VISHNU P RAJAN
Kochi
Summary
Conscientious Compliance Officer known for high productivity and efficient task completion. Skilled in regulatory compliance, risk management, and policy development. Excel at communication, problem-solving, and adaptability, ensuring smooth operational flow and staying ahead of evolving compliance landscapes.
Overview
14
14
years of professional experience
1
1
Certification
Work History
Compliance Officer
Lulu Money Singapore
Kochi
10.2024 - Current
- Developed and implemented compliance policies and procedures to adhere to regulations.
- Conducted compliance training sessions for staff to enhance understanding of requirements.
- Provided compliance advisory services to business units for operational alignment.
- Reviewed FinTech partnership agreements to ensure regulatory compliance.
- Monitored regulatory changes to maintain up-to-date compliance standards.
- Assessed compliance risks within the organization to mitigate potential issues.
- Collaborated with stakeholders on regulatory compliance initiatives for improved practices.
- Evaluated existing compliance frameworks to identify areas for enhancement.
- Management Reporting
Deputy Manager - AML & Sanctions
Habib Bank AG Zurich
Dubai
12.2013 - 08.2023
- Sanction Screening
- Transaction Monitoring
- Enhanced Due Diligence
- Suspicious Activity/Transaction reporting
- Client Onboarding
- Foreign Correspondent Account Reviews
- Compliance Training to Business Units
- Enforcement of Internal Policies and Procedures
Compliance Analyst
State Street
Bangalore
05.2012 - 09.2013
- Sanction Screening
- Escalation of suspicious transactions to Business Units
- Integrity check on Compliance system
- Correspondent Bank certification checks
- High Risk Account documentation
- Coordination with Business Units for proper documentation for High Risk accounts
- PEP Reviews
- AML/OFAC Newsletters to Business Units
AML Analyst
Deutsche Bank
Bangalore
03.2011 - 05.2012
- Transaction Monitoring
- Account Reviews
- KYC Checks
- Suspicious Activity Identification & Escalations
- Coordination with Business Units on field inquiries
- Adverse Media checks
Education
PGDM - Finance & Marketing
DCSMAT Business School
Kerala03-2010
Bachelor of Commerce - Commerce
St.Thomas College
Kerala03-2008
Skills
- Compliance Management
- Compliance Policies & Procedures
- Risk Assessment
- Management Reporting
- Business Agreement Reviews
- Compliance Advisory
- Compliance Training
- Compliance System checks
Affiliations
- Travelling
- Bike Riding
Certification
- CAMS certified in 2017
Languages
Malayalam
First Language
English
Advanced (C1)
C1
Hindi
Intermediate (B1)
B1
Tamil
Intermediate (B1)
B1
Timeline
Compliance Officer
Lulu Money Singapore
10.2024 - Current
Deputy Manager - AML & Sanctions
Habib Bank AG Zurich
12.2013 - 08.2023
Compliance Analyst
State Street
05.2012 - 09.2013
AML Analyst
Deutsche Bank
03.2011 - 05.2012
PGDM - Finance & Marketing
DCSMAT Business School
Bachelor of Commerce - Commerce
St.Thomas College