Hi, I’m
Tania Dhar Paul
KYC/AML/FRAUD Lead
Bangalore,Karnataka
Summary
Detail-oriented Compliance Officer dedicated to improving policies and procedures in all business areas. Hardworking and driven with quality-focused and proactive approach. Bringing 6+ years of experience in KYC/AML Domain. Collaborative leader with dedication to partnering with coworkers to promote engaged, empowering work culture.
Expertise in tools like World check, Lexis Nexis, Experian, RDC, IMM, Portal, SAFIRE, THEA, RSA, BO Tool.
Overview
10
years of professional experience
2
Years into people management
3
Languages known
Work History
Price Water CoopersBengaluru
Detection Lead
09.2022 - Current
Job overview
- Identified issues, analyzed information and provided solutions to problems and used strong analytical and problem-solving skills to develop effective solutions for challenging situations
- Position in current project, involves handling team of 20 Fraud Detection Analysts
- Coach and mentor junior team members and managing daily production, as per SLA and targets to be met by EOD
- Demonstrated high level of initiative and creativity while tackling difficult tasks
- Proved successful working within tight deadlines and fast-paced environment
- Used critical thinking to break down problems, evaluate solutions and make decisions
- Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices.
- Collaborated with internal and external stakeholders, auditors and legal counsel to confirm compliance with applicable laws and regulations.
Common Wealth Bank of AustraliaBengaluru
Financial Crime Operations Analyst
12.2021 - 08.2022
Job overview
- Managed time efficiently in order to complete all tasks within deadlines and demonstrated high level of initiative and creativity while tackling difficult tasks
- Position has involved liaising with SR managers to manage KYC cases for completion in efficient and timely manner
- In very short span of time, have been given sole responsibility to work on NTB customers and complete case in stipulated time period
- Managed team of 25 analysts by providing coaching and guidance
- Perform QA checks on files done by junior analysts and giving feedback on same
ANZBengaluru
Triage Officer, Sr KYC Specialist
12.2020 - 11.2021
Job overview
- One of few Key responsibilities is coordination and collection of client specific information and completion of documentation to assist in on boarding of new clients, Performing QC checks for analysts before submission
- Performing Customer Due Diligence including maintenance and updating of AML and KYC records and information for existing clients
- Updating Client investment accounts, including individuals, trusts and entities and responsible for screening clients and their Guarantors to ensure financial crimes are not being committed or working with terrorists
- Promoting and sustaining strong engagement and mutually beneficial relationships with key internal business stakeholders
- Managed time efficiently in order to complete all tasks within deadlines
AccentureMumbai
Senior KYC Associate, Designation: Senior Associate
08.2018 - 04.2019
Job overview
- Complete KYC on boarding for new and pre-exiting customer (KYC Refresh) by reviewing client documentation, vendor databases, and data entered into proprietary systems
- Ensure that information obtained is consistent with BSA/AML Policy and Procedures and satisfies regulatory requirements
- Assist in administration and review of Client Risk Scoring, Client Identification and KYC documentation.
- Worked with Management to implement process improvements
- Demonstrated creativity and resourcefulness through development of innovative solutions
- Completed over 15 alerts per day, which incresed the productivity and performance
WILLISMumbai
Account and Settlement Officer
08.2015 - 03.2016
Job overview
- Have worked for “Accounts and Settlements” team, basic work was to book commissions for company and do settlements by communicating with stake holders
- Renewal of insurance policies for upcoming year
- Worked on “expiration report”, where all details of clients who want to renew their policies so that renewal can be done and commissions can be booked
- Expertise in Monitoring job getting done, and quality checking
Australian New Zealand Banking CorporationBangalore
KYC Analyst, Designation: Analyst
01.2013 - 08.2014
Job overview
- Conducted KYC formality reports on questionable accounts and transactions
- Complete KYC on boarding for new and pre-exiting customer (KYC Refresh) by reviewing client documentation, vendor databases, and data entered into proprietary systems
- Ensure that information obtained is consistent with AML Policy and Procedures and satisfies regulatory requirements
- Assist in management, maintenance, and review of appropriate CIP documentation/client files
- Handling All PEP alerts solely
Education
Dayanand Sagar College, Bangalore UniversityBangalore
BBA from Finance
05.2009 - 04.2012
Lady Keane CollegeShillong
High School Diploma
04.2007 - 03.2009
Skills
Strong leader
Timeline
Detection Lead
Price Water Coopers
09.2022 - Current
Financial Crime Operations Analyst
Common Wealth Bank of Australia
12.2021 - 08.2022
Triage Officer, Sr KYC Specialist
ANZ
12.2020 - 11.2021
Senior KYC Associate, Designation: Senior Associate
Accenture
08.2018 - 04.2019
Account and Settlement Officer
WILLIS
08.2015 - 03.2016
KYC Analyst, Designation: Analyst
Australian New Zealand Banking Corporation
01.2013 - 08.2014
Dayanand Sagar College, Bangalore University
BBA from Finance
05.2009 - 04.2012
Lady Keane College
High School Diploma
04.2007 - 03.2009
Similar Profiles
D. Ashique Andrew YvesD. Ashique Andrew Yves
Associate-2 at Price Water House Coopers Sdc Pvt. Ltd.Associate-2 at Price Water House Coopers Sdc Pvt. Ltd.
CA CS Akshita GoyalCA CS Akshita Goyal
Experienced Associate at Price Water House Coopers Service Delivery Center (Kolkata) Private LimitedExperienced Associate at Price Water House Coopers Service Delivery Center (Kolkata) Private Limited
NIKITA MISHRANIKITA MISHRA
Senior Associate- Asset & Wealth Management at Price Waterhouse CoopersSenior Associate- Asset & Wealth Management at Price Waterhouse Coopers