Udit Capoor
Deputy Manager - Internal Audit
New Delhi
Summary
Compliance professional with strong background in internal auditing, risk assessment, and regulatory adherence. Known for collaborative approach, reliability, and adaptability in dynamic environments. Skilled in data analysis, process improvement, and policy implementation. Focused on delivering results and enhancing team performance.
Overview
6
6
years of professional experience
6
6
years of post-secondary education
3
3
Certifications
Work History
Deputy Manager Internal Audit
SBI Cards & Payment Services Pvt Ltd
Gurgaon
2025.02 - Current
- Handling projects on Billing & Concurrent Audits
- Collaborated with cross-functional teams to drive business growth and achieve corporate objectives.
- Identified areas for improvement within the department, implementing strategic initiatives to address gaps in performance or resources.
Deputy Manager Legal & Compliance
Aviva Life Insurance Co. India Ltd.
Gurgaon
2023.09 - 2025.01
- Compliances for AML in India in Insurance sector with managing and filing more than 350 STR's
- Streamlined the process of filing STR's with regular liaisoning with the regulators
- Queries from Government Department, Law Enforcement agencies
- Internal Audit Risk Assessment
- Internal Policies and SOP management for Aviva India operations
- Handling HR & Labour Compliances for Aviva India Operations
- Improved team efficiency by streamlining processes and implementing innovative management strategies.
Deputy Manager Legal & Compliance
Square Yards
Gurgaon
2023.03 - 2023.09
- Management of Internal Compliance Tool with managing more than 15 functions
- Filing of HR and Labour Law Returns for 6 states in India
- International compliances on labour/hr/telemarketing for Canada and UAE
- Drafting of Contracts agreement
- Review of NDA, contract, and service agreement
- Reviewing policies and internal compliances
Senior Analyst
KPMG, India Pvt. LTD
Noida
2021.06 - 2023.03
- Tracking of regulatory Compliance Updates with hand-down experience over taxation and labour updates with a data base of more than 350 websites
- Streamlined the process of tracking of legal updates through crawlers enabling auto tracking of updates with human intervention
- Review of compliances for Labour, EHS & Taxation Compliances
- Drafting of compliance checklist.
- Identification of acts and compliances as per the acts applicable to the client.
Associate
Legasis Services Private Limited
New Delhi
2020.09 - 2021.05
- Researching and analyzing new domestic compliances on taxation, RBI, SEBI with a database of 400 websites.
- Handling Legal Updates team for India & Global Compliances
- Deducing corporate compliances and their applicability to various industrial sectors.
- Streamlined the process for sharing of applicability based updates to the client
- Writing case analyses on a regular basis.
- Making compliances over matters in taxation and financial backgrounds.
- Making compliances over land laws, NBFCs.
Legal Associate
BRIGHTLEAF BIZ SOLUTIONS PVT. LTD.
Pune
2019.11 - 2020.04
- Working closely on contract lifecycle management, summarization & quality assurance
- Contract Abstraction of more than 50 contracts a day
- Analyzing complex legal data and summarizing as per Client requirements.
- Knowledge and understanding of different types of Contracts - NDAs, Consulting agreements, Services agreements, Lease agreements, License agreement contracts, Bills of Sale, and Employment agreements.
- Risk and issue management and Project Planning.
Education
Tax & Labour Laws
New Law College
Pune, Maharashtra 2015.05 - 2020.05
High School - Commerce With Computers (ISC)
St. Joseph School & College
Prayagraj, Uttar Pradesh 2014.04 - 2015.05
Skills
Anti Money Laundering Compliance for India & UAE
Fraud Investigation
Contract and Notice Drafting
Labour Law Compliance
Tax Compliance
RBI Compliance
SEBI Compliance
Compliance Reporting
Internal audit procedures
Billing & Process Audits
Certification
LEAN SIX SIGMA GREEN BELT CERTIFICATION
Extracurricular
Founder, CanonWaala Productions, a Pune-based Photography and Event Management Company. Achievements, Won several medals and certificates for essay writing competitions.
Activities
- RESEARCH PAPER, A research paper published on the Rights of Minor Coparcener published at World Journal on Jurist Policy 4th Edition.
- RESEARCH PAPER, A research paper published on Genocide published by GLC Law Review.
- RESEARCH PAPER, A research paper published on Composition Scheme Under the GST Act published by Uttar Pradesh Sales Tax Bar Association.
Timeline
Deputy Manager Internal Audit
SBI Cards & Payment Services Pvt Ltd
2025.02 - Current
Deputy Manager Legal & Compliance
Aviva Life Insurance Co. India Ltd.
2023.09 - 2025.01
Deputy Manager Legal & Compliance
Square Yards
2023.03 - 2023.09
Senior Analyst
KPMG, India Pvt. LTD
2021.06 - 2023.03
Associate
Legasis Services Private Limited
2020.09 - 2021.05
Legal Associate
BRIGHTLEAF BIZ SOLUTIONS PVT. LTD.
2019.11 - 2020.04
Tax & Labour Laws
New Law College
2015.05 - 2020.05
High School - Commerce With Computers (ISC)
St. Joseph School & College
2014.04 - 2015.05