Yeshwanth Viputhala

• Performed KYB (Know Your Business) reviews for corporate clients, including verification of business activities, ownership structures, and regulatory status
• Conducted Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on legal entities based on risk classification
• Analyzed complex ownership structures to identify Ultimate Beneficial Owners (UBOs) in line with regulatory requirements
• Reviewed and validated corporate documents such as Certificate of Incorporation, MOA/AOA, shareholder registers, and board resolutions
• Performed sanctions, PEP, and adverse media screening using internal/external tools to identify potential financial crime risks
• Assessed customer risk profiles based on geography, industry, transaction patterns, and ownership structure
• Identified and escalated red flags and suspicious indicators in line with AML policies and regulatory frameworks
• Ensured compliance with global AML/KYC regulations and internal policies during onboarding and periodic reviews
• Maintained accurate documentation and audit trails for all KYB reviews and decisions
• Collaborated with cross-functional teams (Compliance, Risk, Operations) to ensure smooth onboarding and issue resolution
• Supported ongoing monitoring and periodic reviews of business clients to identify changes in risk profile

• Handled day-to-day operations for training programs focused on KYC, AML, and financial crime compliance
• Part of the founding team, helping set up processes and improve how operations were managed
• Managed onboarding of participants and stayed in touch with them throughout the training
• Supported training sessions by organizing schedules, handling logistics, and ensuring smooth flow
• Helped prepare and structure content related to CDD, risk assessment, and compliance topics
• Maintained proper records, reports, and tracked training activities and progress
• Worked closely with internal teams to ensure programs were delivered smoothly
• Suggested and implemented small process improvements to make operations more efficient