Summary
Overview
Work History
Education
Skills
Languages
Timeline
Generic

Suraj Shukla

Jaipur

Summary

Accomplished professional with 10 years of experience in end-to-end AML/KYC, Client Onboarding, Periodic Reviews, and AR/AP Services. Skilled in compliance management, client relationship building, project management, and team leadership.

Overview

11
11
years of professional experience

Work History

Manager - Transfer Agency

Nav Consulting Group
Jaipur
09.2023 - Current
  • Cultivated strong client relationships to secure repeat business.
  • Conducted AML/KYC reviews for high-net-worth investor accounts.
  • Managed investor communications and resolved inquiries regarding fund transactions.
  • Ensured compliance with regulatory requirements during client onboarding.
  • Prepared and presented AML/KYC training sessions for junior team members.
  • Coordinated with legal and compliance teams to update KYC documentation processes.
  • Performed periodic reviews and risk assessments for existing client portfolios.

Compliance Manager

Formidium Corp.
Jaipur
04.2021 - 09.2023
  • Reviewed transaction monitoring alerts and performed sanctions screening for customers and related parties in AML/KYC space.
  • Identified sources of funds for Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT).
  • Processed domestic and international payments via wires, ACH, and checks.
  • Managed fund expense payments, investor redemptions, and distributions.
  • Led and contributed to high-priority projects with a hands-on approach to ensure successful completion.
  • Performed quality checks of Enhanced Due Diligence (EDD) reviews for all assigned high-risk customers.

Process Developer

Genpact India Pvt Ltd
Jaipur
11.2016 - 04.2021
  • Managed accounts receivables and accounts payables.
  • Handled client management and relationship building.
  • Addressed client-level challenges and provided solutions.
  • Prepared and presented monthly dashboards, reports, and business reviews.
  • Managed end-to-end KYC processes for new client accounts.
  • Conducted due diligence and verified client documentation for compliance.
  • Reduced onboarding turnaround time by optimizing verification workflows.

Senior Associate - Client Relationship

Vkalp Outsourcing Ltd
Jaipur
02.2015 - 11.2016
  • Prepared and presented monthly dashboards, reports, and business reviews.

Education

Master's - Commerce

Rajasthan University
Jaipur
01.2016 - 04/2018

Skills

  • Escalation & Risk Management Leadership
  • Team Management
  • Decision Making
  • Analytical Thinking
  • Financial Management

Languages

Hindi
First Language
English
Intermediate
B1

Timeline

Manager - Transfer Agency

Nav Consulting Group
09.2023 - Current

Compliance Manager

Formidium Corp.
04.2021 - 09.2023

Process Developer

Genpact India Pvt Ltd
11.2016 - 04.2021

Master's - Commerce

Rajasthan University
01.2016 - 04/2018

Senior Associate - Client Relationship

Vkalp Outsourcing Ltd
02.2015 - 11.2016
Suraj Shukla