Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
Timeline
Manager

Sujit Upadhyay

Finance
Vasai

Summary

Detail-oriented Compliance Officer dedicated to improving policies and procedures in all business areas. Hardworking and driven with quality-focused and proactive approach. Bringing Number years of experience in Industry.

Overview

2
2
years of professional experience
3
3
years of post-secondary education
3
3
Certifications
1
1
Language

Work History

KYC Officer/AML

BNP Paribas
Mumbai
05.2022 - Current
  • Adjusted end-to-end KYC process needs to align with workforce capabilities.
  • Conducted thorough reviews for high risk clients based on stratified risk level guidelines.
  • Reviewed new prospect KYC documents to meet requirements and determine business model risk.
  • Supported KYC processes for prospective and existing customers.
  • Researched and interpreted corporate documentation to determine business and ownership structure.
  • Determined customer risk ratings based on analysis and research findings.
  • Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
  • Oversaw proper maintenance and dissemination of filing documentation as well as records and reports for review by various departments.

Equity Advisor

Motilal Oswal Internship
Mumbai
06.2020 - 07.2021
  • Created business plan and identified target customers by interacting on phone and in person, handling basic inquiries and providing quotes.
  • Delivered strategic investment advice for individual and corporate clients.
  • Analyzed industry and company trends to develop customized strategies.
  • Helped clients determine investment objectives and planned according to goals.
  • Maintained strong network of contacts in financial industry.
  • Oversaw equity, IPO, commodity and derivatives trades.
  • Assessed hourly market conditions to look for hedge and arbitrage opportunities.

Education

BFM Financial Markets - Accounting And Finance

Mumbai University
Malad
06.2019 - 07.2022

Skills

Skycap expert

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Certification

Equity derivatives

Accomplishments

  • Achieved Result through effectively helping with Task.
  • Achieved Result by completing Task with accuracy and efficiency.

Timeline

KYC Officer/AML

BNP Paribas
05.2022 - Current

Capital markets

10-2021

Mutual funds

09-2021

Equity derivatives

05-2021

Equity Advisor

Motilal Oswal Internship
06.2020 - 07.2021

BFM Financial Markets - Accounting And Finance

Mumbai University
06.2019 - 07.2022

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