Summary
Overview
Work History
Education
Skills
Certification
Languages
Awards
Big Four Background
Timeline
Generic

TUHINA MISTRY

Summary

  • Leverage IT auditing, SOX compliance, and business process testing expertise to enhance risk management, strengthen internal controls, and ensure regulatory compliance in the financial services industry.
  • 3.5+ years of Experience in IT and internal auditing, served as an Associate at PwC India, specializing in risk assessment, compliance, and operational transparency, with a focus on financial services and regulatory standards. Demonstrated leadership capabilities by managing and mentoring teams through complex audit projects, ensuring effective collaboration, efficient workflow, and high-quality audit deliverables, while driving substantial improvements in compliance adherence and risk management.
  • Deep expertise in IT General Controls (ITGCs), Automated Application Controls (ITACs), SOX compliance, and the development of Risk and Control Matrices (RACM), allowing for comprehensive risk evaluations and efficient management of IT and financial audits. Proficient in performing risk based IT audits that review security and controls of IT processes, applications, networks, databases and various operating systems. Highly proficient in investigating fraud risks and implementing mitigation strategies that align with industry best practices, helping organizations reduce compliance-related issues and strengthen internal controls. Competent in gathering and interpreting audit evidence, preparing clear and concise work papers, and supporting findings with effective documentation.

Overview

6
6
years of professional experience
1
1
Certification

Work History

McKinsey Forward Learner

McKinsey & Company
03.2025 - Current
  • Developing structured problem-solving techniques to evaluate and mitigate operational and strategic risks.
  • Gaining practical tools for decision-making under uncertainty, scenario planning, and root-cause analysis.
  • Strengthening communication and stakeholder alignment strategies is essential for risk-aware operations management.
  • Enhancing adaptability and resilience in dynamic business environments, with direct application to process optimization and continuous improvement.

Associate

PwC India
08.2022 - 02.2025
  • Conducted internal audits and testing at client offices to evaluate business processes, ensuring meticulous documentation for transparency and accountability.
  • Led testing and evaluation of ITGC controls during IT audits, conducting comprehensive IT risk assessments, documenting processes, and creating Risk and Control Matrices (RACM) to enhance the efficiency and effectiveness of risk evaluation, contributing to more robust internal controls.
  • Actively participated in walkthrough meetings to assess the design and operational effectiveness of Automated Application Controls (ITAC), ensuring compliance with specified requirements and providing actionable insights to optimize control functions and mitigate potential risks.
  • Proficient in Business Process Control testing in R2R, P2P, O2C, PPE, PEFR, Treasury and Payroll process.
  • SME in Journal Entry testing, performed testing for SAP BI, SAP HANA, Oracle R12, Navision, and MFG PRO applications, ensuring comprehensive assessment and data accuracy.
  • Conducted thorough testing of SOX controls, including transfer pricing, W&D, and R2R controls, ensuring compliance with regulatory standards, identifying areas of improvement, and strengthening internal control processes to mitigate risks and enhance operational efficiency.
  • Conducted comprehensive report testing for internal audits, ensuring accuracy and compliance with established standards and regulations.
  • Collaborated with listed internal audit clients, providing valuable insights and recommendations to enhance operational efficiency and mitigate risks.
  • Worked as a crucial part of Center of Excellence team handling multiple projects with Journal Entry testing in Automated and Manual both processes efficiently as per the deadlines.

Management Trainee

PwC India
11.2021 - 07.2022
  • Gained comprehensive expertise in SOX testing, focusing on TRAS for accurate evaluations.
  • Fostered strong communication with clients to ensure clarity and alignment of requirements during the initial phase.
  • Supervised multiple tower operations, effectively managing complex SOX controls, especially in cases of control failures.
  • Managed and ensured the accuracy of key SOX controls, including transfer pricing, W&D, and R2R controls, while ensuring compliance.
  • Played a key role in training and mentoring new resources, offering continuous support to the tower lead.

Investor Service Executive

Omega Financial
01.2020 - 09.2020
  • Managed three segments of business: life insurance, health insurance, and fixed deposits.
  • Managed CRM entries and ensured processing was completed within the Turnaround Time (TAT).
  • Coordinated with the operations department to streamline processes and maintain efficiency.

Sales Coordinator

Crowne Plaza
03.2019 - 09.2019
  • Managed client inquiries and requests, ensuring prompt resolution.
  • Built strong client relationships to drive retention and loyalty.

Education

Master of Business Administration (MBA) -

Amity University
India
06-2022

Bachelor's in Hotel Management (BHM) -

Institute of Hotel Management
Bhubaneswar, India
06-2018

Skills

  • SAP BI
  • SAP S4 HANA
  • SAP ECC
  • Oracle R12
  • End-to-end operations
  • End-to-end control testing
  • ITAC
  • Business process optimization
  • Walkthrough control testing
  • Risk and Control Matrix (RACM)
  • Internal auditing
  • Process optimization
  • Planning
  • Continuous improvement
  • Client relationship management
  • Data analysis
  • IT general controls (ITGC)
  • Microsoft Office Suite
  • Audit and Compliance Tool
  • Data Analysis Techniques
  • CRM Software Proficiency
  • Risk assessment
  • SOX proficiency
  • Regulatory compliance
  • Report Testing
  • SOD
  • Journal Entry Testing
  • Audit Trail

Certification

  • SOX Compliance Basics, 09/01/22
  • SOX 404 Compliance Overview, 08/01/23
  • Audit Trail, PwC India

Languages

  • English, Full Professional Proficiency
  • Hindi, Full Professional Proficiency
  • Bengali, Full Professional Proficiency
  • French, Elementary Proficiency

Awards

  • Client Appreciation Award, 11/01/23
  • Beyond and Above Award, PwC India, 12/01/24
  • Best Trainee Award, Taj Hotel, 05/01/17

Big Four Background

SOX Audit and Control Testing, IT Application Controls (ITAC) Testing, Manufacturing, Healthcare, Automation, Retail, Product based Companies, Fintech

Timeline

McKinsey Forward Learner

McKinsey & Company
03.2025 - Current

Associate

PwC India
08.2022 - 02.2025

Management Trainee

PwC India
11.2021 - 07.2022

Investor Service Executive

Omega Financial
01.2020 - 09.2020

Sales Coordinator

Crowne Plaza
03.2019 - 09.2019

Master of Business Administration (MBA) -

Amity University

Bachelor's in Hotel Management (BHM) -

Institute of Hotel Management

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