SUMIT BHATI

Work in Trade processing team as a supervisor reviewing the trade processed.
We reconcile data we receive from Fund advisor on T+1 and then get those processed in Investone, We keep a check that all Trades in form equity, bonds, futures, options, bank loans, swaps are processed in line to the Fund advisor data provided each day.
We are responsible for trades being processed in terms of transaction codes, security Id, shares, price and all details of a trade executed in market on T-1 basis.
We provide backups to Fund accounting and reconciliation team in terms of price not aligned or late trades processed and correction made to already booked trades

• Performed daily accounting of assigned funds and performed fund
analysis for critical decision-making purposes.
• Maintained accurate Trades processing record. Served as an official
record keeper of funds
• Ensuring all trades transaction are processed accordingly with
accounting standards .
• Resolved cash exceptions, evaluating impact on overall account
status and reporting findings
tostakeholders.
• Evaluated trade impacts on daily basis, issuing reports on
progress and variances.
• Trained new employees on performing the task and
company procedures.
• Managed to work on new projects along with senior leaders and
successfully launched the new process.
• Hands on experience on Bloomberg , Investone- DANA, DATE,
DAFT,DEPR etc, Excel tools - VLOOKUP, HLOOKUP, INDEX, MATCH etc.
• Familiar with security identifiers - CUSIP , SEDOL, ISIN, LX-ID.
• Familiar with Term loans , Commercial paper , other market instruments
• Have gained extensive knowledge of swaps , IRS, TRS, CDS and all kind
of derivative instruments.
• NAV Calculation and reviewing growth as per previous NAV.
• performing audit compliance and working closely working on projects
with managers

• Reconciliation of Daly Cash and Asset of Fund and Ensure all discrepancies are researched and resolved in time accurate manner
• Ensure timely and accurately processing of subscription and Redemption to the Fund
• Preparing Cash, Investment and Income Sheet of Fund
• Ensure that trades are matched with the Advisor and get settled within time line
• Doing price verification of securities from BBG (Bloomberg) on daily basis
• Communicate and report issues/queries to onshore team as and when required
• Doing research on Bloomberg application regarding corporate actions like dividend, merger & acquisition, right issues that has an impact on the cash and holdings
• Regular checking on NAV of Fund.