CS Vinod Nair

NBFC Base Layer based out of Coimbatore

Played a key role in securing approval from the Reserve Bank of India for conversion of NBFC-MFI to NBFC-ICC, ensuring accurate documentation and timely regulatory submissions.

• Executed corporate restructuring activities, including changing the company name, registered office, and location of books of accounts, achieving full statutory compliance with zero regulatory observations.
• Outlined significant contributions to corporate strategy and compliance efforts.
• Managed Rights Issue processes, drafting offer documents and coordinating regulatory filings and stakeholders to ensure timely execution.
• Executed private placement of Non-Convertible Debentures (NCDs), preparing PAS-4 and PAS-3 filings while ensuring compliance with the Companies Act, 2013.
• Handled ISIN creation for equity shares and NCDs, coordinating with depositories and RTAs to ensure smooth activation and admission of securities.
• Led end-to-end registration of partnership firms and completed Darpan registration, ensuring adherence to applicable regulatory frameworks.
• Liaised between management, regulators, and external stakeholders to facilitate seamless execution of corporate and compliance activities.

• A CA Firm

• A CA Firm

• NBFC

• Assisted in Secretarial Audit of a Wholly Owned Government Company
• Assisted in RBI XBRL filings: DNBS-02, DNBS-04A, DNBS-04B, DNBS-13
• FEMA Related Compliances: FC-GPR, FC-TRS, FLA Returns
• Maintenance of Statutory Registers
• Preparation of Notices, Agenda, Resolutions, Minutes, Board’s Report.
• Assisted in conducting Board and General Meetings
• Issue of Shares by way of Private Placement, Right Issue, Preferential Issue
• Assisted in Preparation of Annual Report
• MCA e-filings on V2 and V3 Portal
• Annual filings of Public and Private Limited Companies including but not limited to AOC-4, AOC-4 XBRL, MGT 7/7A, MGT-8
• Assisted in Drafting Agreements
• Liaising with Intermediaries: RTA, Debenture Trustee for Corporate Actions
• MSME Registration and IEC (Import Export Code)
• Dematerialization of shares

• PHARMA