Venkatakrishnan R

Project: KYC ( End to End)

Role: KYC Checker

Responsibilities:

Conduct holistic due diligence to support Individual • KYC and BSA/AML policies,

and review AML analysts' work for quality assurance (QA).

• Make timely, independent decisions in a fast-paced environment; stay organized

and manage multiple tasks. Conduct KYC reports on suspicious accounts and

transactions.

• Review various KYC processes, including CIP, beneficial ownership, CDD, and

EDD.

• Analyze alerts from automated systems regarding negative news, OFAC/Watch

Lists, and PEPs.

• Generate and file Suspicious Activity Reports (SARs) for flagged activities.

• Update customer profiles using CRM tools.

• Improve client on-boarding by streamlining KYC procedures and reducing

turnaround time.

• Identify risks and red flags through customer risk assessments to prevent

financial losses.

• Handle large volumes of client data with confidentiality and adherence to

internal policies.

• Prepare high-risk reviews with recommendations for customer onboarding,

closure, and retention.

• Monitor high-risk accounts by tracking changes in customer profiles and

transaction patterns.

• Stay informed about industry best practices and share insights to improve

organizational performance.

• Determine customer risk ratings based on analysis and research.

• Perform periodic reviews and reports on merchants to comply with regulations

and KYC requirements.

• Support KYC processes for new and existing customers.

• Review new prospect KYC documents to assess business model risk.

• Attending training & implementing it in a best possible manner

Project: Post Closing (US Mortgage)

Role: (Process Associate) (Sep – 2021 to Feb 2023)

• Served primarily as Checker.

• Ensured 100% compliance with quality check and assurance standards.

• Handled non-core team activities and responsibilities.

• Communicated process updates to the team consistently.

Serve as liaison between team members and senior management to relay information.

Project: DQC ( Document Quality Check)

Role: Senior Process Executive

• Validated customer identification for review processes.

• Ensured handling of customer data with utmost accuracy.

• Ensure the given target is completed within the SLA for customer delight.

• Oversaw WIP errors, educating processors on preventive measures.

• Amended handling of non-core team tasks.

• Provided timely notifications to the team regarding procedural updates.

• Ensure effective relay of information between team and senior leadership.