Vikas Bagri
Delhi
Summary
Finance Professional with 4 years of experience in analysis and strategic decision-making. Proven track record of conducting comprehensive risk assessments and developing effective reporting strategies to ensure compliance. Skilled in financial analysis, assessment, and leveraging Microsoft excel to support operational efficiency.
Overview
4
4
years of professional experience
5
5
years of post-secondary education
Work History
Senior Associate
Macquarie Global Services Private
03.2023 - Current
- Conducting KYC analysis, periodic/event triggered reviews for corporate entities in accordance with Customer Identification Program (CIP) and Product Due Diligence.
- Conduct in-depth risk analysis on client portfolio to identify and mitigate inherited & other risks.
- Conducting CDD (Customer due diligence) and EDD (Enhance due diligence) on counter parties, making sure that entities are accurately remediated in line with the regulatory requirements.
- Perform risk assessments on clients based on the nature of their business activities, legal entity type, and screening results
- Investigate counterparties with high Environmental and Social Risk (ESR) and escalate them to the respective regional ESR team (RMG group) for further investigation and risk mitigation
- Collaborate with various business groups to gather information for clients and complete KYC periodic reviews
- Conduct sanction screening and adverse news screening on counterparties, escalating findings to the Financial Crime Risk (FCR) team where necessary
- Identification, modelling and measurement of the client risk including the reporting of breaks internally and externally
- Conducting screening checks to identify sanctions, PEP and adverse media in relation to the entities and related parties within the portfolios and subject to current screening policies and procedures.
- Analysing audited/detailed annual accounts of corporate entities for validation of declared source of fund
Associate
SAXO Group
04.2021 - 03.2023
- Conducting CDD (Customer due diligence) and EDD (Enhance due diligence) on counter parties, making sure that entities are accurately remediated in line with the regulatory requirements.
- Conducting End-to-End KYC, including on boarding and periodic/event triggered reviews for corporate entities.
- Conducting screening checks to identify sanctions, PEP and adverse media in relation to the entities and related parties within the portfolios and subject to current screening policies and procedures.
- Conducting screening via Dow jones and Fin scan to identify adverse media hits, PEP, SIP and RCA.
- Conduct in-depth risk analysis on client portfolio to identify and mitigate inherited & other risks.
- Identifying ultimate beneficiary owner by analysing complex organizational ownership structure.
Education
MBA - Finance
Delhi Technical Campus, GGSIPU
05.2018 - 04.2020
Bachelor of Commerce - undefined
Dr.BR Ambedkar College, University of Delhi
05.2014 - 04.2017
Skills
- Risk Analysis
- Financial Analysis
- Credit Assessment
- Financial Statements
- Credit Risk Profile Analysis
- Regulatory Compliance
- Customer Service
- Data Analysis
- GAP Analysis
Timeline
Senior Associate
Macquarie Global Services Private
03.2023 - Current
Associate
SAXO Group
04.2021 - 03.2023
MBA - Finance
Delhi Technical Campus, GGSIPU
05.2018 - 04.2020
Bachelor of Commerce - undefined
Dr.BR Ambedkar College, University of Delhi
05.2014 - 04.2017
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