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AVP for Surveillance Product Management process in GSC.
• 10 yrs. + experience in Trade, Communication Surveillance, & Investment Banking.
• Certified and acclaimed as compliance officer from international compliance association ICA.
• NISM Certified Financial Research Analyst.
• Expertise in control designing, streamlining and threshold optimization through various efficiency initiatives and projects.
• Good knowledge base on Investment bank (Middle & Back Office), Equity Derivatives, Interest rate Derivative, OTC Market and Trade Life Cycle.
• A good hand on migrating new controls and redrafting procedural documents, training new or existing resources within the surveillance.
• Cross Trained in E-com, Audio and Trade Surveillance process.
• Awarded and recognized for Leading efficiency initiatives on numerous global platforms.
Regulatory compliance
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Cricket