Hi, I’m
Yash Shukla
Fincrime & Due Diligence Analyst
Bangalore
Summary
I'm Highly motivated and experienced Fincrime & Due Diligence Analyst with a strong passion for getting to the root of problems and effectively resolving them. Recognizing the importance of meticulous analysis over making assumptions, I have honed my skills in Criminology,fraud analysis,prevention,Documentation and escalating red flags. My long-term career-oriented objective is to transition into Analysis , strategy, and reporting-related work.This field not only plays to strengths but also provides an opportunity to explore and showcase abilities to their fullest potential.
Overview
3
years of professional experience
5
years of post-secondary education
8
Certifications
Work History
Eteam - Client GOLDMAN SACHS Pvt. Ltd.
Due Diligence Analyst[Prime Brokerage]
02.2024 - Current
Job overview
- Seasoned CIP Due Diligence Analyst with expertise in END to END KYC, screening, documentation, and compliance procedures
- Proficient in utilizing tools such as World-Check, LexisNexis, and other databases for risk assessment
- Skilled in managing the onboarding process for high net-worth individuals while ensuring compliance with regulatory standards
- Proven track record of conducting thorough investigations and providing actionable insights to mitigate risks effectively.
- Committed to upholding integrity and compliance throughout all stages of due diligence processes By working In Cross -Dimensional Team with NBG & FCC Together
- Experienced in navigating the global business market for prime brokerage onboarding of diverse entities, ensuring compliance with international regulations, regulatory and industry standards
WNS Global Services Pvt. Ltd.
Associate Operations [Financial Intelligence Unit]
09.2023 - 12.2023
Job overview
- AML and KYC Compliance Specialist: Expertise in Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations, ensuring thorough due diligence and compliance with legal requirements
- CTF SAR Filing Analyst: Proficient in Counter-Terrorist Financing (CTF) and adept at filing Suspicious Activity Reports (SAR), contributing to the prevention of financial crimes
- RBI (Risk-Based Investigation) Professional: Skilled in conducting Risk-Based Investigations (RBI), identifying and mitigating potential risks within financial transactions and customer activities
- Customer Account Offboarding Specialist: Proven track record in efficiently and compliantly terminating suspected customer accounts, safeguarding the institution against potential risks and maintaining regulatory standards
- Regulatory Compliance Management: Demonstrated ability to navigate and implement regulatory requirements, ensuring the organization's adherence to applicable laws and guidelines in the financial sector
Accenture Solutions Private Limited -Client Google
Process Associate [Fin-Tech]
04.2022 - 05.2023
Job overview
- Ensured superior customer experience by addressing customer concerns, demonstrating empathy, and resolving problems promptly and efficiently
- Contributed to the organization's investigations of sanctioned clients and successfully resolved issues by strictly adhering to the Know Your Customer (KYC) policy
- Utilized strong analytical skills and took the lead as required to investigate and analyze fraud cases
- Determined the best approach and diplomatically communicated solutions to defuse potential escalations for stuck transactions
- Met and exceeded all key performance indicators (KPIs) including Average Handling Time (AHT), Customer Satisfaction (CSAT), and Quality, while maintaining service level and customer satisfaction
- Collaborated with a team to define business requirements for organizational processes, achieve productivity standards, and adhere to accuracy standards
Byjus-Think & Learn Private Limited
Pre-sales Trainee
02.2022 - 03.2022
Job overview
- Drove team revenue totals by bringing in top sales numbers
- Helped sales professionals maintain customer relationships by making follow up calls to recent buyers
- Participated in sales meetings and presentations to gain knowledge and insight
- Shadowed sales professionals to gain deeper insight into best practices and strategies for maximizing sales revenue
- Designed sales presentations and materials incorporating unique selling points and provided key messages
- Executed marketing plans to support new product launches and promotions
Education
University of LucknowLucknow
B.Com from General & Taxation
07.2018 - 05.2021
B.S Public SchoolShahjahanpur
Senior Secondary Schooling from Commerce + Informatics Practices
04.2016 - 05.2018
Skills
STR & SAR filling
Certification
ACAMS (Association of Certified Anti-Money Laundering Specialists), Fighting Human Trafficking & Modern Slavery, 02/01/24
Awards
- Award in Core Value Championship Q4 FY22, for fostering and bringing our core values to life., MD - Client Experience & HR (India & Sri Lanka) - Accenture
- Award for Star of business Q4 FY22, for fostering and bringing our core values to life., MD - Client Experience & HR (India & Sri Lanka) - Accenture
Timeline
Due Diligence Analyst[Prime Brokerage]
Eteam - Client GOLDMAN SACHS Pvt. Ltd.
02.2024 - Current
Associate Operations [Financial Intelligence Unit]
WNS Global Services Pvt. Ltd.
09.2023 - 12.2023
Process Associate [Fin-Tech]
Accenture Solutions Private Limited -Client Google
04.2022 - 05.2023
Pre-sales Trainee
Byjus-Think & Learn Private Limited
02.2022 - 03.2022
University of Lucknow
B.Com from General & Taxation
07.2018 - 05.2021
B.S Public School
Senior Secondary Schooling from Commerce + Informatics Practices
04.2016 - 05.2018
ACAMS (Association of Certified Anti-Money Laundering Specialists), Fighting Human Trafficking & Modern Slavery, 02/01/24
UNODC (United Nations Office on Drugs and Crime), Organized Crime, 01/01/24
Udemy, Anti money laundering concepts: AML, KYC AND Compliance, 01/01/23
LinkedIn, Process Improvement Foundations, 01/01/23
LinkedIn, Root Cause Analysis: Getting to the Root of Business Problems, 01/01/23
LinkedIn, Improving Your Judgment for Better Decision-Making, 12/01/22
Accenture Solutions Private Limited, Technology Quotient, 04/01/22
ZENUS INFOTECH INDIA PVT. LTD., Tally with GST, 11/01/21
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