SUSHMITHA MOGLI

• Establish strong relationships with management in Risk Management, related control groups, and audit Colleagues
• Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value
• Perform audit projects from planning to reporting and deliver a quality product in line with department standards
• Preparing workpapers, Experience in detailed audit program preparation, documentation of business process, testing of issues to determine corrective actions have been taken and documentation of testing results
• Proactively advances the team on changes integrated auditing concepts and use of technology
• Stay up-to-date with evolving industry changes and market events impacting the Risk Management channels
• Create educational material for Control specific methodology of issue validation

Company Overview: McGraw Hill Foundation

• Partner with Controls Owners and Process Owners to consult on ITGC Control Activities.
• Report on internal control weaknesses, participate in root cause identification and recommend control improvements.
• Conduct test of design and test of control operation over ITGC/SOX 404 controls and effectively document the results ensuring that conclusions, findings, and recommendations are adequately supported.
• Maintain control documentation (SOX Narratives, RCMs, and Control documentation) in Shared Folder.
• Perform assessments to evaluate controls, security, SOD, and execute audit procedures.
• Work with control owners to ensure testability of existing controls and new ITGC testing of: Change Management, Logical Security and IT Operations.
• Work with control owners to address internal control weaknesses and exceptions identified.
• Act as liaison with internal and external auditors for all ITGC audit concerns, facilitation of meetings, annual walk through, and discussion of remediation activities for identified deficiencies.
• Monitor activities of IT systems and applications to ensure compliance with internal policies and procedures including daily, monthly, quarterly and annual account and activity review.

Company Overview: Blackstone Bank

• Responsible for IT Audit and SOX 404 IT internal controls testing including IT General Controls (ITGCs), Application/Automated Controls, Segregation of Duties.
• Responsible for supporting on-going maintenance of master list of key controls for ITGCs and automated controls.
• Lead interactions with Control Owners and produced high quality workpapers.
• Support IA framework by leading efforts around Logical Access, Change Management and Operation Controls.
• Performed Test of Design (TOD) and Test of Effectiveness (TOE) for ITGC Controls based on sampling picked using Sampling methodology.
• Handling Financial Reconciliation related to Hedgehog, preparing operational monthly reports and AP Balance report.
• Managed Directed relationships with web hosting operations for clients regarding new updates or changes in policy or payment enquiry.
• Priorities and response the queries from Client over emails regarding payment query and urgent request of processing and provide the required details.
• Resolve accounting variances by passing adjustment entries and estimated monthly closing Accruals.
• Complete daily accounting tasks including rejected vouchers, chasing approver for approvals, working on query reports.

• Handling Financial Reconciliation related to Hedgehog, preparing operational monthly reports and AP Balance report.
• Managed Directed relationships with web hosting operations for clients regarding new updates or changes in policy or payment enquiry.
• Priorities and response the queries from Client over emails regarding payment query and urgent request of processing and provide the required details.
• Resolve accounting variances by passing adjustment entries and estimated monthly closing Accruals.
• Complete daily accounting tasks including rejected vouchers, chasing approver for approvals, working on query reports.