Accomplished professional with 10 years of experience in end-to-end AML/KYC, Client Onboarding, Periodic Reviews, and AR/AP Services. Skilled in compliance management, client relationship building, project management, and team leadership.
Overview
11
11
years of professional experience
Work History
Manager - Transfer Agency
Nav Consulting Group
Jaipur
09.2023 - Current
Cultivated strong client relationships to secure repeat business.
Conducted AML/KYC reviews for high-net-worth investor accounts.
Managed investor communications and resolved inquiries regarding fund transactions.
Ensured compliance with regulatory requirements during client onboarding.
Prepared and presented AML/KYC training sessions for junior team members.
Coordinated with legal and compliance teams to update KYC documentation processes.
Performed periodic reviews and risk assessments for existing client portfolios.
Compliance Manager
Formidium Corp.
Jaipur
04.2021 - 09.2023
Reviewed transaction monitoring alerts and performed sanctions screening for customers and related parties in AML/KYC space.
Identified sources of funds for Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT).
Processed domestic and international payments via wires, ACH, and checks.
Managed fund expense payments, investor redemptions, and distributions.
Led and contributed to high-priority projects with a hands-on approach to ensure successful completion.
Performed quality checks of Enhanced Due Diligence (EDD) reviews for all assigned high-risk customers.
Process Developer
Genpact India Pvt Ltd
Jaipur
11.2016 - 04.2021
Managed accounts receivables and accounts payables.
Handled client management and relationship building.
Addressed client-level challenges and provided solutions.
Prepared and presented monthly dashboards, reports, and business reviews.
Managed end-to-end KYC processes for new client accounts.
Conducted due diligence and verified client documentation for compliance.
Reduced onboarding turnaround time by optimizing verification workflows.
Senior Associate - Client Relationship
Vkalp Outsourcing Ltd
Jaipur
02.2015 - 11.2016
Prepared and presented monthly dashboards, reports, and business reviews.
Designed, coded, tested, debugged, and migrated components of a Front-End application, using the following ISPF Dialog Manager Tools: Panels, Messages, Tables and Skeletons, along with REXX Execs, which facilitated Subject Matter Expert’s (SME’s) identification and extraction of Endevor elements, to prepare for transfer to a LINUX-based system named, “Informatica”. SMEs used Informatica to prepare the downloaded element’s flows to identify technical debt, so that the Agency could migrate away from, what it considered, Legacy development languages. This was due to the shrinking pool of expertise and availability of Legacy Language talent pool.Supplied support to many other mainframe developers, via a tool called Workbench from Allen Systems Group (ASG).The tool was a Data Resource Management System (DRMS) Facility, which provided a repository for and management of COBOL, HLASM, and CICS development metadata. Also managed by the tool were various other elements, such as user access, and Dynamic Table Access Management (DTAMS).Using JCL, REXX, Endevor, TADz, Workbench, and CyberFusion on the mainframe and UltraEdit, MS Access and Excel on the Network, developed a very extensive and complex spreadsheet, for a Tech 14 to evaluate and ultimately present to the Associate Commissioner and other higher-level SSA management. The spreadsheet was a depiction of the overall scope and effort that needed to transition from Workbench (SSA no longer received support for the product), and it aided the Tech 14 in his future presentation.Coding, testing, debugging, and migrating programs (HLASM/COBOL/CICS/Db2/IMS), routines, copybooks, and macros, in support of multiple applications across the Agency.Created and maintained numerous ISPF REXX and CLIST scripts.Created and updated Standard Operating Procedures (SOP) and User manuals, using M365 Tools, including VISIO Pro.Created and supported many MS Access and Db2 SQL scripts, to access and update related databases and tables.Involved in the testing of zOS Multi-Factor Authentication (zMFA), which supplanted Single Sign-On (SSO) at the Agency. zMFA provides multiple levels of authentication and thus, greater levels of security.Participated in Daily Stand-ups/Weekly/and Monthly and other Agile-Related meetings on multiple Teams.Maintained Team SharePoint sites (pages) which later were ported to Confluence. at Leidos, Inc., for Social Security AdministrationDesigned, coded, tested, debugged, and migrated components of a Front-End application, using the following ISPF Dialog Manager Tools: Panels, Messages, Tables and Skeletons, along with REXX Execs, which facilitated Subject Matter Expert’s (SME’s) identification and extraction of Endevor elements, to prepare for transfer to a LINUX-based system named, “Informatica”. SMEs used Informatica to prepare the downloaded element’s flows to identify technical debt, so that the Agency could migrate away from, what it considered, Legacy development languages. This was due to the shrinking pool of expertise and availability of Legacy Language talent pool.Supplied support to many other mainframe developers, via a tool called Workbench from Allen Systems Group (ASG).The tool was a Data Resource Management System (DRMS) Facility, which provided a repository for and management of COBOL, HLASM, and CICS development metadata. Also managed by the tool were various other elements, such as user access, and Dynamic Table Access Management (DTAMS).Using JCL, REXX, Endevor, TADz, Workbench, and CyberFusion on the mainframe and UltraEdit, MS Access and Excel on the Network, developed a very extensive and complex spreadsheet, for a Tech 14 to evaluate and ultimately present to the Associate Commissioner and other higher-level SSA management. The spreadsheet was a depiction of the overall scope and effort that needed to transition from Workbench (SSA no longer received support for the product), and it aided the Tech 14 in his future presentation.Coding, testing, debugging, and migrating programs (HLASM/COBOL/CICS/Db2/IMS), routines, copybooks, and macros, in support of multiple applications across the Agency.Created and maintained numerous ISPF REXX and CLIST scripts.Created and updated Standard Operating Procedures (SOP) and User manuals, using M365 Tools, including VISIO Pro.Created and supported many MS Access and Db2 SQL scripts, to access and update related databases and tables.Involved in the testing of zOS Multi-Factor Authentication (zMFA), which supplanted Single Sign-On (SSO) at the Agency. zMFA provides multiple levels of authentication and thus, greater levels of security.Participated in Daily Stand-ups/Weekly/and Monthly and other Agile-Related meetings on multiple Teams.Maintained Team SharePoint sites (pages) which later were ported to Confluence. at Leidos, Inc., for Social Security Administration
Senior Vice President Americas- Transfer Agency Operations, Investor Services & AML KYC at APEX Group Services (India) GCCSenior Vice President Americas- Transfer Agency Operations, Investor Services & AML KYC at APEX Group Services (India) GCC