MS Excel, Power BI, Data Visualization Techniques, Statistical Analysis, Financial Modeling
Sukriti Choubey
AML/KYC & Compliance Professional | Financial Operations | Risk & Due Diligence
Mumbai
Summary
Operations and Compliance professional with 3+ years of experience in financial services at Ameriprise Financial. Expertise in high-volume transaction processing, AML/KYC compliance, SLA management, stakeholder coordination, and process optimization. Proven track record of maintaining 100% accuracy across 15,000+ accounts while reducing turnaround time by 83% and improving operational efficiency.
Overview
5
5
years of professional experience
2
2
Languages
Work History
Service and Operations-Professional Associate
Ameriprise Financial
Noida
03.2021 - 01.2025
- Audited and reconciled more than 1lakh client accounts, maintaining 100% transaction accuracy with zero audit findings
- Processed 95+ new account applications daily, consistently meeting SLA and turnaround time requirements
- Conducted AML/KYC and reviewed 300+ CDD/EDD cases, achieving 0% compliance errors
- Managed transition of 200+ client accounts valued at $150M, delivering zero complaints
- Facilitated advisor conversion supporting 400+ advisors managing $195B in assets
- Reduced service request turnaround time by 83% through workflow restructuring and prioritization
- Developed onboarding SOPs, streamlining processing time and elevating service quality metrics
- Implemented 3 financial system upgrades delivered under budget and 2 weeks ahead of schedule
- Mentored 14 new analysts, driving team productivity growth by 15%
Associate Product Manager
J Marathon Advisory Services
05.2020 - 06.2020
- Standardized financial reporting templates, reducing reporting errors by 22%
- Improved reporting clarity through structured data visualization
Associate Product Manager
Tuber
09.2020 - 10.2020
- Analyzed 20+ marketing KPIs and improved lead quality
- Conducted ROI-based financial modeling improving campaign efficiency
Education
MBA - Finance and Marketing
Galgotias University
Noida 04.2001 -
Bachelor of Commerce - undefined
Ranchi Women’s College
Ranchi05-2017
Skills
Client servicing and support
Email communication
Process optimization
SOP development
Brokerage operations
Stakeholder collaboration
Handover management
Financial compliance
AML and KYC procedures
EDD strategies
Project coordination
Team training and development
MS Excel proficiency
Reporting and analysis
Reconciliations management
Regulatory compliance
Accomplishments
- NISM (SEBI Awareness)
- Lean Six Sigma Foundation.
- Certified in Company Secretarial Practice with executive-level and foundation completion.
Software
Timeline
Service and Operations-Professional Associate
Ameriprise Financial
03.2021 - 01.2025
Associate Product Manager
Tuber
09.2020 - 10.2020
Associate Product Manager
J Marathon Advisory Services
05.2020 - 06.2020
MBA - Finance and Marketing
Galgotias University
04.2001 -
Bachelor of Commerce - undefined
Ranchi Women’s College