Swapnil Singh
Bengaluru
Summary
Dynamic analyst with extensive experience in trade life cycle management, specializing in brokerage, client onboarding, reconciliation, and client relationship management. Proven expertise in trade matching and clearing and settlement processes for Exchange Traded Derivative (ETD) products across both manual and electronic platforms. Currently engaged in middle office operations for commodity trading at StoneX Financial Services, leveraging strong analytical skills to enhance operational efficiency and client satisfaction. Committed to delivering high-quality results in fast-paced environments while fostering collaborative relationships with stakeholders.
Overview
4
4
years of professional experience
Work History
Analyst
StoneX Financial Services
02.2024 - Current
- Responsible for managing middle & back office operations for commodities trading.
- Indulge in onboarding clients onto internal platforms.
- Comprehensive understanding of commodity trading processes across LME & Non-LME exchanges.
- Created multiple client-specific fee plans to aid the efficiency of the front office sales team in commodity trading.
- Manages trade clearing & mapping for F&O transactions.
- Executing trade testing & Liaoning with risk team to mitigate risk for newly traded products on exchange.
- Liaoning with multiple teams to identify trade/ client's discrepancy to resolve exceptions.
- Facilitated the completion of account terminations.
- Provided training support to onboard newly added personnel.
- Facilitating product & contract static set-up by liaoning with deliveries team.
Analyst
Goldman Sachs
02.2023 - 01.2024
- Part of Fees & Commissions Operations team under Global Markets & Banking Division which concentrates on commission reconciliation and settlements of brokerage
- Concentrating on settling brokerage >90% of the overall traded volumes month-on- month for both payables and receivables.
- Achieved high industry ranking in brokerage for LD operations.
- Expertise in brokerage settlement on platforms such as Atlantis (FIA Tech)
- To liaise with Global partners, Settlement Teams and Asset Servicing to resolve Reconciliations Breaks related to the Prime Brokerage Product
- Efficiently handling brokerage reconciliations to ensure better client service and quicker TAT on the settlements.
- Responsible for performing key controls across the trade lifecycle process.
- Understanding of US & EMEA markets for clearing & settlement business.
- Make sure adherence to company policies and develop changes to office policies and procedures.
Junior Analyst
Smartstream Technologies
05.2021 - 02.2023
- Handles the listed derivatives products for large investment bank (Credit Suisse)
- SSI setup in NTPA payment system
- Handles brokerage & reconciliation services for Manual Payables team.
- Execution and clearing listed derivative transactions performed by Future & options
- Customer relationship management on post trade lifecycle transactions
- Indulge in BAU operations of fees & expense management
- Meeting service level agreements
- Hands on experience in JIRA
- Preparation of status report & reporting it to key stakeholders
- Keeping clients fully informed regarding progress & liaising with brokers & banks to close any issues
- Managing & clearing of execution fees of multiple brokers across different entities & exchanges.
Education
PGDM - Finance
IFIM Business School
2021
B. B. A - Management Studies
Vellore Institute of Technology
2018
Skills
- Excel proficiency
- Expertise in prime brokerage
- Settlement processing
- Reconciliation process management
- Experience in trade lifecycle processes
- Capital market expertise
- Client relationship management
- XTP (ION Group)
- GMI
- Operational experience in SEALS
- Experience with DUCO tools
Interests
Keen interest in playing PlayStation games & travelling
Languages
Accomplishments
- Cleared more than 50% outstanding dues for broker, receive appreciation from Team Leads, Line Manager & AVP (Assistant Vice-President).
- Cleared 80% outstanding dues for big brokers & receive appreciation from Brokers, Client (Credit Suisse), Associate & AVP (Assistant Vice President).
- Assist in improving Goldman Sachs's ranking on Atlantis( via fiatech) in Listed derivatives space.
- Highly appreciated by front office traders across EMEA & Asian region for resolving queries with quicker TAT.
Timeline
Analyst
StoneX Financial Services
02.2024 - Current
Analyst
Goldman Sachs
02.2023 - 01.2024
Junior Analyst
Smartstream Technologies
05.2021 - 02.2023
B. B. A - Management Studies
Vellore Institute of Technology
PGDM - Finance
IFIM Business School
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