Tanmay Sharma
KYC / AML Professional
Jammu,JK
Summary
Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
1
1
year of professional experience
18
18
years of post-secondary education
4
4
Certifications
Work History
Compliance Analyst
TaskUs India Private Ltd.
2 2024 - 09.2024
- Analyzed and conducted investigations for fraudulent activities impacting the organization
- Tracked fraud trends and monitored the status of various types of fraud
- Collaborated across departments to address and resolve fraud-related issues
- Used transactional and customer records, internal data, and other information to identify suspicious or unusual activities
- Maintain case notes for all alerts received on each types of fraud occurrence
- Analyze fictitious transaction pattern
- Escalate the red flag regarding suspicious activity.
Operations & Compliance - Executive
Wealthmax Financial Advisers Ltd.
10.2022 - 12.2023
- Conducted periodic audits to ensure compliance with applicable laws and regulations, resulting in no major non-compliance issues
- Supervising compliance with all applicable laws, rules, directives, rulings and guidelines issued by relevant regulatory authorities such as FCA
- Follow-up on non compliance issues raised by regulator with the respective department to ensure that the issues are timely resolved
- Provide training and assistance to the advisers in their sales activities
- Collaborated with sales and marketing department to address indications of improper sales practices
- Developed and maintained CRM database to ensure accuracy of customer data and track progress of sales activities
- Created detailed documentation of CRM processes and procedures for easy reference
- Conducted annual KPI review of the advisers
- Conducted role play meetings with advisers for their competency building and training.
Education
MBA - Marketing & HR
Model Institute Of Engineering And Technology
Jammu, India09-2022
Bachelor of Arts - Political Science
Govt. Maulana Azad Memorial College
Jammu, India 04.2001 - 01.2019
Skills
Communication Skills
Leadership Skills
Problem Solving
Computer Proficiency
Time management
Customer Relationship Management
Anti-Money Laundering
Reporting skills
Sanctions Screening
Websites
Certification
Enhancing financial inclusion with risk based approach - ACAMS
Accomplishments
- Represented intercollege tournaments.
- Played in the university badminton team for North Zone Championship in Haryana.
- Coordinated Channel Surfing event in college.
Languages
English
Advanced (C1)
Hindi
Bilingual or Proficient (C2)
Timeline
Operations & Compliance - Executive
Wealthmax Financial Advisers Ltd.
10.2022 - 12.2023
Bachelor of Arts - Political Science
Govt. Maulana Azad Memorial College
04.2001 - 01.2019
Compliance Analyst
TaskUs India Private Ltd.
2 2024 - 09.2024
MBA - Marketing & HR
Model Institute Of Engineering And Technology
Enhancing financial inclusion with risk based approach - ACAMS
Compliance certificate from University Of Pennsylvania Coursera
MS Excel Certificate - Udemy
Diploma in Computer Application
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