Swayamprabha Gaikwad
Internal Audit | Risk & Compliance | Ethics & Fraud Risk
Gurugram
Summary
Experienced in providing high-level consulting services that drive business transformation. Utilize strategic insights and detailed analysis to support client objectives and implement effective solutions. Possess a strong understanding of managing client relationships and delivering measurable results.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Senior Consultant
Ernst & Young
01.2024 - Current
- Conducted investigation based on whistleblower allegations for the largest liquor company in India for confirming claims on conflict of interest and vendor favouritism in procurement process.
- Conducted a thorough investigation for a prominent alcoholic beverage company into accusations of policy manipulation, cartel conduct, and anti-competitive activities among various employees.
- Performed Fraud Risk Assessment of Manpower hiring process for leading Alcobev company in India confirming excess/improper payments made to contractual manpower vendor.
- Conducted interviews of custodians/employees for above assignments including interviews for COC violations.
- Developed and executed risk‑based audit plans across functions like supply chain, procurement, and manufacturing—aligning audits to COSO principles and COSO‑based risk assessment frameworks to strengthen control.
- Built control dashboards and performed analytics to monitor process effectiveness, control gaps, and outstanding audit actions—allowing for value-added stakeholder reporting
- Drove fraud investigations and compliance reviews, collaborating with HR, legal, and governance teams to assess allegations, document audit evidence, and deliver actionable findings to senior leadership and audit committees.
Associate Consultant
PWC
06.2023 - 01.2024
- Strategically coordinated and oversaw the progression of engagements, culminating in the presentation of discovered issues and suggested improvements to the client.
- Conducted a detailed review of the distributor channel of one of the leading US based pharmaceutical company for FCPA violations. Reviews included conducting discussions with key management personnel, reviews of policies and procedures, reporting.
- Conducted due diligence on commercial loan portfolio for US based client.
- Conducted ABAC review for Czech Republic based organisation.
Consultant
Serious Fraud Investigation Office (SFIO)
09.2022 - 04.2023
- Forensic accounting investigation for a listed company pursuant to allegations of manipulation of books of accounts, misrepresentations and falsification of financial statements and diversion/siphoning off funds by promoters. The investigation revealed fund diversion of approximately INR 800 crores by promoters.
- Conducted interviews and interrogation for key managerial people involved in company under investigation.
- Preparation of report based on findings for charge filing.
Consultant
B S R & CO. (KPMG)
03.2020 - 08.2022
- Led team of 5 people for portfolio analysis for leading MNC Bank.
- Conducted reviews on commercial lending process for risk assessment, credit appraisal, end use monitoring, mortgage processing considering regulatory impact for the same.
- Worked on stressed asset monitoring by leading private banks in India.
- System automation done for compliance with RBI guidelines on NPAs.
- Led a team of 6 associates in executing argued-upon procedures for a multinational bank, with findings reported directly to the RBI.
Education
Institute of Chartered Accountants of India
Mumbai, India01-2019
B.Com -
Mumbai Univerisity
Mumbai, India 04.2001 -
Skills
Critical thinking for problem solving
Strategic leadership
Analytical reasoning
Performance benchmarking
Productivity improvement
Data analytics
Prioritization and scheduling
Interests
Food & Travel, Photography, Painting, Adventure Sports
SOCIAL LINKS
www.linkedin.com/in/swayamprabha-gaikwad-6458b160
Certification
Certified Fraud Examiner
Timeline
Senior Consultant
Ernst & Young
01.2024 - Current
Certified Fraud Examiner
10-2023
Associate Consultant
PWC
06.2023 - 01.2024
Consultant
Serious Fraud Investigation Office (SFIO)
09.2022 - 04.2023
Consultant
B S R & CO. (KPMG)
03.2020 - 08.2022
B.Com -
Mumbai Univerisity
04.2001 -
Institute of Chartered Accountants of India