Vineeth Kizhussery

Risk Management and Control testing

• Design and implementation of Risk mitigation strategies

• Risk investigation, Risk Management, fraud detection and reduction

• Control assessment & testing, implementation

• Monitoring and creating risk elimination programs for business

• Execute investigations with moderate to high risk and complexity

• Develop and implement risk monitoring, risk reporting processes, and controls while evaluating and reporting results

• Implementation of procedures and controls

• Design, maintain and execute the control evaluation scripts, identify control deficiencies

• Conduct audits to evaluate controls in place and identify gaps

• Assessing control design and performance through Risk Control Self-Assessment practices (RCSA)

• Escalation Management- working on customer and VP level escalations

• Conduct Root cause analysis

(RCA) using elite frameworks like 5 WHY, Fishbone analysis to identify the root of the problem and scope

• Manage root cause analysis of issues and incidents, identifying and implementing control improvements
• Monitor and evaluate transactions
• Create plan of action with short- and long-term solutions to mitigate risks
• Leading projects, developing and maintaining project plans, schedules, monitoring and reporting project progress and share reports with stakeholders
• Drive process improvement through Automation and continuous optimization for improving existing tools process and manual efforts to eliminate/mitigate risk
• Interpret and develop policies and procedures for functions with moderate & high complexity

TPRM (Third Party Risk Management) US,UK and IN

• Coordinate activities across lines of business to ensure TPRM program requirements are met

• Review of third-party sellers, supplier, investigation of third-party for risks

• Validate Compliances as per 3rd Party Risk Management Framework by Business unit

• Implement processes and ensure compliance of Vendor Risk Management framework

• Identification of risks from third party and creation of measures to mitigate these risks

• Creation of metrics and programs which will enhance compliance for third party organization framework

• Conducting risk assessments and continuous monitoring

• Timely audits across segments like inventory, categories, documentation

• Implementation of control measures both automated and manual to mitigate and prevent risk

• Onboarding of third-party vendors or sellers, customers

• Measuring third party performance and implementing programs to improve performance

People Management

• Manage and lead internal investigation team of more than 25 employees and implement risk based internal investigations
• Mentor coach and develop team members
• Monitor,drive and improve team performance
• Ensure SLA, productivity, Quality and Utilization are met
• Managing stakeholder communication across multiple lines of business on operational milestones, process changes, escalations
• Conduct Interviews as part of recruitment
• Conduct One to One with every member of the team
• Talent review and performance appraisal

• Monitoring and investigation of financial transactions
• Risk investigation on customer accounts to eliminate/mitigate fraud
• Performing risk assessment and analyzing trends
• Mitigate current and emerging risk exposures associated with activities and operations
• Develop and implement risk monitoring, risk reporting processes, and controls
• Evaluation of controls in place through audits
• Monitor, measure, evaluate, and report on impact of decisions and controls to relevant business group
• Review and analyze basic business challenges that require research, evaluation, and selection of alternatives
• Creation of detailed reports on L1 and L2 investigations

• Handled tax queries and issues related to US Sales Validation of Tax exemption documents Handled escalations, emails and calls Worked on tax credits Handled customer calls and emails

• Performed due diligence required for new customers
• Screening of documents provided by customer
• Identified threats/fraudulent in money laundering (AML)
• Performing L1 and L2 investigations
• Identification of Fraud and creating SAR