & Limit Reports, BOE, BOI,DMO Reports
Credit Risk & Market Risk
Capital adequacy Ratio analysis
ALM, IFRS 9, US GAAP, BASEL III, FRTB
Advanced MS Excel, MYSQL, Tableau, Power BI
Excellent Interpersonal & Communication skills
Analytical skills & Effective Team management
Certification
Microsoft Certified Power BI Expert
Timeline
Microsoft Certified Power BI Expert
05-2025
LinkedIn Certified Tableau Expert
04-2025
Great Learning Certified MYSQL Expert
03-2025
Microsoft Certified Advanced MS Excel
03-2025
Manager
BA Continuum
06.2021 - 01.2025
Senior Associate Manager
NatWest Markets
08.2016 - 02.2021
Assistant Manager
HSBC
06.2014 - 07.2016
Team Lead-Treasury & Security Services, Investment Banking
JP Morgan Chase
02.2010 - 11.2013
B.A. - Business Economics (Honours)
Delhi University
M.B.A. - Finance
IBS Hyderabad
Profile Summary
BA Continuum- Opex initiative for time savings (earned 2 Silver awards), Pnl & Balance Sheet substantiation & Commentary, Volcker Regulatory reporting, Desk Representations for senior management meetings- KRI,Opex and team building, Management Review for Equities business on Manual JEs, Team Building initiatives.
NatWest Markets (RBS)- Led team of 4 female executives for Middle Office Operations & Trade & Transaction Reporting, Migrated & Established overseas Business from London to Gurugram for FI & Credit MO, Management Review for Currencies & Rates Desk under Product Control. Opex initiatives to mitigate risk both related to Front Office & Back office feeds for Repo Business.
HSBC- Migrated & Established Business from London to Gurugram for Structured Desk, led Operational saves for 0.16 FTE, handled key events like Manifold- Slicing of Asset Back Security Portfolio and sale in open market, Limit (Regulatory) & Investor Reporting for entire portfolio.
JP Morgan Chase- Led team of 6 team members for Reference data Operations & Corporate Action. Earned Certificate of recognition from COO Australia, JP Morgan for seamless Client Onboarding Project execution.