Summary
Overview
Work History
Education
Skills
Software
Certification
Interests
Projects
Languages
Work Availability
Contact
Timeline
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Sura Srinivas

Sura Srinivas

Certified in Investment Banking Operations Professional & Certified in Data Science and AI
Hyderabad

Summary

Experienced in Investment Banking operations with extensive experience at Citco,State Street HCL,BNY Mellon,Eclerx.

Excelling in cash and position reconciliations. Proven track record in optimizing operational efficiency and resolving discrepancies. Skilled in NAV calculations and improved learning skills data analysis using Python and SQL, while fostering strong stakeholder relationships to enhance collaboration and drive results.

Overview

6
6
years of professional experience
4
4
Certifications

Work History

Senior Operations Analyst

Citco
05.2023 - 01.2025
  • Performed daily reconciliation and reviews of matching and break comments related to cash and positions.
  • Executed final investigations to uncover discrepancies in fund records.
  • Facilitated communications with stakeholders, brokers, and clients to address breaks efficiently. Oversaw the GL team to ensure the timely posting of GL entries and associated transactions.
  • Engaged with the Settlement Team, DVD Teams, Trade Capture Team, clients, and brokers on outstanding breaks.
  • Diminished age breaks in cash and position reconciliations through proactive research and solutions.
  • Cultivated strong relationships with the client office and operations teams for dispute resolution within deadlines.
  • Compiled month-end reports for assessment by the NAV team, facilitating timely sign-off.
  • Supplied the necessary backup for outstanding breaks, including thorough comments for client review.
  • Guaranteed, all bookings and data were integrated into Recon applications efficiently.
  • Worked with the Data Ops team to address any missing transactions in the accounting system.
  • Coordinated setup of new funds and accounts within the Recon application for optimal data retrieval.
  • Participated in discussions with onshore teams to gain clarity on project requirements.
  • Achieved daily SLA targets while maintaining quality standards throughout processes.
  • Optimized operational efficiency by streamlining processes and implementing best practices.
  • Reviewed process failures and determined root causes.

Subject Matter Expert

STATESTREET HCL Services
03.2022 - 05.2023
  • As a fund accountant performing daily cash and position reconciliation for each fund with accuracy and timeliness, I maintain proper records for further NAV review.
  • Reaching out to different stakeholders in the process of break clearance, I interact with the Operations team (Ops) for trade and price break queries, and the Treasury team for maintaining investors' investment details, such as subscriptions and redemptions.
  • Reaching out to different counterparties as needed. Timely recording of all non-trading expenses, accruals, and payments, such as audit fees, admin fees, custody fees, incentive fees, etc.
  • Using Bloomberg and DTCC Terminal to search for information about corporate actions, accrued interest, coupon interest, and dividends, and to update the factor of interest rates in case of any breaks found in reconciliation.
  • Perform a final investigation and research on the fund to find out the discrepancies. Research and settlement of transactions, posting transfers, and booking commissions.
  • Reducing the aged breaks in cash and positions reconciliations through research and resolutions established a good contact with the client office and operations team to solve a dispute within the time frame.
  • To perform daily fund reconciliation and matching of cash and position balances, reconciling payments to ensure the accounting system reflects the correct transactions.
  • Relieving the trade lots from the client ledger, as per client instruction. Commission amendments and price updates are clearing the tax lot issues.
  • As an SME, I am coordinating with clients and setting up oversight calls to resolve client queries.
    Attending weekly meeting calls to serve clients better by understanding their queries and getting updates on their new implementations in the process.
  • Discussing errors and root cause analysis to take preventive actions to avoid them by revisiting the SOPs and refresher trainings for staff.
  • Responsible for overseeing the day-to-day operations of the team, distributing the workload evenly among the team, and making sure motivation and performance levels are maintained.
  • Discussing errors and root cause analysis to take preventive actions to avoid them by revisiting the SOPs, and refresher training for staff.

Senior Analyst

BNY Mellon
11.2019 - 01.2022
  • Executed daily cash and position reconciliation for mutual funds and ETFs.
  • Identified key financial issues through the assessment of data and reporting.
  • Ensured timely cash availability processes, and delivery of reports to investment managers.
  • Analyzed custody and accounting reports to resolve breaks, coordinating with relevant departments.
  • Addressed daily queries concerning dividends, trades, and corporate actions efficiently.
  • Investigated reconciliation break items swiftly, maintaining communication with responsible teams.
  • Collaborated with onshore teams during discussions to align on project needs.
  • Facilitated cross-training initiatives for team members across different fund groups.

Analyst

EClerx Services
08.2018 - 10.2019
  • Designed a web-based dashboard to manage fragmented reporting for critical issue identification.
  • Coordinated report submissions from the Middle Office and internal teams, focusing on timely data reception.
  • Utilized client-defined filter logic to refine report data before integration into the Global Dashboard tool.
  • Monitored system functions to confirm operational integrity and error detection.
  • Recorded daily communication transactions, documenting issues, and corrective actions taken.
  • Facilitated user training sessions on tools for better engagement and efficiency.
  • Executed escalation procedures for unresolved queries to maintain service standards.
  • Conducted integrity checks and configured new reports for ongoing process improvement.

Education

MBA - Finance

Osmania University
Hyderabad, India
04.2001 -

Bachelor of Arts - Computers

Osmania University
Siddipet, India
04.2001 -

Intermediate Certificate - MPC

Vikas Junior College
Hyderabad
04.2001 -

SSC - SSC

St.vincent High School
Gajwel, India
04.2001 -

Skills

Private equity, Hedge funds, Capital Markets, Money

Software

Python

SQL

Power BI

Tableau

Machine learning

Artificial Intelligent

MS Office

Certification

Certified Investment Banking Operations Professional

Interests

Enjoys playing indoor and PC games, with a keen interest in technology and self-improvement

Adaptable to new tools and technologies, enthusiastic about learning and staying positive

Quickly & Willing to learn new things

Projects

Boston Institute of Analytics -Fraud Detection of Financial Transactions

Completed Capstone Project - Fraud Detection in Financial transaction Project using ML and developed a ML model which can detect fraud transaction.

Languages

English
Upper intermediate (B2)
Hindi
Bilingual or Proficient (C2)

Work Availability

monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Contact

+918522009007

Timeline

Certified in Data Science and AI From Boston Institute of Analytics

09-2025

Senior Operations Analyst

Citco
05.2023 - 01.2025

Certified Public Speaker From JCI

02-2023

Subject Matter Expert

STATESTREET HCL Services
03.2022 - 05.2023

Senior Analyst

BNY Mellon
11.2019 - 01.2022

Analyst

EClerx Services
08.2018 - 10.2019

Certified Investment Banking Operations Professional

08-2017

Entrepreneurship Development From NSIC

04-2015

MBA - Finance

Osmania University
04.2001 -

Bachelor of Arts - Computers

Osmania University
04.2001 -

Intermediate Certificate - MPC

Vikas Junior College
04.2001 -

SSC - SSC

St.vincent High School
04.2001 -

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Sura SrinivasCertified in Investment Banking Operations Professional & Certified in Data Science and AI