Hi, I’m
Yash Shukla
Fincrime & Due Diligence Analyst
Bangalore
Summary
I'm Highly motivated and experienced Fincrime & Due Diligence Analyst with a strong passion for getting to the root of problems and effectively resolving them. Recognizing the importance of meticulous analysis over making assumptions, I have honed my skills in Criminology,fraud analysis,prevention,Documentation and escalating red flags. My long-term career-oriented objective is to transition into Analysis , strategy, and reporting-related work.This field not only plays to strengths but also provides an opportunity to explore and showcase abilities to their fullest potential.
Overview
3
years of professional experience
5
years of post-secondary education
8
Certifications
Work History
Eteam - Client GOLDMAN SACHS Pvt. Ltd.Bangalore
Due Diligence Analyst[Prime Brokerage]
02.2024 - Current
Job overview
- Seasoned CIP Due Diligence Analyst with expertise in END to END KYC, screening, documentation, and compliance procedures
- Proficient in utilizing tools such as World-Check, LexisNexis, and other databases for risk assessment
- Skilled in managing the onboarding process for high net-worth individuals while ensuring compliance with regulatory standards
- Proven track record of conducting thorough investigations and providing actionable insights to mitigate risks effectively.
- Committed to upholding integrity and compliance throughout all stages of due diligence processes By working In Cross -Dimensional Team with NBG & FCC Together
- Experienced in navigating the global business market for prime brokerage onboarding of diverse entities, ensuring compliance with international regulations, regulatory and industry standards
WNS Global Services Pvt. Ltd.Bangalore
Associate Operations [Financial Intelligence Unit]
09.2023 - 12.2023
Job overview
- AML and KYC Compliance Specialist: Expertise in Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations, ensuring thorough due diligence and compliance with legal requirements
- CTF SAR Filing Analyst: Proficient in Counter-Terrorist Financing (CTF) and adept at filing Suspicious Activity Reports (SAR), contributing to the prevention of financial crimes
- RBI (Risk-Based Investigation) Professional: Skilled in conducting Risk-Based Investigations (RBI), identifying and mitigating potential risks within financial transactions and customer activities
- Customer Account Offboarding Specialist: Proven track record in efficiently and compliantly terminating suspected customer accounts, safeguarding the institution against potential risks and maintaining regulatory standards
- Regulatory Compliance Management: Demonstrated ability to navigate and implement regulatory requirements, ensuring the organization's adherence to applicable laws and guidelines in the financial sector
Accenture Solutions Private Limited -Client GoogleGurgaon
Process Associate [Fin-Tech]
04.2022 - 05.2023
Job overview
- Ensured superior customer experience by addressing customer concerns, demonstrating empathy, and resolving problems promptly and efficiently
- Contributed to the organization's investigations of sanctioned clients and successfully resolved issues by strictly adhering to the Know Your Customer (KYC) policy
- Utilized strong analytical skills and took the lead as required to investigate and analyze fraud cases
- Determined the best approach and diplomatically communicated solutions to defuse potential escalations for stuck transactions
- Met and exceeded all key performance indicators (KPIs) including Average Handling Time (AHT), Customer Satisfaction (CSAT), and Quality, while maintaining service level and customer satisfaction
- Collaborated with a team to define business requirements for organizational processes, achieve productivity standards, and adhere to accuracy standards
Byjus-Think & Learn Private LimitedBangalore
Pre-sales Trainee
02.2022 - 03.2022
Job overview
- Drove team revenue totals by bringing in top sales numbers
- Helped sales professionals maintain customer relationships by making follow up calls to recent buyers
- Participated in sales meetings and presentations to gain knowledge and insight
- Shadowed sales professionals to gain deeper insight into best practices and strategies for maximizing sales revenue
- Designed sales presentations and materials incorporating unique selling points and provided key messages
- Executed marketing plans to support new product launches and promotions
Education
University of LucknowLucknow
B.Com from General & Taxation
07.2018 - 05.2021
B.S Public SchoolShahjahanpur
Senior Secondary Schooling from Commerce + Informatics Practices
04.2016 - 05.2018
Skills
STR & SAR filling
Anti money laundering
RIsk based Investigation
End To End KYC
Corporate KYC
Fraud Detection and Investigation
Data Analysis and Reporting
Regulatory Compliance
Root cause analysis
Client relationship Management
Strong Communication and Presentation
Certification
ACAMS (Association of Certified Anti-Money Laundering Specialists), Fighting Human Trafficking & Modern Slavery, 02/01/24
Awards
- Award in Core Value Championship Q4 FY22, for fostering and bringing our core values to life., MD - Client Experience & HR (India & Sri Lanka) - Accenture
- Award for Star of business Q4 FY22, for fostering and bringing our core values to life., MD - Client Experience & HR (India & Sri Lanka) - Accenture
Timeline
Due Diligence Analyst[Prime Brokerage]
Eteam - Client GOLDMAN SACHS Pvt. Ltd.
02.2024 - Current
Associate Operations [Financial Intelligence Unit]
WNS Global Services Pvt. Ltd.
09.2023 - 12.2023
Process Associate [Fin-Tech]
Accenture Solutions Private Limited -Client Google
04.2022 - 05.2023
Pre-sales Trainee
Byjus-Think & Learn Private Limited
02.2022 - 03.2022
University of Lucknow
B.Com from General & Taxation
07.2018 - 05.2021
B.S Public School
Senior Secondary Schooling from Commerce + Informatics Practices
04.2016 - 05.2018