Surya Nair
Senior Analyst
Pune
Summary
Ambitious professional with a PGDM and a bachelor's degree in Banking & Insurance. Brings 10 years of experience in the Finance domain, thriving in a sensitive corporate environment. Has a keen eye for detail and a natural ability to build and maintain project cycles. Stays up-to-date with the latest trends and techniques in the field. Innate quantitative aptitude drives determination to carve out a successful and satisfying career in the industry. Known for conceptual strength, innovative and analytical approach, and attention to detail. Quickly grasps new concepts. Self-motivated, hardworking, and goal-oriented. Possesses a high degree of flexibility, creativity, resourcefulness, commitment, and optimism. Well-developed communication skills complemented by an unwavering commitment to accuracy, credibility, and integrity. Exceptional presentation skills consistently exceed expectations.
Overview
10
10
years of professional experience
4
4
Languages
Work History
Senior Analyst
EClerx Services
01.2022 - Current
- Senior Analyst with over 3 Years of experience in KYC operations and Anti money laundering
- Proficient in verifying KYC documentation, analyzing client data attributes, understanding of KYC concepts such as risk assessment, CDD, EDD, Periodic reviews
- Data governance: KYC operation & client onboarding
- Verifying KYC documentation & Analyzing client’s data attributes for APAC region
- Responsible for reviewing CIP, CDD & EDD, Client’s Onboarding, Periodic Review & raising workflow of client’s data attributes on client applications
- Verification of customer authenticity and daily updating of clients credentials
- Managing volume of 100-150 cases per day
- Understanding & knowledge of KYC concepts – risk assessment, client due diligence process, EDD, FATCA status, PEP, periodic reviews and investigation workflow
- Ability to work independently and support senior team members in planning, co-ordination and day to day engagement with key stakeholders
- Initiated and completed high quality KYC for individuals and organisations inclusive of data input, research and analysis
- Identified data anomalies and assisted with root cause analysis to maintain utmost accuracy
- Attention to detail of all the KYC file status and other customer record activities to ensure completion within required timeframes
- Coordinated with internal partners such as front, middle and back office to obtain required information and applicable
- Performed periodic file reviews to ensure activities are reviewed in a holistic manner across the spectrum of products and services used by the customer
- Analyzed large quantities of information, identifying trends including establishing appropriate metrics to determine changing risk elements
- Excellent documentation skills to capture & illustrate the client's detail as per Business requirements
- Independently managed multiple requests simultaneously with inclusive of customer data maintenance at any complex phase
- Remediating & updating Tax identification details in system to ensure compliance with tax laws & regulations
Senior Financial Analyst
eClerx Services Limited
01.2018 - 01.2022
- Trades done on OTC market are confirmed by the trade Confirmation
- The process involves various activities i.e
- Affirmation, drafting, chasing, discrepancy resolution and execution
- The process has five asset classes i.e
- FX, Equity, Commodities, Interest rate swaps and Fixed Income
- The Equity chasing process comprises of various activities, Chasing counterparties for signing the confirmations, resolving discrepancy if raised by Clients or Dealers, reviewing Counterparty confirmation and execution Of the confirmations
- Co-ordination and raising the discrepancy to correct point of Contact
- Daily catch up with middle office and raising Sticky issue to front office on timely manner
- Responsible for validating the economic and non-economic details with counterparties, clients and brokers and ensuring legal confirmations are executed with the bank
- Escalate / highlight issues, sticky clients to internal stakeholders and client management within stipulated time frame
- Calculation of resource utilization and reporting to management On weekly basis
- Handling a team of four members and working effectively with Team to resolve the issues/discrepancies in timely manners
- Escalating High aged trades to Sales person
- Calling counterparties for quick execution/resolution and meeting counterparties expectations post liaising with internal Middle Office and Desk
- Preparing aged transactions reports on weekly basis and Presenting it to higher management
Associate
State Street Syntel Services Pvt Ltd
08.2015 - 12.2017
- Worked as Associate in the dealing process usually with mutual funds
- Dealing in financial platform focusing on investments and withdrawals
- Guiding and supporting the client for investments
Education
PGDM - HR
Bachelor of Commerce - Banking & Insurance
Skills
Operational Process Development
Accomplishments
- Worked for TIME AND MOTION project @ SSSSPL for 2 months
- Gained multiple appreciation mails for timely executions.
- Spot award at eClerx (2019)
- Critical Resource Award & Spot award (2020 & 2021 & 2023)
Timeline
Senior Analyst - EClerx Services
01.2022 - Current
Senior Financial Analyst - eClerx Services Limited
01.2018 - 01.2022
Associate - State Street Syntel Services Pvt Ltd
08.2015 - 12.2017
RKT College of Arts, Science & Commerce - Bachelor of Commerce, Banking & Insurance
Welingkar Institute of Management Development & Research - PGDM, HR
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