UJJAVAL BHOLA
Gurugram
Summary
Professional with expertise in KYC and AML investigations, specializing in transaction monitoring and risk assessment. Proven ability to collaborate with cross-functional teams to ensure regulatory compliance and mitigate risks. Committed to enhancing operational integrity through effective risk management strategies.
Overview
10
10
years of professional experience
Work History
Sr. Analyst Compliance
KPMG Global Services
Gurugram
2024.01 - 2025.03
- Conducted comprehensive investigations of high-risk clients and transactions for a U.S.-based client.
- Collaborated with the Sales Support team to manage onboarding processes for individual, IRA, and trust accounts.
- Verified the completeness of KYC documentation for accurate client onboarding.
- Identified and escalated anomalies to AML and Compliance units to strengthen risk mitigation strategies.
Tax Consultant
Deloitte Tax Services
Gurugram
2020.02 - 2022.10
- Executed all phases of project lifecycle, encompassing requirements gathering, analysis, design, implementation, testing, and deployment.
- Configured tax structures in Oracle Cloud, establishing Regime to Rate frameworks.
- Created Business Requirement Documents (BRDs) to meet client specifications.
- Performed manual testing across diverse environments before go-live.
- Identified, tracked, and resolved defects during testing phases.
Sr. KYC Analyst
WNS Global Services
Gurugram
2017.08 - 2019.12
- Verified customer identities and evaluated documents for Bitcoin purchases.
- Conducted in-depth investigations using internal research tools to identify suspicious activities.
- Analyzed high-risk transactions to detect potential money laundering patterns.
KYC Analyst
Natwest Group
Gurugram
2015.02 - 2017.05
- Monitored card activities through automated fraud detection systems to ensure AML compliance.
- Flagged unusual transactions for investigation, identifying changes in risk profiles.
- Maintained current KYC records and client data within compliance systems.
- Reviewed sources of funds to mitigate money laundering and terrorist financing risks.
Education
MBA - Finance
Jaipuria Institute of Management
Noida2014-10
BBA - Business Administration
Lucknow University
Lucknow2013-02
Skills
- KYC and CDD processes
- AML investigations and risk assessment
- Transaction monitoring and remediation
- Effective communication skills
- Microsoft Office proficiency
Timeline
Sr. Analyst Compliance
KPMG Global Services
2024.01 - 2025.03
Tax Consultant
Deloitte Tax Services
2020.02 - 2022.10
Sr. KYC Analyst
WNS Global Services
2017.08 - 2019.12
KYC Analyst
Natwest Group
2015.02 - 2017.05
MBA - Finance
Jaipuria Institute of Management
BBA - Business Administration
Lucknow University