Strategic and results-driven, Investment banking/Asset management Operation risk - Senior Management professional, with an extensive background in the financial services sector. Offering over 15 years of proven leadership in overseeing middle office functions, risk management, and process optimization. Adept at developing and implementing robust operational strategies to enhance efficiency, reduce risks, and ensure compliance. Proven ability to lead high-performing teams, collaborate with cross-functional stakeholders, and drive initiatives that contribute to overall business success. Seeking a challenging leadership role to leverage expertise in managing, optimizing middle office operations and navigating dynamic financial landscapes.
Strategic and results-driven Middle Office Senior Management professional with an extensive background in the financial services sector. Offering over 15 years of proven track record in overseeing middle office functions, risk management, and process optimization. Adept at developing and implementing robust operational strategies to enhance efficiency, reduce risks, and ensure compliance. Proven ability to lead high-performing teams, collaborate with cross-functional stakeholders, and drive initiatives that contribute to overall business success. Seeking a challenging leadership role to leverage expertise in optimizing middle office operations and navigating dynamic financial landscapes.
Operations Management-Extensive experience leading and managing middle office functions, ensuring seamless operations and compliance with industry regulations
undefined● Regulatory /market driven -
CSDR - Drove CSDR implementation Coordinated effort in preparation for CSDR -worked with custodians to increase MT54Y efficiency and timeliness. With APG to build penalty workflow, enable auto partial functionality to reduce risk for client accounts, testing & deployment of fail reason/ responsible party.
● FIX Implementation: lead and successfully completed counterparties set up for FIX confirmation, allocation which included, test and implement FIX confirmation across Equity and Fixed Income. Worked on the enhancement of SSI Hard Matching over FIX.
● Settlement cycle contraction - Lead settlement cycle contraction across multiple markets including India T+1 move in the firm. Part of industry network such as ASIFMA working group. Leading US T+1 transition
● CIM – Client Inquire Monitor: Successful testing & implementation of CIM - global mailbox query management project to enhance client service & improvised email management across settlement functions. Also, prepare MIS on query management.
● RPA(Robotics Process Automation) -> Got certified with Blue Prism -> Foundation Training and working towards identifying the opportunities wherein RPA can be implemented to make process more efficient and risk averse.
● Scale and efficiency: Completed Time and motion study across functional locations to reduce the redundancy in processes and better capacity utilization.
● Transition: Movement of asset between two major custodian service providers. Managing all assets transfers, monitoring inflight risks across trade life cycle.
● AUDIT: Lead and coordinated across global trade ops for TOPS internal Audit, revisited SOPs, controls, achieved adequate rating from the Audit team. Involved in other projects creation of CEM and AEM monitors, Project, Aladdin provider.