Tejas Bharat Mehta
Mumbai
Summary
Detail-oriented compliance and risk management professional with expertise in sanctions screening, financial crime investigations, and regulatory compliance. Skilled in assessing red flags, implementing mitigating actions, and enhancing due diligence frameworks. Seeking to leverage my experience in sanctions, AML, KYC, and anti-corruption compliance to contribute to a dynamic organization’s risk mitigation strategies and regulatory adherence.
Overview
15
15
years of professional experience
1
1
Certification
Work History
Business Integrity and Compliance Consultant – JL5
Ramboll India Private Limited
09.2023 - Current
- Conducted sanctions screening of third parties in compliance with EU, US, UK, and UN sanctions regulations, ensuring adherence to global compliance standards
- Assessed red flags related to US OFAC, PEP, AML, KYC, and financial crime investigations, strengthening due diligence and risk mitigation efforts
- Identified and evaluated sanctions, export control, and anti-corruption risks, implementing mitigating actions to safeguard business operations
- Assessed integrity and control frameworks to mitigate risks and enhance compliance across global projects and operational activities
- Managed the Integrity Portal by uploading project data and maintaining a structured database for streamlined reporting and future reference
- Conducted regular follow-ups with project managers and stakeholders to ensure compliance with mitigating actions and reassess risk when necessary
- Led CRM system enhancements to improve client due diligence and optimize compliance workflows
Foreign Trade Compliance Officer – Job Level 3
Maersk Line Fleet Management and Technology India Pvt Ltd
08.2019 - 08.2023
- Assessed and approved shipment requests involving highly sanctioned and high-risk countries, ensuring compliance with global trade regulations.
- Reviewed and authorized military shipment approvals, conducting thorough sanctions screening for high-risk jurisdictions.
- Managed UN and humanitarian shipments to sanctioned regions, ensuring adherence to international compliance frameworks.
- Ensured strict adherence to UN, EU, and US sanctions and export control regulations while executing key compliance activities.
- Performed and approved denied party checks on global vendor and customer master data lists to mitigate compliance risks.
- Conducted cargo screening checks across multiple Maersk brands using macro tools, investigating and taking action on suspicious activities.
- Utilized sanctions screening tools, including World-Check, Amber Road (E2Open), and OFAC databases, to enhance shipment and entity screening.
- Contributed to the development of the new screening system ‘Minerva’ by designing business rules and conducting sanity testing.
- Investigated key compliance areas, including sanctions and PEP screening, fraud detection, and suspicious activity reporting.
- Maintained and presented weekly and monthly compliance reports for discussion in bi-weekly and monthly review meetings.
- Led training sessions on sanctions and export control regulations, equipping cross-functional teams with compliance knowledge.
- Attended advanced compliance training programs conducted by ACAMS, Kharon, Baker McKenzie, Volkov, Reed Smith, and Navex Global to stay updated on regulatory developments.
Senior Global Trade Compliance Executive – Risk and Compliance
Tech Data Advanced Solutions India Pvt Ltd. – APAC Region
11.2018 - 08.2019
- Approved 2nd-level Denied Party Checks and sanctions screenings in compliance with regulatory guidelines.
- Assessed risks related to high-risk countries, export controls, and trade red flags, ensuring adherence to global compliance standards.
- Investigated suspicious activities related to AML, fraud, and financial crimes, implementing corrective actions where necessary.
- Collected and analyzed internal and external data from stakeholders to implement effective risk control measures.
- Collaborated with cross-functional teams to conduct regular compliance training, enhancing awareness of sanctions and financial crime risks.
- Prepared and submitted monthly reports on suspicious cases, fraud transactions, and financial crime activities for senior management review.
- Attended Quarterly Business Reviews (QBRs) with stakeholders to discuss process improvements and compliance adherence.
- Conducted operational risk and control assessments through internal audits and automation-driven enhancements.
- Provided transaction resolutions aligned with US OFAC, sanctions, and export control regulations, ensuring regulatory compliance.
- Managed daily, weekly, and monthly compliance reports, analyzing automation and process improvements from a regulatory perspective.
Senior Trade Analyst – Trade Collection, AML and Sanction Screening
Intelenet Global Services (IGS). – UK Trade (EMEA Region)
11.2016 - 11.2018
- Led the migration of trade finance collection processes, integrating AML and sanctions compliance measures.
- Processed and managed trade transactions, including export and import collections, ensuring regulatory adherence.
- Assessed risks associated with high-risk countries, export controls, and sanctions imposed by UN, US (OFAC), UK (FCA, PRA), and other global regulators.
- Conducted risk and control assessments, including sample checks and SOP reviews, to identify and mitigate financial and compliance risks.
- Performed operational risk and control assessments, including sanity testing for process integrity and regulatory compliance.
- Reviewed and monitored alerts on client accounts and transactions for potential sanctions matches and prohibited persons list screening.
- Created and escalated Suspicious Activity Reports (SARs) to senior compliance teams for further investigation.
- Identified and reviewed Politically Exposed Persons (PEPs) to assess associated risks and ensure due diligence compliance.
- Maintained up-to-date knowledge of the financial crimes regulatory framework, ensuring compliance with evolving regulations.
