Results-driven professional with over 10 years of combined experience in investment banking, specializing in Corporate Actions Operations and Technical Business Analysis for Structured Products. Proven expertise in managing complex operational processes and implementing IT solutions that enhance efficiency and accuracy. Adept at bridging the gap between technical teams and business stakeholders, ensuring seamless project execution and delivery. Strong analytical skills, attention to detail, and a track record of driving operational excellence in a fast-paced financial environment.
Overview
12
12
years of professional experience
1
1
Certification
Work History
Technology Business Services Consultant
Wells Fargo India Pvt Ltd.
Bangalore
08.2019 - Current
Function as a business analyst for the Pisces application, supporting the structured product sales team
Collaborate with the front office to automate legal documents, including Term sheets, Confirmations, and Red & Final for Structured Products
Develop and design templates in the Thunderhead application to generate client legal documents
Utilize JavaScript to create business rules within templates
Possess extensive experience in the full software development life cycle, predominantly following agile methodologies
Utilize JIRA to manage and track daily activities, adhering to agile practices
Develop and execute automated test cases using the Ranorex application to validate business requirements and ensure system stability
Serve as Scrum Master, conducting daily scrum meetings
Conduct User Acceptance Testing (UAT)
Add and modify SQL queries in SQL Management Studio for data updates
Write C# code in Visual Studio to create automated reports for the Pisces application
Use TFS and Git for version control and project management.
Process Lead
Broadridge Financial Solutions Pvt Ltd.
Bangalore, Delhi, Hyderabad
07.2012 - 04.2019
Reconcile General Ledger Accounts for Cash and Stock
Extensive experience in processing various types of Fixed Income securities, including FED treasury, MBS, CMO, ABS, and Corporate Bonds
Handle Physical securities, including reviewing physical certificates, remittance reports, and submitting claims
Expertise in researching and reconciling aged breaks
Strong knowledge of Repo trades and reviewing Bony reports such as MBPF, RADJ, IAD, TJ, and I&R
Process all types of Mandatory events, including Full Call, Partial Call, Deletion, worthless securities, Cash and Stock mergers, and mandatory exchanges
Settle cash trades, repo trades, and Stock loan & borrow trades due to corporate actions
Instruct trade desk and middle office to book new trades resulting from corporate actions
Reconcile Nostro and depo accounts using applications like TLM, Intellimatch, and Frontier
Process cash payments via SPO, Wire, and Swift for multiple currencies
Proficient in Broadridge applications such as IMPACT, BPS, Global Framework, Rec 7, as well as other applications like the Canadian Depository System, CDS Bulletin, Arrow, DTCC web portal, PTS, Intellimatch, Bony BDC, RADARS, FISS, and TLM
Handle Dividend payments processing, including Domestic and International cash dividends, stock dividends, stock splits, spin-offs, rights distributions, and Pay in Kind
Manage Dividend reinvestment and Cash in lieu processes in DTC and CDS
Conduct Canadian and foreign tax elections and EDS elections in DTC and CDS
Ensure all service level agreements with clients are met and incorporate necessary control procedures for timely completion
Two years of experience working with Canadian clients and over four years with top US banks
Transition Specialist, having traveled to the USA twice to transition Mandatory Corporate Action activities for Fixed Income Securities of two leading banks, and managing one domestic transition
Create documentation for new projects
Review and reconcile MIS reports
Effectively participate in ISO audits and ensure the management system complies with relevant ISO standards
Organized foosball tournaments within the organization
Member of the Broadridge Football Team.
Education
Masters of Business Administration - Finance
Osmania University
01.2012
Bachelor of Commerce -
Calicut University
01.2010
Higher Secondary Education - Commerce with Mathematics
Higher Secondary Board
01.2007
Skills
Planning and execution
Business Analysis
Process Improvement
Report Preparation
Continuous Improvement
Problem-Solving
Certification
Certified RPA (Robotic Process Automation) developer for Uipath – Completed Level I,II & III
Microsoft Certified: Azure Fundamentals AZ900
Accomplishments
Awarded 4 Quality Star Awards for best performance, recognizing exceptional contributions to team success and operational excellence.
Developed and implemented automation for the IMPACT application, saving 1 FTE, which received high praise from higher management.
Automated over 80 processes, significantly reducing manual intervention and increasing accuracy, resulting in substantial time savings for the client.
Created dynamic dashboards for higher management to efficiently monitor breaks reports, enhancing decision-making capabilities.
Visa
B1 US Visa, 03/29/2026, Multiple
Additional certification
Certified Professional Yoga trainer YTT300
Languages
English, Hindi, Malayalam, Tamil and Telugu
Timeline
Technology Business Services Consultant
Wells Fargo India Pvt Ltd.
08.2019 - Current
Process Lead
Broadridge Financial Solutions Pvt Ltd.
07.2012 - 04.2019
Masters of Business Administration - Finance
Osmania University
Bachelor of Commerce -
Calicut University
Higher Secondary Education - Commerce with Mathematics
Higher Secondary Board
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