SYED NADEEM
Summary
Resume Summary
"Commerce graduate with over 7 years of professional experience in KYC, AML, Fraud Compliance, and Financial Crime Operations. Experienced in Periodic Reviews, Transaction Monitoring, Investigations, Suspicious Activity Report (SAR) preparation, Quality Control (QC), and Quality Assurance (QA). Proven expertise in client onboarding and offboarding processes, covering individual, corporate, and investment accounts across Equities, Money Market, Fixed Income, and OTC products. Strong understanding of regulatory compliance requirements, risk assessment, and customer due diligence to ensure adherence to global compliance standards."
Overview
8
8
years of professional experience
1
1
Certification
Work History
Client data specialist IV
JP Morgan Chase
01.2022 - Current
- Identifying accurate risk rating for individual and business accounts & Verifying all the aspects of CIP, CDD, ADD and necessary account opening documents are provided in accordance with KYC and Updating the KYC systems.
- Conducted quality control(QC) reviews on US based client, ensuring accuracy and compliance by recreating alerts when discrepancies were detected.
- Preparing QA reports and presenting findings to management and stakeholders.
- Conduct enhances due diligence (EDD) research using public and private database in attempts to find background information of the client for maintaining or closing business relationship.
- Performing transactional review of the client and Identifying significant cases, such as; red flags, Negative Media, NAICS Escalations, patterns associated with the laundering of funds(SAR) and reporting it to GFCC/FinceN.
- Identifying customer relationship with sanction countries and escalating it to relevant team.
- Performing the required KYC screenings on customer business entity accounts documenting the information obtained.
- Reaching out to the customer/banker through call/mails if the information is insufficient to complete the review and following up with timely basis.
- Performing due diligence on customer legal documents such as business registration certificate, Attestation by CPA/Attorney, Notary documents, Tax returns of the business, Balance sheet/Financial statements.
KYC Analyst
Randstad India (JP Morgan Chase)
12.2020 - 01.2022
KYC Analyst
Tata Consultancy Services (Client - Deutsche Bank)
08.2018 - 12.2020
- On-boarded and off-boarded clients based on investment products; performed trade checks and end-to-end checks.
- Risk Assessments on a diverse range of institutions and individual customers including high, medium & low risk clients.
- Conducted ongoing customer due diligence, updating KYC/AML records and information for existing clients.
- Resolved queries and complaints through effective judgment and enhanced products.
Education
Bachelor of Commerce -
Bangalore University
Skills
- KYC verification
- Transaction monitoring
- Due diligence
- Risk assessment
- Quality assurance
- Quality control
- Data validation
- Tableau
- Alteryx
- Microsoft Office
- Problem-Solving
- Decision Making
- Research skills
- Leadership
Certification
- MS Excel
- Tally ERP 9
- AML-KYC and Customer Due Diligence(NISM)
- Alteryx
Awards
- CCB Q-3 recognition
- "Hyper Helper" - Award from Deutsch Bank (Client)
- Process Star award
Roles And Responsibilities
- Monitoring the Process and training new joiners in the Team
- SME and quality checker (QC) for the process
- Allocating the work to the Team members and ensuring the completion in the stipulated time
- Preparing team score card by pulling tableau reports
- Reviewing and updating the process DTP on monthly basis
- Proactively identified application issues, logged IT tickets, and collaborated with cross-functional teams to drive timely resolution
- Assisting new joiners in setting their passwords, access to applications, setting objectives and goals for the quarter
Languages
English
Proficient
C2
Hindi
Proficient
C2
Timeline
Client data specialist IV
JP Morgan Chase
01.2022 - Current
KYC Analyst
Randstad India (JP Morgan Chase)
12.2020 - 01.2022
KYC Analyst
Tata Consultancy Services (Client - Deutsche Bank)
08.2018 - 12.2020
Bachelor of Commerce -
Bangalore University