Uddam Singh

Regulatory Reporting / Investment Management Consulting

• Supported regulatory reporting engagements for a leading investment management client, covering Form PF, Form CPO-PQR, Form PFS, Form CIMA, OPERA and BE-15 filings across quarterly and annual reporting cycles.
• Executed end-to-end preparation and participated in review processes of quarterly Form PF and Form CPO-PQR submissions, including data validation, applicability assessment, reconciliation and resolution of reporting exceptions.
• Served as the primary point of contact for Hedge Fund deliverables within the team, co-ordinating reporting activities, tracking deliverables and ensuring timely completion across reporting cycles.
• Worked with Hedge Fund and Private Equity portfolios across multiple regulatory reporting requirements, developing an understanding of fund structures, investment data and regulatory disclosure requirements.
• Performed data analysis, validation and quality checks on fund-level information to identify discrepancies and ensure accuracy and completeness of regulatory submissions.
• Collaborated with onshore/client-facing teams to address data queries, clarify reporting requirements and resolve issues within defined reporting timelines.

• Conducted in-depth data analysis to identify trends and improvement areas using financial analytics.
• Developed actionable recommendations to optimize financial performance and operational efficiency, contributing to informed decision-making.
• Collaborated with departments to align financial strategies with organizational goals, enhancing overall business coherence.
• Engaged in training sessions and actively sought feedback to refine skills and improve performance continually.