Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic
Vivek Mishra

Vivek Mishra

Certified Anti Money Laundering Expert
Gurugram,HR

Summary

  • A Certified Anti-Money Laundering Expert professional with 14 years of experience in Banking Operations, implementation AML/KYC policies, EDD/CDD, Risk based supervision, System Monitoring and risk based internal audits.
  • Resourceful at maintaining relationships with clients to achieve quality product and service norms by resolving their service-related critical issues; adroit in performing all banking operations effectively & efficiently, coordinating with various branches & managing a variety of branch banking operations
  • An enterprising leader with proven dexterity in leading and directing personnel towards accomplishment of a common goal without compromising on employer-employee relations; excellence in interpersonal and organizational skills with proven abilities in training & development, customer relationship management and planning.

Overview

2
2
Certifications
7
7
years of post-secondary education
14
14
years of professional experience

Work History

Chief Operating Officer

HANA Bank
Gurugram, Haryana
06.2020 - Current

1. Formation and Implementation of the Policies of the Bank.

2. Involvement in strategic and general direction and decision making.

3. Customer complains management and ensuring resolution of all complaints.

4. Creating, revise and review process and manuals according to RBI/Bank Policy.

5. Audit of Retail Operations

6. Monitoring of foreign inward/outward remittances.

7. Handling the AML and KYC compliance of the customers.

8. Monitoring high risk customer and PEP identification and Management.

9. Knowledge of Retail Products, Services, Policies and Procedures.

10. Knowledge of Management Principle, practices and regulations.

11. Ability to make sound decisions using available information while maintaining confidentiality.

Service Manager

Kotak Mahindra Bank
Gurugram, Haryana
12.2016 - 06.2020

1. Review Daily Accounts Opened, customer instructions, Fixed Deposits etc.

2. Manage the Service Scores of the branch.

3. Customer complains management and ensuring resolution of all complaints.

4. Daily monitoring of ROs productivity and providing valuable input for improving

productivity and scoring.

5. Promoted bank’s products and services.

6. Handling the customer complaint with proper resolution in TAT.

7. Handling the AML and KYC compliance of the customers.

8. Scored 8th Rank Pan India in Service Quality.

9. Scored 1St Rank in Delhi/NCR.

Personal Bank Authoriser

HDFC Bank Ltd
Gurugram, Haryana
01.2010 - 12.2016

1. Review Daily Accounts Opened, customer instructions, Fixed Deposits etc.

2. Monitoring all Dummy accounts.

3. Managed and supervised all aspects of customer service and sales

4. Managed operational excellence with all general ledger accounts.

5. Promoted bank’s products and services.

6. Handling the customer complaint with proper resolution in TAT.

7. Handling the AML and KYC compliance of the customers.

8. Awarded as best employee in Gurgaon Zone

9. Certificate from zonal head for best employee.

Marketing Manager

Xpressions Group
New Delhi, Delhi
06.2008 - 01.2010

1. Handling the Business Development activities.

2. Handling the end-to-end execution of events.

3. Maintaining the relationship between the effective customers.

4. Handling the Pre and Post Sales Activities.

5. Making the MIS report and do effective research on products.

Associate Sales Manager

Yes Bank Ltd
Gurugram, Haryana
02.2007 - 05.2008

1. Handled the Business Development activities and Lead Generation.

2. Managing the key account holders.

3. Making the Daily MIS report.

4. Effectively handling the queries of the customers.

Education

PGDEBM - Marketing

EMPI Business School
New Delhi
05.2005 - 04.2007

BCA - Computer Applications

United Institute of Management
Allahabad
05.2002 - 04.2007

Skills

    AML& KYC

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Certification

Certified Anti Money Laundering Expert

Timeline

Certified Anti Money Laundering Expert

08-2021

AML & KYC by IIBF

07-2021

Chief Operating Officer

HANA Bank
06.2020 - Current

Service Manager

Kotak Mahindra Bank
12.2016 - 06.2020

Personal Bank Authoriser

HDFC Bank Ltd
01.2010 - 12.2016

Marketing Manager

Xpressions Group
06.2008 - 01.2010

Associate Sales Manager

Yes Bank Ltd
02.2007 - 05.2008

PGDEBM - Marketing

EMPI Business School
05.2005 - 04.2007

BCA - Computer Applications

United Institute of Management
05.2002 - 04.2007
Vivek MishraCertified Anti Money Laundering Expert