Summary
Overview
Work History
Education
Skills
Affiliations
Certification
Languages
Websites
Timeline
Generic

Vinit Chavan

Navi Mumbai

Summary

A driven professional with a year of experience in AML onboarding, periodic reviews, and KYC refreshes, specializing in managing customer account openings while ensuring AML compliance. Served as a key point of contact, quality checker, process trainer, and email auditor for team members. Contributed to improving KYC compliance, streamlining AML processes, and supporting project remediation. Skilled in time management and financial analysis to enhance workflows and client satisfaction. Seeking an opportunity with an organization that values professional growth and development.

Overview

1
1
year of professional experience
1
1
Certification

Work History

Financial Analyst

Eclerx
Navi Mumbai
10.2023 - Current
  • Successfully manage day-to-day tasks and handle urgent requests efficiently.
  • Ensure the completion of KYC reviews for complex client types in a challenging regulatory environment.
  • Categorize clients into low, moderate, and high-risk categories based on defined risk factors.
  • Process the onboarding of new Money Service Business (MSB) and Third-Party Payment Processor (TPPP) clients into the system.
  • Conduct periodic reviews of high-risk clients, including MSBs, TPPPs, and currency exchangers.
  • Process high-risk unit requests from the High-Risk Unit (HRU) team.
  • Provide training for new hires, covering client email actions and UK processing procedures.
  • Contribute to the Metro transition project by onboarding metro banking clients into commercial systems.
  • Participate in client calls and send follow-up emails for past requests or reviews.
  • Action periodic review emails and finalize checklists before set deadlines.
  • Possess knowledge of discounting hits adjudication, PEP/adverse media hits, and screening against clients and individuals. Proficient with tools like LexisNexis and World-Check.
  • Manage customer onboarding processes, including beneficial ownership trigger events, and related checklists.
  • Identify and escalate cases requiring CCR intervention to ensure proper customer verification.
  • Maintained up-to-date knowledge of industry best practices regarding KYC processes.
  • Utilized various investigative techniques, such as open source research, to verify customer information.

Education

Bachelor of Science -

S.I.E.S College of Arts, Science & Commerce
Navi Mumbai
03-2021

High School Diploma -

S S High School & Jr. College
Navi Mumbai
03-2018

High School Diploma -

St. Joseph's High School
Navi Mumbai
06-2016

Skills

  • Client onboarding
  • Periodic Review
  • Due diligence
  • Transaction monitoring
  • Investment banking
  • Excel proficiency
  • Transaction verification
  • Adaptability
  • Data Interpretation
  • Problem-solving abilities
  • Critical Thinking
  • Multitasking
  • Account verification
  • Attention to Detail

Affiliations

  • Team Collaboration: Proven ability to work effectively within cross-functional teams, collaborating with stakeholders from different departments to streamline processes and drive data-driven decisions that align with organizational goals.
  • Continuous Improvement: Committed to ongoing professional development and process optimization, consistently seeking opportunities to enhance financial analysis methodologies and increase operational efficiency.
  • Consistency & Accuracy: Strong track record of delivering high-quality, accurate financial reports and analyses, even under tight deadlines, ensuring reliable data for decision-making and risk management.
  • Regulatory Compliance: In-depth knowledge of regulatory frameworks (including KYC/AML standards) and the ability to apply them to ensure compliance in all financial operations and analyses, minimizing risk to the organization.

Certification

Certified Investment Banking Operations Professional (CIBOP)

I successfully completed the CIBOP course, where I gained in-depth knowledge of investment banking operations, including trade lifecycle management, capital markets, financial instruments, and risk management. Through this course, I developed a strong understanding of regulatory compliance, post-trade processing, and operational risk management. I also gained practical insights into enhancing process efficiency within investment banking operations. The hands-on learning and industry-relevant content have prepared me for roles in investment banking operations, equipping me with the skills to effectively manage key operations in the investment banking sector.

Languages

English
First Language
English
Proficient (C2)
C2
Hindi
Proficient (C2)
C2
Marathi
Proficient (C2)
C2

Timeline

Financial Analyst

Eclerx
10.2023 - Current

Certified Investment Banking Operations Professional (CIBOP)

I successfully completed the CIBOP course, where I gained in-depth knowledge of investment banking operations, including trade lifecycle management, capital markets, financial instruments, and risk management. Through this course, I developed a strong understanding of regulatory compliance, post-trade processing, and operational risk management. I also gained practical insights into enhancing process efficiency within investment banking operations. The hands-on learning and industry-relevant content have prepared me for roles in investment banking operations, equipping me with the skills to effectively manage key operations in the investment banking sector.

Bachelor of Science -

S.I.E.S College of Arts, Science & Commerce

High School Diploma -

S S High School & Jr. College

High School Diploma -

St. Joseph's High School
Vinit Chavan