Securities operations specialist with strong analytical skills and comprehensive knowledge in cash settlements, risk management, and regulatory compliance. Known for promoting collaboration and adaptability to meet shifting priorities and achieve results. Effective in using industry-standard software and tools to optimize workflows and ensure accuracy. Recognized for reliability and proactive approach to problem-solving.
Conducting control checks, quality analysis, and reporting, while leveraging project management skills to effectively mitigate and manage risks
Leading and supervising a high-performing team by strategically allocating work, tracking progress with monthly statistics and dashboards, and providing technical support that boosted productivity
Resolving complex and escalated issues by employing advanced problem-solving techniques and leveraging technical expertise, which earned recognition from clients and senior management
Preparing, analyzing, and publishing Key Performance Indicator (KPI) and Key Risk Indicator (KRI) reports
Validation of client information and change management
Spearheading the development and implementation of new processes and procedures leading to streamlined operations and improved service delivery
Conducted thorough root cause testing of all compliance and business metrics, leading to the identification of opportunities for process improvement
Part of migrating process from one geographical location to another
Reconciliation and timely settlements of client's entitlements
Recognizing and correcting the qualitative and quantitative data gaps existing in the systems, working closely with upstream partners and consultants for resolutions
Drafting, implementing and monitoring procedures along with SLA/SLD documents
Demonstrating exceptional independence and expertise in handling complex issues and projects, resulting in successful project completion and client satisfaction
Championed change management initiatives within the organization by effectively communicating the value of proposed technology enhancements or process improvements.
Managed technical resources for optimal performance, ensuring timely completion of tasks across various teams.
Sr Analyst - Tax Cash and Recon
Northern Operating Services
01.2018 - 01.2022
Conducted auditing, reporting, and reconciliation for monthly tax accruals and cash receivables, ensuring accuracy and compliance
Managed critical approvals/rejections for cash payments and SWIFT messages
Settlements and reporting of Dividend income, Tax refunds, Bond transactions, coupon and WH Taxes
Enhanced team productivity by streamlining workflow processes and implementing time-saving strategies.
Mentored junior analysts, fostering professional development while enhancing overall team performance.
Analyst - International Tax
Northern Operating Services
01.2015 - 01.2018
International and ADR Tax reclaim services
Wealth Tax management
Collaborated with cross-functional teams to identify opportunities for process improvement and increased efficiency.
Education
Bangalore University -
Stracey Memorial College
High School - undefined
Matha's High School
B.COM -
HKBK DEGREE COLLEGE
Skills
Cash management expertise
Accomplishments
Successfully transitioned several Tax process to create a single cash management and settlements team
Recognition and rewards for automation of reports/macros for regulatory checks
Recognition and rewards on creation of a daily and weekly dashboard for Tax exceptions
Received awards for excellence in execution
Migration of the TRAMS Tax accrual system to the new Xceptor model, and developed the accompanying processes and procedures.