Supriya Baretto
Kundapura
Summary
Accomplished, self-directed Transaction Processing Associate with 7 plus years of experience in Investment Banking domain. Organized and dependable person successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
7
7
years of professional experience
Work History
Financial Crimes Associate
Wells Fargo
09.2022 - Current
- Contributed to risk mitigation efforts through careful analysis of potential threats to operations.
- Conducted comprehensive research and background investigations on Individuals, entities and organizations or locations to identify and mitigate associated sanctions, financial crimes and reputational risks.
- Helped model evaluation team by assessing the suitability and effectiveness of models in identifying suspicious activities, transactions, or behavior that may indicate potential financial crimes.
Senior Associate
Common Wealth Bank
01.2022 - 04.2022
- Conducted KYC formality reports on questionable accounts and transactions.
- Performed AUSTRAC search, World check and Google string searches to check for negative news.
- Analyzed and investigated clients to conduct detailed CDD and EDD review.
- Partnered with client-facing teams to collect legal documents and associated information for regulatory and internal policies.
- Conducted thorough reviews for high risk clients based on stratified risk level guidelines.
- Determined customer risk ratings based on analysis and research findings.
Transaction Processing Associate
Accenture Solutions Pvt. Ltd
06.2019 - 01.2022
- Reviewed and monitored alerts on individual/Entity's accounts and transactions for potential matches to designated sanctions targets and prohibited persons lists.
- Performed enhanced reviews of potential OFAC matches and compiled reporting information related to OFAC Screening.
- Conducted end to end meticulous reviews of cases pertaining to potential illegal activity.
- Performed due diligence check about customer and verified genuine document required for appraisal.
- Investigated Individual/Entity's activity across multiple platforms to ensure that it falls within acceptable parameters established by governing bodies.
- Verified parties involved in suspicious transactions against various database, LexisNexis, OFAC/HMT/BIS and World-check.
- Trained staff on procedures and guidelines to effectively execute daily tasks.
Capital Market Analyst
TATA Consultancy Services
11.2016 - 12.2018
- Validated Tax Documents received from Client On-boarding Team.
- Managed FATCA-NCA related issues and queries.
- Reviewed and verified FATCA documentation for existing clients in accordance with published policies and procedures.
- Supported for UK FATCA and US FATCA NCA as Reviewer and Quality checker.
- Worked for CAGNY (Client Adoption Group New York).
- Supported on validation of Common reporting standard (CRS), self-certification and classifying clients.
- Able to confidently articulate FATCA NCA requirements to other stakeholder groups and functions.
Education
Graduation: Bachelor of Commerce (B.com) - Accounting
Dr. B. B. Hegde First Grade College
Kundapura05.2016
12th - Commerce
SVPU College
Gangolli05.2012
S.S.L.C - Middle School Education
St. Mary's High School
Kundapura05.2010
Skills
- Microsoft Office application (Word, Excel, Power Point, Outlook)
- Google Applications (Google sheets, docks etc)
- Verbal and written communication
- KYC
- Screening
- PEP
- FATCA
- Training & Development
- Enhanced Due Diligence and Customer Due Diligence
- Transaction Processing
Timeline
Financial Crimes Associate
Wells Fargo
09.2022 - Current
Senior Associate
Common Wealth Bank
01.2022 - 04.2022
Transaction Processing Associate
Accenture Solutions Pvt. Ltd
06.2019 - 01.2022
Capital Market Analyst
TATA Consultancy Services
11.2016 - 12.2018
Graduation: Bachelor of Commerce (B.com) - Accounting
Dr. B. B. Hegde First Grade College
12th - Commerce
SVPU College
S.S.L.C - Middle School Education
St. Mary's High School
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