Ujjwal Shakyawar
Gurugram
Summary
Focused professional, adept in enhanced due diligence and team building. Spearheaded compliance initiatives, significantly improving regulatory adherence. Expert in risk assessment and employee training, I drive project success and foster a culture of continuous improvement and excellence with over 5 years of experience.
Overview
6
6
years of professional experience
Work History
Team Leader
WNS
Gurugram
02.2025 - Current
- Creating WBRs (Weekly Business Reviews) and MBRs (Monthly Business Reviews), which help in monitoring business performance and aligning team efforts with organizational goals.
- Developed and monitored key performance indicators (KPIs) to assess team effectiveness.
- Identified the needs of the client promptly and efficiently.
- Motivated team members through recognition programs and performance-based incentives.
Senior Associate
WNS
Gurugram
12.2022 - 01.2025
- Conducted in-depth Enhanced Due Diligence (EDD) investigations for high-risk clients, entities, and transactions, ensuring compliance with global regulatory requirements.
- Performing public due diligence to obtain maximum information and documentation from valid, authorized sources as per SOP before reaching out to the client.
- Ensuring KYC checks and completing enhanced due diligence, conducting PEPs (politically exposed persons).
- Performing client outreach to obtain complete, outstanding information or documents from the client.
- Performing screening, PEP due diligence, and enhanced due diligence on the client and related parties.
- Performing QC review on the cases of team members and assisting with queries and issues coming with high-risk clients, complex cases, and complex ownership drill-down.
- Ensuring compliance with all AML laws, regulations, guidelines, and written procedures, such as the Client Identification Program (CIP) and KYC.
- Establish and continuously improve processes and procedures for conducting enhanced due diligence investigations on high-risk individuals, entities, and transactions.
- Provide training to new employees on the best practices for conducting EDD, using screening tools, and identifying potential risks.
- Work closely with compliance officers, risk management, legal departments, and other teams to ensure that EDD procedures align with broader organizational and regulatory requirements.
- Screening the sanctioned individuals and entities.
Analyst
KPMG
Gurugram
01.2022 - 12.2022
- Remediating existing customers' records (Bank, NBFI, Investment Advisor, Government, Corporate, Funds) of Investment Banking clients for all global booking regions.
- Ensuring risk rating as per the risk rating factors, risk mitigating factors, and compliance review of customer profile with all AML laws, guidelines, and written standard operating procedures.
- Performing public due diligence to obtain maximum information and documentation from valid, authorized sources as per SOP before reaching out to the client.
- Liaising with sales and the business unit for immediate follow-ups with the client to provide documents or highlight the issue to compliance to take exception approval or perform EDD if required.
Associate
Tata Consultancy Services
Gurugram
06.2019 - 11.2021
- Conducted comprehensive customer background checks using internal and external sources to ensure compliance with KYC, AML, and other regulatory requirements.
- Analyzed customer data (e.g., transaction history, source of funds, and risk factors) to identify suspicious activities and potential red flags.
- Prepared detailed risk assessments and documented findings for senior management and regulatory authorities.
- Utilized AML systems to perform transaction monitoring and identify anomalies or unusual patterns
Education
B.Com - Commerce
Gandhi Faiz-E-Aam College
Shahjahanpur03-2019
Intermediate -
B.S Public School
Shahjahanpur03-2016
High School Diploma -
Ryan International School
Shahjahanpur03-2014
Skills
- Team building
- Employee training
- Performance evaluation
- Enhanced Due Diligence
- Customer Due Diligence
- Sanction screening
- Project management
- Conflict resolution
- Regulatory compliance
- Risk assessment
Accomplishments
- Top Performer of the year twice
- Top Performer of the quarter
- Certified Trainer in the process
Languages
Hindi
First Language
English
Proficient (C2)
C2
Timeline
Team Leader
WNS
02.2025 - Current
Senior Associate
WNS
12.2022 - 01.2025
Analyst
KPMG
01.2022 - 12.2022
Associate
Tata Consultancy Services
06.2019 - 11.2021
B.Com - Commerce
Gandhi Faiz-E-Aam College
Intermediate -
B.S Public School
High School Diploma -
Ryan International School
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