Yash Mathur

• End-to-end execution of Initial Public offering (IPO) on SME Exchange, coordinating with various stakeholders like Merchant Banker, Legal advisor, Market Maker, Company Secretary and Auditors
• Overseeing Due Diligence process, collaborating with internal and external parties to guarantee accuracy and completeness of information
• Working closely with legal & compliance team for ensuring regulatory compliances as per SEBI ICDR Regulations, Companies Act etc
• Identify and mitigate potential risks associated with IPO transactions, ensuring Compliances with regulatory standards and internal protocols
• Preparation of Annual reports,Investor Presentation,Investor Targeting,Investor FAQs, Fact sheets
• Contribute to the creation of compelling presentations, proposals and pitch materials tailored to IPO clients
• Direct reporting to MD for any research finding & assisted in making informed & timely decisions

INTERNAL AUDIT(Jan 2021-Sept 2021)

• Prepared & maintained IFC & SOP for different departments like Accounts, Sales, IT, Facility management, Operations & SAP
• Communicated with operating & top management, establish & maintained strong working relationship with all level of managements.
• Collected and reported monthly expense variances and explanations.
• Prepared working papers, reports and supporting documentation for audit findings.
• Monitored department compliance with laws, regulations and codes.
• Provided administrative and management assistance to auditor and directed activities in office

BANKING AUDIT(Sept 2018-Dec2020)

• Assisted in conducting concurrent audit of Banking companies
• Performed a wide gamut of Auditing activities such as vouching, ensuring compliance of numerous records under various Act
• Conducted Statutory Audit of Public Sector banks
• Detected internal control deficiencies and suggested corrective measures.
• Drafted findings and recommendations into detailed reports.
• Performed physical verification of Inventories held in warehouses as per stock statement submitted by clients