Summary
Overview
Work History
Education
Skills
Certification
Summary - Strengths
Personal Information
Awards
Interests
Timeline
Generic
VISHWASAKHA KAREMORE

VISHWASAKHA KAREMORE

Surveillance Product Management lead
Bangalore

Summary

AVP for Surveillance Product Management process in GSC.
• 10 yrs. + experience in Trade, Communication Surveillance, & Investment Banking.
• Certified and acclaimed as compliance officer from international compliance association ICA.
• NISM Certified Financial Research Analyst.
• Expertise in control designing, streamlining and threshold optimization through various efficiency initiatives and projects.
• Good knowledge base on Investment bank (Middle & Back Office), Equity Derivatives, Interest rate Derivative, OTC Market and Trade Life Cycle.
• A good hand on migrating new controls and redrafting procedural documents, training new or existing resources within the surveillance.
• Cross Trained in E-com, Audio and Trade Surveillance process.
• Awarded and recognized for Leading efficiency initiatives on numerous global platforms.

Overview

9
9
years of professional experience
8
8
Certifications

Work History

Assistant Vice President

HSBC
09.2022 - Current
  • Lead for GSC Surveillance Product Management team at Bangalore
  • I oversee management of team responsible for new surveillance product initiatives
  • Additionally, as Product Lead, I manage team and provide hands-on support for ongoing data assurance dashboard monitoring activities, management information collation, issue resolution, query handling, and product testing support
  • As product lead need to work with Global trade surveillance product management team for new control designing, deployment and threshold management
  • As COE lead, I am involves spearheading efficiency & cost workstream aimed at enhancing overall L1 alert process and implementing various cost reduction initiatives
  • In collaboration with Global Trade Surveillance Product Management team, I drive design, deployment, and threshold management of new controls
  • I take lead in identifying risks and issues, and actively support surveillance global team in resolving them from business risk perspective
  • As GSC Product Lead, my job is to scale Global Product Management team based in London, to keep pace with growing demand and increased coverage across HSBCs strategic Surveillance Capabilities
  • I am closely working with stakeholders and teams such as Surveillance BAU, Surveillance IT, and Global Product Management, I ensure alignment and effective execution of initiatives in fast-paced environment
  • Lead Global Trade Data WG and Trade control performance working group for Trade surveillance process.

Manager

HSBC
Bangalore
09.2017 - 08.2022
  • As Part of Trade Surveillance team, perform daily monitoring tests/ Alert flag to ensure that risks within monitoring plan are mitigated
  • Part of global LAB trade lead for change management and instrumental of process efficiency gain
  • (11 FTE saved in 2021) Entrusted to Support delivery of Global Trade Transformation Programmed specially design of BRD for new Alert Workflow system and Data explorer designing to demise RCM
  • Leading risk and issue identification, Raising and assisting surveillance global Team to resolving from Business risk perspective
  • Entrusted with surveillance rulesets designing and threshold review across global sites
  • Presenting M&Q, RM reports to onshore Partners and work as Point of contact
  • Assist with user acceptance testing (UAT) of newly developed monitoring tests
  • Assist in initial set up and drafting of procedures manual
  • Assess region wise teamwork load and keep management informed about requirements and shuffling of individuals within regions for better management of work
  • Providing operations training for new hires, on process overview and drive new hires from on-th-job training to handover on thproduction floor.

Financial Analyst - Financial fundamental and Corporate Action

S&P Global
06.2015 - 09.2017
  • Financial Research Associate in a Financial Department at S&P Global, Hyderabad for 2.5 Years
  • Part of main Financial Team, used to closely work with financing (Equity & Debt) analysis
  • It mainly concentrates on Fundamental financial information, including financial statement analysis, Ratio Analysis, Extended Business descriptions
  • Corporate actions, Institutional Holdings, Share Price information etc
  • For client based comprehensive needs
  • Campion of process change management.

Education

MBA in Finance - MBA in Finance

Dr. Ambedkar Institute of Management Studies & Research Nagpur

BBA in Finance - undefined

Dr. Ambedkar Institute of Management Studies and Research Nagpur

Certified Compliance officer - undefined

International Compliance Association (ICA)

Skills

Regulatory compliance

undefined

Certification

NISM Certified Financial Research Analyst

Summary - Strengths

  • Project level execution in timely manner
  • Strong leadership and analytical ability.
  • Ability to collaborate and build consensus with team members to develop and grow a strong learning environment.
  • Ability to work in a complex environment and successfully perform with multiple priorities.
  • Ability to work successfully in a cross functional environment.

Personal Information

Date of Birth: 07/10/91

Awards

  • Awarded as 'Game changer 'in GSC annual recognition summit 2021 for various process Efficiency and streamline projects initiatives.
  • Recognised by surveillance senior leadership and CoE colleagues through various numerous accolades for various initiatives, setting ambitious standards and collaborating.
  • Awarded as champion for change process management.
  • Awarded as 'Extra miler' for cross region and cross Team Activities.
  • Awarded and Part of Corona Warrior Team for exemplary process contribution in challenging times.
  • Final Year MBA finance project Report - "Whether the FIIs Direct the Flow of Indian Stock Market with reference to NIFTY".

Interests

Reading

Cricket

Timeline

Assistant Vice President

HSBC
09.2022 - Current

Manager

HSBC
09.2017 - 08.2022

Financial Analyst - Financial fundamental and Corporate Action

S&P Global
06.2015 - 09.2017

MBA in Finance - MBA in Finance

Dr. Ambedkar Institute of Management Studies & Research Nagpur

BBA in Finance - undefined

Dr. Ambedkar Institute of Management Studies and Research Nagpur

Certified Compliance officer - undefined

International Compliance Association (ICA)
VISHWASAKHA KAREMORESurveillance Product Management lead