Summary
Overview
Work History
Education
Skills
Hobbies
Languages
Timeline
Generic

Vasu Babu

Bangalore

Summary

KYC & AML Analyst with 2 years and 4 months of experience in screening along with effectively arranged suspicious activity reports with established regulatory guidelines and time frames for both new and existing client.

Customer Service Representative with 2 years and 10 months of experience in liability verification.

Overview

6
6
years of professional experience

Work History

Advanced Analyst

E & Y Global Delivery Services
Bangalore
01.2025 - Current
  • Conduct CDD, EDD, sanction screening, PEP, and negative news screening.
  • Verification of the incorporation documents, i.e., trade license, MOA, AOA, good standing certificates, and other documents.
  • Identifying the nature of the business using Google search and other internal tools.
  • Verification of ownership of the entity, and further drill down the ownership to identify the UBOs. And performing ID&V for the UBOs.
  • Rising RFI to the RM if any documents are missing or any requirements are required.
  • Analyzing the risk of the entity using CRAM.
  • Manage to onboard the client within the expected deadlines.

Senior Knowledge Specialist

Mphasis
Bangalore
08.2023 - 01.2025
  • Conduct due diligence, sanctions, PEP, negative news screening.
  • Conduct false positives analysis on matches to escalate and only material based on client internal policy and guidelines.
  • Conduct name matching analysis with information available on internal source and ability to mine information from external sources efficiently .
  • Ensure that decisions related to customer verification process are aligned with supporting documentation and procedures with appropriate research conducted during the review.
  • Manage to onboard clients within the expected deadlines.

Associate

Allsec Technology
Bangalore
10.2022 - 08.2023
  • Checking multiple accounts of individual and entity accounts to identify duplicate or fraudulent activity.
  • Name Screening done for the customer using negative media search, Lexis Nexis, SEC and other media.
  • Verification of the documents submitted by the customer. (For individual Govt issued unexpired ID proof along with the POA and for entity Certificate of incorporation, Bank statements, MOA, Share holders pattern, POA and other documents.
  • Identifying the nature of business for the entity using google search and Open corp.
  • Verification of ownership details of the entity and verifying the UBO’s.
  • Working on the CIP exceptions like address risk, Alert list, Phone risk, fraud tags and others.
  • Opening the account for the customer once verification part cleared.
  • Deny the account if we get to know that the customer is not genuine.
  • Rising the next level for the customer if we required any additional documents.
  • Amending the customer detail as per the customer ID proof.
  • We monitor the flow of payments through wire/cash for suspicious activities to check for money laundering, terrorist financing and unauthorized transactions.
  • Reviewing and analyzing compliance monitoring reports for suspicious activities.
  • Analyzing the trend utilization of the customer to increase the threshold limit.
  • KYC information of customer check with cross reference to account activities to ensure security level and reduce risks.
  • Investigation done on alerted transactions with the help of KYC, past transaction history and internet research on customer and counterparties to establish the purpose of the transaction for existing accounts.
  • Effectively documenting detailed narratives of individual investigations to provide insight and recommendations to management.

AML KYC Analyst

Concentrix Daksh
03.2022 - 09.2022
  • Verifying the Documents/ Verifying the source attached to the Sovereign Global –“Individual- Driver’s License, Company- ASIC (Australian Security and Investment Commission), Partnership firm- Partnership Deed, Trust- Trust Deed”.
  • Checking the Documents are sighted or not, if not sighted then searching that document in CE tool for the Document true or not.
  • Cross check the above files with Sovereign Global Application.
  • Along with this, verifying the other Documents like Passports, Financial Application, Rate Notice, Tax Invoice, salary slip and other.
  • Discrepancies found between Information given in the system and documents, then raising the escalation and updating the memos in Sovereign global.

Senior Process Consultant

Hinduja Global Solutions
12.2018 - 12.2021
  • Verifying the Assets and Liability of the Loan Borrower
  • Calculating the CCR of the Borrower using CCR Calculator
  • Finding the exact HEM value using the HEM Table of the Borrower and Matching that with the Manuel HEM
  • Checking the loans of the Borrower in the Service Online and matching that with the Borrower given information
  • Finding the Income and Liability of Co applicant and tallying that with the Borrower Given Information
  • Raising exceptions if CCR fails and Interacting with the Onshore team.

Education

B.COM -

Govt. First Grade College
05.2018

PUC -

Govt. PU College
06.2015

SSLC -

Govt. Junior College
04.2013

Skills

  • AML KYC Onboarding
  • Transaction monitoring
  • Suspicious activity report(SAR)
  • Advance computer skills
  • Possess excellent communication skills & ability to motivate the team

Hobbies

Playing Cricket, Carom, Chess & listening Music.

Languages

Kannada
First Language
English
Advanced
C1

Timeline

Advanced Analyst

E & Y Global Delivery Services
01.2025 - Current

Senior Knowledge Specialist

Mphasis
08.2023 - 01.2025

Associate

Allsec Technology
10.2022 - 08.2023

AML KYC Analyst

Concentrix Daksh
03.2022 - 09.2022

Senior Process Consultant

Hinduja Global Solutions
12.2018 - 12.2021

B.COM -

Govt. First Grade College

PUC -

Govt. PU College

SSLC -

Govt. Junior College

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