Summary
Overview
Work History
Education
Skills
Affiliations
Certification
Languages
References
Timeline
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VISHNU P RAJAN

Kochi

Summary

Conscientious Compliance Officer known for high productivity and efficient task completion. Skilled in regulatory compliance, risk management, and policy development. Excel at communication, problem-solving, and adaptability, ensuring smooth operational flow and staying ahead of evolving compliance landscapes.

Overview

14
14
years of professional experience
1
1
Certification

Work History

Compliance Officer

Lulu Money Singapore
Kochi
10.2024 - Current
  • Developed and implemented compliance policies and procedures to adhere to regulations.
  • Conducted compliance training sessions for staff to enhance understanding of requirements.
  • Provided compliance advisory services to business units for operational alignment.
  • Reviewed FinTech partnership agreements to ensure regulatory compliance.
  • Monitored regulatory changes to maintain up-to-date compliance standards.
  • Assessed compliance risks within the organization to mitigate potential issues.
  • Collaborated with stakeholders on regulatory compliance initiatives for improved practices.
  • Evaluated existing compliance frameworks to identify areas for enhancement.
  • Management Reporting

Deputy Manager - AML & Sanctions

Habib Bank AG Zurich
Dubai
12.2013 - 08.2023
  • Sanction Screening
  • Transaction Monitoring
  • Enhanced Due Diligence
  • Suspicious Activity/Transaction reporting
  • Client Onboarding
  • Foreign Correspondent Account Reviews
  • Compliance Training to Business Units
  • Enforcement of Internal Policies and Procedures

Compliance Analyst

State Street
Bangalore
05.2012 - 09.2013
  • Sanction Screening
  • Escalation of suspicious transactions to Business Units
  • Integrity check on Compliance system
  • Correspondent Bank certification checks
  • High Risk Account documentation
  • Coordination with Business Units for proper documentation for High Risk accounts
  • PEP Reviews
  • AML/OFAC Newsletters to Business Units

AML Analyst

Deutsche Bank
Bangalore
03.2011 - 05.2012
  • Transaction Monitoring
  • Account Reviews
  • KYC Checks
  • Suspicious Activity Identification & Escalations
  • Coordination with Business Units on field inquiries
  • Adverse Media checks

Education

PGDM - Finance & Marketing

DCSMAT Business School
Kerala
03-2010

Bachelor of Commerce - Commerce

St.Thomas College
Kerala
03-2008

Skills

  • Compliance Management
  • Compliance Policies & Procedures
  • Risk Assessment
  • Management Reporting
  • Business Agreement Reviews
  • Compliance Advisory
  • Compliance Training
  • Compliance System checks

Affiliations

  • Travelling
  • Bike Riding

Certification

  • CAMS certified in 2017

Languages

Malayalam
First Language
English
Advanced (C1)
C1
Hindi
Intermediate (B1)
B1
Tamil
Intermediate (B1)
B1

References

References available upon request.

Timeline

Compliance Officer

Lulu Money Singapore
10.2024 - Current

Deputy Manager - AML & Sanctions

Habib Bank AG Zurich
12.2013 - 08.2023

Compliance Analyst

State Street
05.2012 - 09.2013

AML Analyst

Deutsche Bank
03.2011 - 05.2012

PGDM - Finance & Marketing

DCSMAT Business School

Bachelor of Commerce - Commerce

St.Thomas College
VISHNU P RAJAN