- Conducted due diligence searches across internal and third-party databases to verify entities and transactions.
- Managed MIS reports on transaction processing, ensuring SLA compliance and efficient workload distribution.
- Sent and managed SWIFT messages between remitting and collecting banks for seamless trade transactions.
- Applied expertise in Uniform Rules for Collections (URC) guidelines, ensuring compliance in trade finance processes.
- Trained and mentored team members on trade finance collection processes, AML, and sanctions regulations.
- Conducted daily huddles to discuss process updates and enhancements, ensuring continuous improvement.
- Managed a team of 16 members, overseeing operations, compliance, and performance metrics.
- Engaged in daily client communication, discussing process updates, compliance requirements, and system enhancements.
Business Development Executive
Dipu enterprise pvt ltd.
01.2013 - 12.2014
- Sourced and developed new suppliers and products for the domestic market
- Generated purchase orders and sales receipts, maintaining records for the same
- Maintained and analyzed monthly reports on raw materials, work in progress, and sales
- Managed client relationships and service levels
- Analyzed and made significant decisions on product development and design as per consumer market trends
Process Associate – ILoc Advising and Ceemea Advising Team (Trade Finance Unit)
Tata Consultancy Services –FIPD (North America Region)
06.2010 - 10.2012
- Advised and confirmed commercial Letters of Credit (LCs) issued by Citibank N.A., ensuring accuracy and regulatory compliance.
- Processed amendments related to LC transactions, including amount changes, bill payments, and annual renewals of insurance LCs.
- Advised and confirmed re-insurance LCs for Citibank N.A., coordinating with stakeholders to facilitate seamless transactions.
- Managed LC transactions via SWIFT messaging services, ensuring timely processing and adherence to banking protocols.
- Coordinated and maintained records of insurance LCs issued under third-party Mendes and Mounts, liaising with Citibank Ireland for transaction oversight.
- Analyzed and monitored regulatory updates on sanctions, OFAC, SDN screening, and AML compliance, escalating potential risks to the compliance officer.
- Extracted reports and data from SQL Server, facilitating data-driven decision-making and compliance tracking.
- Prepared and managed daily, weekly, and monthly reports, including MIS reports, pending reports, and processing reports for operational efficiency.
- Participated in client conference calls for periodic reviews, process improvements, and system updates.
- Provided technical support and conducted process initiatives, including system testing (sanity testing) for enhanced workflow optimization.
Education
PGPBF - Banking And Finance
BSE Institute Ltd
Mumbai, India06.2016
B.com - Banking & Insurance
Nagindas Khandwala College
Mumbai06.2010
HSC - Commerce
Nagindas Khandwala College
Maharashtra03.2007
SSC -
Himalaya High School
Maharashtra03.2005
Skills
- MS Office Suite
- Windows OS
- Refinitiv – Thomson Reuters
- Amber Road
- E2open
- Dow Jones World-Check Compliance
- Sanctions screening
- Export controls
- Anti-money laundering
- Reporting skills
Certification
- ACAMS Certified – Sanctions Compliance Foundations
- Anti-Bribery and Corruption Training – Conducted by Brown Rudnick LLP
- Basics of Trade Finance Certification – Completed training by TCS
- Finance & Banking Fundamentals Program (FLIP) – Certified by BSE Institute Ltd.
Extracurricular Activities
- Participated in blood donation camp held at Nagindas Khandwala College in the year 2007-2008.
- Organized corporate seminar called ‘Quest’ held at Nagindas Khandwala College in the year 2007-2008.
- Organized and participated in Inter collegiate festival called ‘Pravaah’ 2008-2009.
- Organized and participated as a Market Maker in event known as ‘Stock Torrero’ (Mock Trading) held at BSE in the year 2015-2016.
- Received Faculty recommendation award from BSE Institute Ltd in the year 2015-2016.
Technical Proficiency
- Software & Operating Systems: MS Office Suite, Tally 9, Windows OS.
- Sanctions Screening & Compliance Tools: Refinitiv – Thomson Reuters, Amber Road, E2open, Dow Jones World-Check Compliance.
Personal Information
- Hobbies: Reading books, Watching Movies & web series
- Date of Birth: 12/24/89
Timeline
Business Integrity and Compliance Consultant – JL5
Ramboll India Private Limited
09.2023 - Current
Foreign Trade Compliance Officer – Job Level 3
Maersk Line Fleet Management and Technology India Pvt Ltd
08.2019 - 08.2023
Senior Global Trade Compliance Executive – Risk and Compliance
Tech Data Advanced Solutions India Pvt Ltd. – APAC Region
11.2018 - 08.2019
Senior Trade Analyst – Trade Collection, AML and Sanction Screening
Intelenet Global Services (IGS). – UK Trade (EMEA Region)
11.2016 - 11.2018
Business Development Executive
Dipu enterprise pvt ltd.
01.2013 - 12.2014
Process Associate – ILoc Advising and Ceemea Advising Team (Trade Finance Unit)
Tata Consultancy Services –FIPD (North America Region)
06.2010 - 10.2012
PGPBF - Banking And Finance
BSE Institute Ltd
B.com - Banking & Insurance
Nagindas Khandwala College
HSC - Commerce
Nagindas Khandwala College
SSC -
Himalaya High School
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