Sunita Saxena
New Delhi
Summary
Senior legal professional with over 13+ years of experience in regulatory compliance, corporate advisory, institutional litigation, banking & insurance matters, POSH compliance, cyber law, and financial regulatory enforcement including ED and PMLA proceedings. Experienced in assisting organizations in building compliance frameworks, conducting statutory reviews, supporting Internal Committees under POSH Act, handling electronic evidence under Section 65B, and advising management on risk mitigation strategies. Regularly appearing before the Supreme Court of India, High Court of Delhi, District Courts across Delhi, Noida, Ghaziabad, Faridabad, Kanpur, Firozabad, Sikar, Guwahati, and Mumbai, as well as before DRT, NCLT, CAT, MACT Courts, Consumer Commissions, and other statutory tribunals. Seeking a senior Compliance Legal Officer / Legal Manager (Compliance) role in a corporate, banking, insurance, or NBFC environment. Regularly appearing before the Supreme Court of India, High Court of Delhi, District Courts across Delhi, Noida, Ghaziabad, Faridabad, Kanpur, Firozabad, Sikar, Guwahati, and Mumbai, as well as before DRT, NCLT, CAT, MACT Courts, Consumer Commissions, and other statutory tribunals.
Overview
2027
2027
years of professional experience
Work History
Practicing Advocate
Juriston Legal Services / Independent Practice
New Delhi
12.2012 - Current
- Providing corporate legal advisory services to organizations on compliance under Companies Act and allied laws.
- Drafting and vetting commercial agreements including service agreements, NDAs, vendor contracts, and property documentation.
- Managing litigation matters before the Supreme Court of India, High Court of Delhi, and District Courts across Delhi, Noida, Ghaziabad, Faridabad, Kanpur, Firozabad, Sikar, Guwahati, and Mumbai, along with appearances before Debt Recovery Tribunal (DRT), National Company Law Tribunal (NCLT), Central Administrative Tribunal (CAT), MACT Courts, Consumer Commissions, and other statutory Tribunals.
- Advising clients on legal risk exposure and preventive compliance strategies.
- Handling arbitration, mediation, and negotiated settlements for institutional and individual clients.
- Advising organizations and assisting in handling matters under the POSH Act, including complaint review, inquiry process support, and compliance advisory to Internal Committees.
Panel Advocate
New India Assurance Company Ltd.
- Representing the insurance company before various courts and consumer forums.
- Conducting claim-related litigation and insurance dispute matters.
- Drafting written statements, legal notices, recovery pleadings, and legal opinions.
- Advising officials on litigation strategy and compliance requirements.
- Coordinating with branch offices and officers for case preparation and documentation.
Panel Advocate
NEW INDIA ASSURANCE LIMITED
- Provided institutional legal representation and litigation support.
- Drafted legal opinions on complex regulatory and contractual matters.
- Assisted management teams in minimizing legal exposure through structured advisory support.
Compliance Officer (Organizational Role – As Applicable)
- Oversaw statutory compliance and regulatory adherence.
- Conducted internal compliance reviews and documentation audits.
- Assisted in implementation of compliance frameworks and reporting structures.
Education
LL.B. -
Chaudhary Charan Singh University
Meerut01.2012
Skills
- Corporate & Commercial Law
- Contract Drafting & Vetting
- Corporate Governance Advisory
- Legal Risk Assessment & Mitigation
- Vendor & Service Agreements
- Policy Review & Compliance Structuring
- Banking & Insurance Law
- Recovery & Claim Litigation
- Insurance Dispute Handling
- Regulatory Compliance Support
- Institutional Representation Before Courts & Tribunals
- Legal Opinions for Banking & Insurance Matters
- Litigation & Dispute Resolution
- Civil, Commercial & Criminal Litigation
- Consumer & MACT Matters
- Enforcement Directorate (ED) & Prevention of Money Laundering Act (PMLA) Related Legal Proceedings Exposure
- Cyber Law Advisory & Litigation Support
- Arbitration, Mediation & Settlement Negotiations
- Evidence Handling & Trial Strategy
- Regulatory & Compliance Functions
- Labour Law Compliance
- Statutory Advisory
- POSH (Prevention of Sexual Harassment) Complaints Handling & Inquiry Assistance
- Liaison with Regulatory Authorities
- Internal Compliance Monitoring
- Property & Due Diligence
- Title Search & Verification
- Conveyancing Documentation
- Mortgage & Lease Documentation
- Real Estate Transaction Advisory
Custom Section
32/202, Vikram Vihar, Lajpat Nagar IV, New Delhi, Delhi, 110024
Disclaimer
I hereby declare that the above information is true and correct to the best of my knowledge and belief. (Sunita Saxena)
Timeline
Practicing Advocate
Juriston Legal Services / Independent Practice
12.2012 - Current
Panel Advocate
New India Assurance Company Ltd.
Panel Advocate
NEW INDIA ASSURANCE LIMITED
Compliance Officer (Organizational Role – As Applicable)
LL.B. -
Chaudhary Charan Singh University