Vishnu Vardhan Reddy K
Andhra Pradesh
Summary
An aspiring investment banking professional with a certificate in IB Operations from Imarticus Learning.
An MBA grad specializing in finance and operations graduated in 2019. Possess knowledge related to
AML/KYC, derivatives, trade life cycle, and corporate actions. Additionally skilled in leadership, public
speaking, problem-solving, and decision making. Looking forward to utilizing these skills in the investment Banking
industry.
Signature validation
Communication Skill
Payment processing
Transaction monitoring
Anti money laundering
Account opening
Client Documentation
Overview
5
5
years of professional experience
1
1
Certification
Work History
Associate/KYC Analyst
Incedo Technology Solutions Ltd
04.2023 - 09.2024
- On boarding/periodic reviewing KYC for individual and entities and financial crimes investigations
- We monitor the flow of payments through wire/cash for suspicious activities to check for money laundering and terrorist financing
- Verifying CIP (Customer identification program) through client SSN and ensuring it is passed
- Opening an account for new clients including IRA, HNW and DCA account
- Reviewing and analyzing compliance monitoring reports for suspicious activities
- Analyzing the trend utilization of the customer to increase the threshold limit
- Performing account opening activity for clients in Assetmark bank including AIP, ACH, SWP and check processing activities
- Research, report and deposit the high dollar amount in clients accounts to trade in share market
- Proficient using various application like Tnet, BPM, BETA, and cashiering data bases
- Collecting the client Government IDs like driving license,Passport, marriage certificate, trust certificate and bank transfer statement while opening an account to minimize risk
- Verifying the signature to avoid the delay into opening an account and reviewing whose signature is a customer signature or POA signature on the paper.
Assistant Manager
Kotak Securities Ltd
10.2021 - 04.2023
- Conduct thorough background checks and verification processes for new and existing clients, ensuring accuracy and compliance with regulatory requirements
- Analyze and verify customer identification documents, including proof of identity, address financial status
- Ensure adherence to SEBI (Securities and Exchange Board of India) regulations and guidelines, and AML (Anti-Money Laundering) regulations
- Perform risk assessments to identify potential high-risk clients and implement enhanced due diligence measures
- Monitor and review customer transactions for suspicious activities, escalating concerns as necessary
- Maintain accurate records of all KYC-related activities and transactions
- Stay updated with changes in KYC regulations and industry best practices
- Identify areas for process improvement within the KYC framework and suggest enhancements to increase efficiency and effectiveness
- Participate in audits and reviews to ensure ongoing compliance and address any identified issues.
Assistant Manager
Bajaj FinServ
02.2020 - 10.2021
- Review and verify personal loan applications for completeness and accuracy, ensuring all required documents are submitted
- Cross-check applicant information against submitted documents to confirm identity, employment, and financial status
- Assess the creditworthiness of applicants by analyzing credit scores, financial statements, and repayment history
- Evaluate the applicant’s ability to repay the loan based on income, existing liabilities, and financial stability
- Maintain accurate and up-to-date records of loan applications, verification processes, and decisions
- Generate reports on loan application statuses, verification metrics, and performance indicators
- Work closely with other departments such as underwriting, risk management, and customer service to ensure smooth loan processing.
Education
MBA - Finance
Vijayanagar Sri Krishna Devaraya University
Bellary , India05.2019
Skills
- Enhanced Due Diligence
- Transaction monitoring
- AML Compliance
- Microsoft Office
- Account verification
- Document Review
- Sanctions Screening
- Know Your Customer
Certification
• AML/KYC Certification | Udemy
• Investment Banking Operations Certification | Imarticus Learning
• NISM Series-8 Equity Derivative Certification
Languages
English
Intermediate (B1)
Hindi
Intermediate (B1)
Telugu
Advanced (C1)
kannada
Advanced (C1)
Timeline
Associate/KYC Analyst
Incedo Technology Solutions Ltd
04.2023 - 09.2024
Assistant Manager
Kotak Securities Ltd
10.2021 - 04.2023
Assistant Manager
Bajaj FinServ
02.2020 - 10.2021
MBA - Finance
Vijayanagar Sri Krishna Devaraya University
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