SWAROOPRAJ KOTIAN
Moshi, Pimpri Chinchwad
Summary
Dynamic Manager at CLSA Technology & Services LLP with a proven track record in operations management and effective communication. Spearheaded timely settlements of high-value US Treasury trades, enhancing team performance through coaching and cross-departmental collaboration. Skilled in monitoring key performance indicators to drive success in complex financial environments.
Overview
11
11
years of professional experience
Work History
Manager
CLSA Technology & Services LLP
11.2017 - Current
- Managing Pre-settlements tasks.
- DTC Affirmation:- Affirming the various fixed income securities in DTC & FED depositories, like US Treasuries, Corporate bonds, Municipal bonds, Collateral mortgage obligations for timely settlements of securities.
- Pre-Matching:- Pre-matching of emerging markets of LATAM market like Brazil, Mexico, Canada, Chile, Colombia, Peru and Uruguay and also of various fixed income products where affirming facility is not available in depositories & trades are manually matched for timely settlements of securities. Settlements of free of payments trade in Peru & Uruguay.
- US Treasuries 5 Million check:- Taking the responsibility of all US Treasury trades worth 5 million and above and ensuring their timely settlement. US Treasuries 5 million check is considered as the second most critical task to be performed as any trade failing would lead a risk to the organization on payment of the liability of claim charges.
- Splits:- Splitting up the trade in different depositories. Partial settlement of trades as per holdings of the custodian & with the agreement from the broker to settle it in different locations.
- Stock Borrow Lending (SBL): Monitoring the settlement process of SBL trades and to ensure to settle the daily MTM differences with counterparties and also to ensure the settlement of the cash payments at the back of the borrowed stock.
- Facilitated problem-solving sessions to address team challenges effectively.
- Monitored staff performance and addressed issues.
- Coached, mentored and trained team members in order to improve their job performance.
- Trained employees on additional job positions to maintain coverage of roles.
- Coordinated cross-departmental projects to ensure timely and successful completion.
Senior Analyst
Eclerx Services Pvt. Ltd.
03.2016 - 11.2017
- Fails Identifications:- Fails identification is considered as the most critical task to be performed. Investigating the failing reason of trades after the settlement date of NYFI products & trying your best to settle all the failing trades as soon as possible to avoid any kind of liability to company such Overdraft charges & Claims due to late settlement of the trades.
- Security payment orders:- Setting up the SPO of various factored securities, in order to avoid cash breaks arises due to coupon factor update on securities.
- Identification of breaks for reconciliation: - Identifying the cash & quantity breaks for internal reconciliation of securities & resolving their issues.
Analyst
State Street HCL Services Ltd.
05.2014 - 02.2016
- Monitoring the settlement process of all US SBL trades.
- Following up on the daily settlement of the MTM differences with counterparties on the borrowed stocks.
- Ensuring the settlement of the cash payments/receipts at the back of the underlying borrowed stock.
Education
M.B.A - Finance
Sinhgad Institute of Management
Pune08-2014
B.Com -
St. Aloysius Degree College
Bangalore06-2012
H.S.C -
Dempo Higher secondary School of commerce
Panaji, Goa01.2009
S.S.C -
People's High School
Panaji, Goa05-2006
Skills
- Effective communication
- Operations management
- Key performance indicators
- Goal setting
- Trade settlement
- Fails identification
- Risk management
Accolades Achievements
- Won 3rd place in University Level Intercollegiate 'MAD ADS' competition
- Participated for a Social cause in Beach cleaning drive organized by Travel & tourism association of Goa.
- Awarded as a best trainee in State Street HCL Services Pvt Ltd within 5 months after joining.
- Awarded as the Best Analyst in State Street HCL Services Pvt Ltd.
- Awarded as the Best Senior Analyst in Eclerx for the month of Dec 2016.
- Awarded as the Best Officer of the Quarter in CLSA.
- Awarded Twice as the Best Officer of the month in CLSA.
Personal Information
- Date of Birth: 05/30/90
- Gender: Male
- Marital Status: Single
Languages
- English
- Hindi
- Marathi
- Konkani
- Kannada
Knowledge Domain
- Capital Market
- Commodities Market
- Currency Market
- Securities Settlement
- Cash Settlement
- Cross Currency Swap
- Cross Currency Swap with MTM Features
- Interest Rate Swap
- Credit Default Swap
Organizational Scan
M.B.A., 8, Officer, CLSA Technology & Services LLP, Fixed Income Securities Settlements, Present
Languages
English
First Language
Hindi
Advanced (C1)
C1
Marathi
Elementary (A2)
A2
Kokani
Advanced (C1)
C1
Kannada
Elementary (A2)
A2
Accomplishments
- Awarded as a best trainee in State Street HCL Services Pvt Ltd within 5 months after joining
- Awarded as the Best Analyst in State Street HCL Services Pvt Ltd
- Awarded as the Best Senior Analyst in Eclerx for the month of Dec 2016
- Awarded as the Best Officer of the Quarter in CLSA
- Awarded Twice as the Best Officer of the month in CLSA
- Awarded as Best Manager in Operations of the Quarter in CLSA
Timeline
Manager
CLSA Technology & Services LLP
11.2017 - Current
Senior Analyst
Eclerx Services Pvt. Ltd.
03.2016 - 11.2017
Analyst
State Street HCL Services Ltd.
05.2014 - 02.2016
M.B.A - Finance
Sinhgad Institute of Management
B.Com -
St. Aloysius Degree College
H.S.C -
Dempo Higher secondary School of commerce
S.S.C -
People's High School
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