Veera Krishna Reddy T
Chennai
Summary
A highly motivated and results-driven Investment Banking Operations professional with 7.5 years of diverse experience in Client Lifecycle Management, KYC, client On-boarding, Off-boarding, Listed Derivatives, OTC Market, Swift Messages, Reconciliation. Possesses a deep understanding of investment banking operations and strong knowledge of financial products and services. Proven ability to work effectively in a team environment. An analytical and goal-oriented team player with a track record of exceeding expectations and delivering quality results.
Overview
8
8
years of professional experience
Work History
Assistant Manager
Barclays
Chennai
11.2021 - Current
- Accomplished Assistant manager experienced in fast-paced environments, streamlining workflows, and enhancing team performance.
- Provided regular coaching and feedback to team members resulting in a 20% improvement in team performance. Presenting formal and monthly reports to management.
- Developed and implemented process improvements and SOP’s that streamlined workflow and reduced turnaround time by 15%.
- Proficient in FIA Tech Egus Docs agreement, brokerage reconciliations and settlements, Payable/receivable, and liaising with internal/external /Clients/ Brokers/counterparties across the globe.
- Performing primary KYC check and client onboarding request.
- Coordinating with compliance/legal teams as per the KYC requirements and managing accounts by updating details by liaising with relevant teams for global regions.
- Handling weekly calls with counterparties (Goldman Sachs, BAML and JPM).
Client Offboarding Specialist
UBS Business Solutions (India) Pvt. Ltd
Hyderabad
09.2020 - 11.2021
- Process offboarding requests by making sure all required approvals are in place.
- Ensuring balances are cleared from the accounts before off boarded by reaching out to various internal teams.
- Once balances are cleared reach out to various teams to close accounts in respective downstream systems.
- Apply checks and verification steps to determine if there are any operational reasons as to why a client or account cannot be offboarded.
- Ensuring high risk clients like Fin Crime, AML and Sanctions effected clients are closed at the earliest possible by chasing various internal teams.
- Assist with various projects that come on time to time.
- Conduct investigative analysis in events of issues and escalations.
- Prepare the metrics on weekly, bi-weekly and monthly basis and present the details in the governance calls with various stakeholder groups.
- I was part of the transition team and ensured we got all the trainings on time from on shore team and ensured the process was transitioned in the allocated time.
KYC Onboarding Analyst
Societe Generale Global Solutions Centre
Bangalore
09.2018 - 08.2020
- Experienced quality controller with a track record of improving team productivity by assigning tasks based on individual strengths and areas for development resulting in a 30% increase in team productivity.
- Accountable for creating/updating process workflows and Standard Operating Procedures (SOPs) and presenting FT utilization to managers.
- Collecting required documents by coordinating with front office, relationship managers, sales teams and using public/ paid sources such as IAPD, NFA, SEC, EDGAR, and FINRA to perform client on-boarding/Client Name/address/Structure change and to add products (GMI, FX a/c, kondor, shadow, murex accounts) to client profiles.
- Proficient in organizing and prioritizing account opening and Client OnBoarding request and accountable for new initiation, re-initiation, termination, deletion of Egus agreements on FIA Tech Doc's platform.
- Updating listed derivatives (futures & options) brokerage desk/client electronic rates and accounts in Atlantis/GMI/UBIX/Docs platform for trade support /confirmations and reconcile/settle commission/ brokerage/fee breaks for multiple exchanges.
- Managed client full relationship and sub-accounts closure by inactivating or closing them on SG platform and their related accounts (GMI, UBIX, MUREX, SHADOW, Kondor, etc.) from various SG internal downstream systems
Financial Analyst
eClerx Services Pvt Limited
Mumbai
08.2016 - 05.2018
- Reviewing and initiating Give-up agreements
- Preparing eRates (conversion of rates from pdf format to emodule format)
- Analyzing agreements as executing broker and clearing broker purview
- Understanding the process at multiple levels and assisting for keeping agreement functional till execution
- Handling calls and various queries from other counter-parties and resolving them in a fixed timeline
- Making proper escalations under critical condition
- Delivering various projects and assisting onshore team with proper co-ordination to complete task
- Preparing Weekly Reports showing the status of all the activities that have been performed and completed in the week
- Preparing Monthly Business Reports for the stakeholders showing them the status of the targets achieved by the team and usage of the resources
- Updating the process flow and process documentation along with providing trainings to team members.
Education
B.Com: Finance -
Avinash College of Commerce - OSMANIA
05.2016
Intermediate -
Sri Chaitanya Junior College
06.2013
SSLC -
Duddupudi institute of learning -SSLC Karnataka
06.2011
Skills
- Building Effective Relationships
- Process Control & Improvement
- Project Management
- Quality Assurance & Attention to Detail
- Problem-solving skills & Root Cause Analysis
- Planning & organization skills
- Good numerical skills and understanding of statistics
- KYC client onboarding and account management
Projects
- Organization: Barclays Global Service Center Private Limited - Pune, India
- Project – LME Clearing Administrative Clearer Migration Period: June 2023 – Oct 2023 Description: Migration of Clearing Administrative Clearer on all LME agreements across the globe
- Organization: Societe Generale Global Solution Centre, Bengaluru, India
- Project - Client Standard Rates Project Period: Jun'19-Apr'20 Description: One Standard rate should use for the all-SG entity across all global region.
- Project - Dormant account closure Period: Jan'20-Jun'20 Description: Closure of non-active client accounts from various SG Platform.
- • Project - EGUS into DOCS application Migration Period: Nov'17-Mar'18 Description: Worked with FIATech as representative of Socgen to migrate all EGUS agreements into DOCS
Applications Handled
- Fidessa – setting up account and used by traders for real time trading
- GMI- updating commissions, rates and updating accounts details
- Consensys – setting up products, rates schedules
- Latitude and Dcass– To check the margin positions
- Docs (Egus) – Electronics give-up system where clients’ accounts and agreements are maintained
- Atlantis- Electronic platform for brokerage settlements across globe exchange
- Erecs - tools to manage and reconcile payables and receivables accruals against back-office accounting systems
- PAGA - Raising request for documents maintenance
- Exchanges – Dealing in CBOT, CME, EUREX, ICE, IFLL, IFLO, IFLX, LME, ME, OCC, SFE, SGX exchanges.
- MS Office- Proficient in MS Office, Power point and in advance excel
Timeline
Assistant Manager
Barclays
11.2021 - Current
Client Offboarding Specialist
UBS Business Solutions (India) Pvt. Ltd
09.2020 - 11.2021
KYC Onboarding Analyst
Societe Generale Global Solutions Centre
09.2018 - 08.2020
Financial Analyst
eClerx Services Pvt Limited
08.2016 - 05.2018
B.Com: Finance -
Avinash College of Commerce - OSMANIA
Intermediate -
Sri Chaitanya Junior College
SSLC -
Duddupudi institute of learning -SSLC Karnataka
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