Utkarsh Tripathi
Advocate
Dwarka
Summary
Experienced legal and compliance personal with a focus on maximizing company compliance with applicable laws and standards. Adept in managing documentation, reports and data for regulatory reporting and compliance. Focused and dedicated in bringing forth a proven track record of achieving favorable outcome in work. A methodical individual and a team-oriented person successful at managing multiple priorities with a positive attitude.
Overview
3
3
years of professional experience
Work History
COMPLIANCE EXECUTIVE
Cube Highways And Transport Assets Advisors
01.2023 - Current
- Strengthened internal controls by conducting regular reviews and updating standard operating procedures as needed, promoting consistency in compliance practices across all departments.
- Championed the entire vendor due diligence process. Prepared the vendor due diligence reports for the organization of more than 1000 vendors across diversified industry sectors such as infrastructures, law firms, advocates, telecommunications, to name a few.
- Prepared presentation and conducted trainings on Code of Conduct Policy, ABAC policy, POSH Policy, etc. for ensuring the highest standards of ethics.
- Developed comprehensive policies and procedures to ensure adherence to relevant laws, regulations, and industry standards.
- Oversaw investigations into potential violations of laws or company policies, taking decisive action as necessary to protect the organization''s interests.
- Managed practical action plans to respond to audit discoveries and compliance violations.
Legal Associate
Gaurav Tiwari, Standing Counsel
08.2021 - 07.2022
- Drafted petitions, Counter Affidavits, Rejoinders, Written Statement and Legal Notices
- Prepared legal documents without error and in a timely manner
- Offered innovative solutions to achieve the goals of clients
- Managed regulatory and compliance services
- Conduct legal research.
Education
HIGHER SECONDARY (12th) -
D.D.P.S
SENIOR SECONDARY (10th) - undefined
D.D.P.S
B.A.LL.B (Hons.) -
GALGOTIAS UNIVERSITY
Skills
MS Office
Preparing reports
Legal Research
Record Management
Compliance Monitoring
Compliance Reviews
Training delivery
Regulatory knowledge
Internships
1. Dr. Anmol Rattan Sidhu
Senior Advocate, Punjab & Haryana High Court
(June 2016 – July 2016)
2. Hon’ble Justice Karuna Nand Bajpayee
High Court of Judicature at Allahabad
(January 2016 – January 2016)
3. Dr. Rajeshwar Tripathi
Senior Panel Counsel, Union of India, Central Administrative Tribunal,
Allahabad Bench, Allahabad
(December 2015- January 2015)
4. B.K. Srivastava
Advocate on Record, Supreme Court of India
(July 2015 – July 2015)
5. Adharshila (NGO)
(July 2014 – July 2014)
Research
- Equality Denied Is Inequality, Transgender, National Conference on Protection of Marginalised Group In India, VIPS, 04/01/2017
- Article 370 of Indian Constitution: A Step towards Equality, Two-Day National Conference on Constitutionalism in India: Evolution, Progress and Contemporary Challenges, Ansal University, 03/23/2017
- Liability for Environment Degradation, National Seminar on Socio-Legal Dimensions of Environment Law, Aadi Shakti Mission, Dehradun, 11/05/2016
Workshops and Seminars
- Eve-Teasing, Workshop, Shri Girdhari Lal Jain Memorial Public School, Muzaffarnagar, 04/03/2017
- Rule of Law for Supporting The 2030 Development Agenda/Sustainable Development Goals, International Conference, UNEP, National Green Tribunal, Ministry of Environment, Forest and Climate Change, Govt. of India, 03/04/2016
- Human Rights in Constitutional Context, Seminar, Galgotias University, Greater Noida
- Sentencing Policy in Death Penalty, National Seminar, Galgotias University, 11/01/2014
Positions Of Responsibility
- PRESIDENT, Sports Society, School of Law, Galgotias University, 01/2015 – 11/2017
- CORE COMMITTEE MEMBER, Legal Aid Society, Galgotias University, 09/2013 – 11/2014
Languages
English
Hindi
Timeline
COMPLIANCE EXECUTIVE
Cube Highways And Transport Assets Advisors
01.2023 - Current
Legal Associate
Gaurav Tiwari, Standing Counsel
08.2021 - 07.2022
HIGHER SECONDARY (12th) -
D.D.P.S
SENIOR SECONDARY (10th) - undefined
D.D.P.S
B.A.LL.B (Hons.) -
GALGOTIAS UNIVERSITY
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