Trapti Pandey
Gurugram
Summary
Internal Audit and Risk & Governance professional with over 6 years of experience in diverse sectors including banking, healthcare, and manufacturing. Expertise in IFC/ICFR, concurrent banking audits, and compliance assessments. Demonstrated ability to manage audits independently and collaborate with senior stakeholders to enhance internal control frameworks. Actively pursuing opportunities in Internal Audit or Banking Audit roles that provide growth and leadership potential.
Overview
7
7
years of professional experience
Work History
Associate
Pricewaterhousecoopers
Gurugram, India
09.2025 - Current
- Conducted IFC and ICFR testing engagements for Indian corporate clients.
- Executed process walkthroughs while documenting business processes and controls.
- Evaluated the design and operational efficiency of key controls.
- Compiled audit workpapers, control matrices, and issue summaries.
- Assisted senior team members with ICOFR and SOX-compliant projects.
Internal Audit Manager
Sterlite Power Transmission Pvt Ltd
Gurugram
05.2024 - 09.2025
- Conducted internal audits across procurement, project management, finance, and operational functions.
- Designed and evaluated Risk Control Matrices to mitigate business risks effectively.
- Proposed control enhancements following identification of high-risk areas.
- Enhanced collaboration with functional heads to address audit observations promptly.
- Presented comprehensive audit findings and governance updates to senior management for informed decision-making.
- Determined audit scope, completed internal audits and managed insights and actions.
- Developed audit plans and schedules in line with organisational priorities.
- Prepared detailed audit reports, highlighting findings and suggesting corrective actions.
Internal Audit Officer
Manipal Hospitals
Gurugram
04.2023 - 12.2023
- Conducted process and compliance audits across billing, revenue, procurement, and inventory.
- Evaluated adherence to internal policies, SOPs, and statutory requirements.
- Recognised control gaps and enabled execution of corrective actions.
- Developed organised internal audit reports for management review.
- Summarised internal audit findings and presented results and recommendations to senior management.
- Analysed internal controls, recommending improvements for enhanced efficiency.
Concurrent Auditor
Bandhan Bank
Indore
07.2020 - 01.2023
- Conducted simultaneous audits for two operational bank branches.
- Prepared detailed audit reports summarising findings and suggesting actionable improvements for management review.
- Evaluated loan documentation, KYC compliance, cash operations, and branch controls.
- Guaranteed compliance with RBI guidelines and internal bank policies.
- Communicated operational risks, irregularities, and process gaps to branch and regional management.
- Implemented best practice audit methodologies, raising the standard of audit procedures and outcomes.
Internal Control Officer
Shopkirana E Trading Pvt Ltd
Indore
10.2018 - 01.2020
- Conducted audits on procurement and vendor management processes to ensure integrity.
- Evaluated POs, GRNs, invoices, and vendor payments to ensure compliance with policies.
- Identified control weaknesses and facilitated enhancements in purchase control measures.
- Facilitated management initiatives aimed at optimising procurement governance frameworks.
- Controlled operational output by implementing quality procedures throughout production.
- Implemented improved policies and plans to enhance operational processes.
Education
Master of Business Administration - Finance
Savitribai Phule Pune University
Pune, IN-MH2018
Bachelor of Commerce - Accounting
Jiwaji University
Gwalior, IN-MP2016
Class 12th - commerce
K.G.children Higher Secondary school
Gwalior, IN-MP2012
Class 10th - All Subjects
K.G.children Higher Secondary school
Gwalior, IN-MP2010
Skills
- Risk assessment
- Internal controls
- Audit reporting
- Audit Planning and Execution
- Internal Audit & Risk Assessment
- IFC / ICFR / ICOFR Testing
- Risk Control Matrix (RCM) Preparation & Testing
- Process Walkthroughs & Control Documentation
- Governance, Compliance & SOP Reviews
- Stakeholder Coordination and Management Reporting
- Issue Identification and Remediation Tracking
- Process Improvement and Control Strengthening
Languages
Hindi
Advanced
C1
English
Advanced
C1
German
Beginner
A1
Marathi
Beginner
A1
Accomplishments
- Recognised by management for IFC projects delivering outstanding.
- Enhanced Procurement processes, implementing across department for increased productivity and profits.
- Experience across Banking, Healthcare, Manufacturing, Power, FMCG, and Big4 Advisory.
- Progressed from execution-focused audit roles to managerial responsibility
- Investigated, identified and reconciled account discrepancies totalling £20lac in company savings.
- Hands-on exposure to IFC / ICFR frameworks and structured audit methodologies
Timeline
Associate
Pricewaterhousecoopers
09.2025 - Current
Internal Audit Manager
Sterlite Power Transmission Pvt Ltd
05.2024 - 09.2025
Internal Audit Officer
Manipal Hospitals
04.2023 - 12.2023
Concurrent Auditor
Bandhan Bank
07.2020 - 01.2023
Internal Control Officer
Shopkirana E Trading Pvt Ltd
10.2018 - 01.2020
Master of Business Administration - Finance
Savitribai Phule Pune University
Bachelor of Commerce - Accounting
Jiwaji University
Class 12th - commerce
K.G.children Higher Secondary school
Class 10th - All Subjects
K.G.children Higher Secondary school
Hobbies and interests
- Travelling
- Listening Soft Music
- Creating art and craft.