SURYARGHA RAY
Internal Auditor
Howrah
Summary
Looking for an exciting and dynamic role where I can utilize my skills and experience to drive tangible results. Passionate about joining an organization that fosters a culture of innovation, continuous learning, and personal growth. Seasoned auditing professional knowledgeable about risk aversion strategies, cost reduction options and financial processes. Decisive and persuasive communicator with proven problem-solving, leadership and planning abilities.
Overview
17
17
years of professional experience
6
6
years of post-secondary education
3
3
Languages
Work History
Senior Auditor
HDFC Bank Ltd
Kolkata
03.2019 - Current
- Mentored junior auditors, contributing to their professional development and enhancing team performance.
- Completed audit papers by thoroughly documenting audit tests and findings.
- Managed multiple concurrent audits, effectively prioritizing tasks to meet deadlines without compromising quality.
- Enhanced audit efficiency by implementing risk-based audit strategies and streamlining processes.
- Identified significant cost-saving opportunities through detailed analysis of financial statements and operational data.
- Reduced instances of non-compliance by conducting thorough audits and providing clear recommendations for improvement.
- Implemented best practices in auditing procedures through continuous learning and professional development activities.
- Identified management control weaknesses and provided value added suggestions for remediation.
- Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement.
- Evaluated the accuracy of financial reporting systems, identifying areas for improvement and recommending corrective actions.
- Conducted extensive fraud investigations, uncovering irregularities and safeguarding company assets.
- Assessed the effectiveness of corporate governance structures, contributing to enhanced transparency and accountability within organizations.
- Prepared working papers, reports and supporting documentation for audit findings.
Deputy Branch Manager
ICICI Bank
Haldia,West Bengal
03.2016 - 03.2019
- Managed daily operations to ensure smooth functioning of the branch and timely completion of tasks.
- Conducted regular audits of branch operations to identify areas for improvement and implement corrective actions.
- Enhanced branch efficiency by streamlining internal processes and implementing staff training programs.
- Acted as interim Branch Manager during vacations or absences from work; providing seamless leadership continuity without sacrificing operational efficiency.
- Monitored employee performance and provided constructive feedback for professional growth and development.
- Ensured strict adherence to all regulatory requirements through consistent enforcement of policies and procedures across the branch team members.
- Optimized staffing levels by analyzing workload trends, ensuring efficient allocation of resources.
- Increased customer satisfaction with personalized service strategies and superior problem-solving skills.
- Cultivated strong relationships with clients, resulting in improved customer loyalty and retention rates.
- Implemented risk management protocols, reducing financial losses due to fraud or operational errors.
- Assisted Branch Manager in budget preparation, monitoring expenses closely to prevent cost overruns or wasteful spending.
- Managed cross-selling initiatives that expanded existing customer relationships while bringing onboard new clientele, contributing to the overall growth of the branch.
- Coordinated with other departments to resolve customer complaints promptly, enhancing overall client experience.
- Collaborated with senior management to develop branch goals, aligning them with company objectives.
- Created strategies to develop and expand existing customer sales, resulting in increase in annual sales.
- Completed filings and upheld strict compliance with regulatory agencies and supervisors.
- Reviewed and edited loan agreements to enhance clarity and monitor compliance with requirements.
- Complied with established internal controls and policies.
Senior Officer
ICICI Bank
Sodepur,West Bengal
03.2013 - 03.2016
- Established strong relationships with key clients to maintain customer loyalty and drive repeat business opportunities.
- Implemented innovative process improvements that enhanced productivity and reduced operational costs.
- Negotiated contracts with vendors to secure favorable terms, resulting in significant cost savings for the company.
- Coached junior team members, fostering professional growth and improving overall team performance.
Officer
ICICI Bank
Barasat, West Bengal
10.2007 - 03.2013
- Attended personnel meetings and training sessions to improve skills and learn new policies and procedures.
- Established effective relationships with key stakeholders both internally and externally for increased collaboration opportunities.
- Mentored junior staff members, helping them develop their skills and advance in their careers.
- Prepared and submitted detailed reports regarding assignments and ongoing investigations.
Education
B.Com - undefined
Calcutta University
06.2002 - 05.2005
Higher Secondary - undefined
WBCHSE
04.2000 - 05.2002
Madhymik - undefined
WBBSE
07.1999 - 05.2000
Skills
Team building
Ability to multitask
Management and supervision
Adaptability
Analytical problem-solving skills
Customer focus and service
Regulatory filings and compliance
Risk Assessment
Compliance Monitoring
Process evaluations
Process Mapping
Risk management
Cost savings options
Timeline
Senior Auditor
HDFC Bank Ltd
03.2019 - Current
Deputy Branch Manager
ICICI Bank
03.2016 - 03.2019
Senior Officer
ICICI Bank
03.2013 - 03.2016
Officer
ICICI Bank
10.2007 - 03.2013
B.Com - undefined
Calcutta University
06.2002 - 05.2005
Higher Secondary - undefined
WBCHSE
04.2000 - 05.2002
Madhymik - undefined
WBBSE
07.1999 - 05.2000