Venugopal P
Assistant Vice President, Operations
Kochi
Summary
Experienced Assistant Vice President with 21 years of expertise in operations within the stock broking industry. Recognized as an expert in operations and administrative skills, known for successfully obtaining results and driving growth. Committed to working with astute teams on challenging projects, motivated by embracing change and addressing challenges head-on. Respected by peers and superiors for organizational and interpersonal aptitudes, excels in implementing strategic initiatives, managing special projects, and fostering results-focused interactions across the organization and with partners. Seeking a robust position with a respected organization where background and accumulated knowledge can contribute to company's growth.
Overview
26
26
years of professional experience
5
5
years of post-secondary education
5
5
Certifications
3
3
Languages
Work History
Assistant Vice President - Operation and Depository Compliance
Choice Equity Broking Ltd.
10.2006 - Current
- Company Overview: Choice Group is an End-To-End financial services conglomerate, encapsulating the entire range
- Each passing year the company is widening their service portfolio to keep pace with technological progress
- Manage all employees in KYC and Depository
- Oversaw the day-to-day operations of the KYC and Depository operations along with the Compliance of Depository operations.
- Interview and Hire all new employees
- Branch Trainer for the products and software used by the back office
- Review and enforce company policies and procedures
- Finalizations of Internal Audit Reports of the Depository
- Handling the inspections done by SEBI & NSDL
- We had achieved Nil Observations in last 12 Inspections
- Handling the Franchisee Operations and Development
- Resolved issues and completed the required follow-up processes
- Drafted responses of behalf of senior leadership based on incoming correspondence and program processes
- Supported Executive Team in reviewing, identifying and prioritizing strategic initiatives
- Provided required follow-up implementation
- Support operations for the branches & Franchisees
- Advices to the Support team on critical issues
- Published Procedural documents (Operations Manual) related to documentation process of KYC and Depository
- Handholding the Branch set up team for new business
- Choice Group is an End-To-End financial services conglomerate, encapsulating the entire range
- Each passing year the company is widening their service portfolio to keep pace with technological progress
- Fostered strong relationships with key clients, leading to repeat business and a significant increase in customer satisfaction ratings.
- Established a high-performance culture within the team by setting clear expectations and providing regular feedback on individual performance contributions.
Zonal Manager
Indiabulls Online broking
06.2006 - 10.2006
- Sales Relationship with Major Accounts
- Client Requests for Training & Functionality of the Online Platform
- Transactional Products Sales
- Process Flow Improvement
- Client meeting with HNI
Assistant Manager - Surveillance and Operations
Peninsular Capital Market Ltd.
08.1999 - 06.2006
- Gathered information from many Operations Managers regarding their day to day Client business for Surveillance Limits for Trading
- Testing and Security of new Versions of Odin Software
- Training of new BEST software to entire Operations Department
- Liasoning with the Branches and Franchisee for setting up of the limits
- Promoted to Assistant Manager (Operations & Surveillance) from January 2005 to June 2006
- Worked as Branch Manager (March 2004 to December 2004) in Chennai branch
- Worked as Branch Manager (January 2002 to February 2004) in Kottayam branch
- Promoted as Senior Executive (January 2001 to December 2001) in Surveillance Department controlling 50 Franchisee and 5 Branches across PAN India
- Managed Administration and Operations of 2 branches which involves all the retail activities
- Worked in Depository division as Depository In charge from October 1999 to December 2000
Education
Pre-Degree -
M G University
01.1992 - 01.1994
Bachelor in Commerce - undefined
M G University
01.1994 - 01.1997
Skills
Operational Efficiency Management
Certification
NISM Certifications in NISM-Series-VII: Securities Operations and Risk Management Certification
Personal Information
- Date of Birth: 06/10/76
- Gender: Male
- Nationality: Indian
- Marital Status: Married
Core Leadership Qualifications
- Operations Management
- Risk Management
- Team Building / Leadership
- Staff Training & Development
Timeline
Assistant Vice President - Operation and Depository Compliance
Choice Equity Broking Ltd.
10.2006 - Current
Zonal Manager
Indiabulls Online broking
06.2006 - 10.2006
Assistant Manager - Surveillance and Operations
Peninsular Capital Market Ltd.
08.1999 - 06.2006
Bachelor in Commerce - undefined
M G University
01.1994 - 01.1997
Pre-Degree -
M G University
01.1992 - 01.1994
NISM Certifications in NISM-Series-VII: Securities Operations and Risk Management Certification
NISM Certifications Depository operations
NISM Certifications Futures & Options
NISM Certifications in Compliance module
Honors Diploma in Computer Applications from Lackhothia Computer Centre
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