World-Check, LexisNexis, and Factiva
Yogendra Awasthi
Sr. KYC Analyst
Pune,MH
Summary
A detail-oriented and proactive KYC Analyst with 4+ years of experience in ensuring compliance with anti-money laundering (AML) regulations and conducting thorough customer due diligence (CDD). Adept at reviewing and verifying customer information, identifying and mitigating financial crime risks, and performing enhanced due diligence (EDD) for high-risk customers. Skilled in utilizing industry-standard tools for transaction monitoring, risk assessments, and regulatory reporting. Consistently works to maintain the integrity of client data and complies with legal and regulatory requirements, contributing to a robust compliance environment. Proven ability to investigate suspicious activities, escalate findings, and collaborate cross-functionally with compliance, legal, and risk management teams to ensure regulatory adherence.
Overview
12
12
years of professional experience
2018
2018
years of post-secondary education
5
5
Certifications
Work History
SR. KYC QA/QC ANALYST
Barclays Bank PLC
07.2024 - 08.2024
- Verified customer document integrity to ensure compliance with Indian regulatory standards, maintaining high-quality control in KYC evaluations during new customer onboarding
- Conducted risk assessments and client classification based on profiles and transaction patterns, assigning monitoring levels in strict adherence to Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) guidelines
- Prepared and submitted KYC reports to senior management, proactively highlighting issues, discrepancies, and potential red flags for enhanced compliance
Sr. KYC/AML ANALYST
Horizontal Integration
03.2024 - 07.2024
- Conducted comprehensive KYC verification and screening for both new and existing customers following Financial Crime Compliance (FCC) guidelines
- Performed in-depth screening using tools such as World-Check, various watchlists, external views, and conducted adverse news searches and negative reports
- Executed checks and investigations in alignment with global policies, including Anti-Money Laundering (AML), Politically Exposed Persons (PEP), Sanctions, Counter-Terrorist Financing (CTF), FAC compliance, anti-bribery, and corruption policies
KYC ANALYST
Concentrix
02.2022 - 01.2024
- Conducted comprehensive KYC verification and screening for both new and existing customers following Financial Crime Compliance (FCC) guidelines
- Performed in-depth screening using tools such as World-Check, various watchlists, external views, and conducted adverse news searches and negative reports
- Executed checks and investigations in alignment with global policies, including Anti-Money Laundering (AML), Politically Exposed Persons (PEP), Sanctions, Counter-Terrorist Financing (CTF), FAC compliance, anti-bribery, and corruption policies
- Conducted risk assessment and client classification based on profile, activity, and transaction patterns, assigning risk ratings and monitoring levels per Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) guidelines
- Prepared and submitted detailed KYC reports to senior management and the compliance department, highlighting critical issues, discrepancies, or red flags
- Collaborated with front office teams and other internal stakeholders to verify customer information and documents, addressing queries and resolving escalations
- Provided training and guidance to junior KYC analysts and staff on KYC policies, procedures, and best practices to ensure compliance and operational efficiency
SR. PROCESS ASSOCIATE (FINANCE)
Cognizant
12.2018 - 01.2020
- Performed thorough KYC screening and verification for both new and current clients in accordance with Financial Crime Compliance (FCC) regulations
- Conducted thorough screening by searching for unfavorable news and bad stories, utilizing technologies like WorldCheck, multiple watchlist, and external viewpoints
- In accordance with international regulations, such as those pertaining to anti-money laundering (AML), politically exposed persons (PEP), sanctions, counter-terrorism financing (CTF), FAC compliance, anti-bribery, and corruption, checks and investigations were carried out
- Per Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) criteria, risk ratings and monitoring levels were assigned after risk assessment and client classification based on profile, activity, and transaction patterns
- Prepared and submitted detailed KYC reports to senior management and the compliance department, highlighting critical issues, discrepancies, or red flags
CUSTOMER RELATIONSHIP MANAGER
Aditya Birla Capital
04.2017 - 10.2017
- Performed KYC checks for potential customers according to Standard Operating Procedures (SOP)
- Managed customer emails within specified Turnaround Time (TAT) for queries, requests, and complaints across the Pune region
- Conducted outbound calls to customers for new and existing loan requests, providing assistance and information
- Improved process quality, focusing on customer satisfaction and organizational efficiency
- Achieved cross-sale targets for investment and insurance products as set by the organization
- Compiled and published daily MIS reports on walk-ins, cross-sales, and retained customers, contributing to customer retention and business insights
EXECUTIVE
First Cry
12.2012 - 06.2013
- Managed retail operations and sales activities for both franchise and company-owned stores, ensuring smooth day-to-day functionality
- Oversaw daily inventory management, monitoring stock levels to meet demand, and prevent shortages
- Coordinated closely with vendors to streamline stock replenishment and negotiate timely deliveries
- Supported customer service efforts by assisting customers with inquiries, ensuring satisfaction, and building loyalty
Education
BBA - Business Administration
Indira College of Commerce & Science
Pune University04-2017
Skills
KYC/AML compliance
Certification
Preventing Financial Crime, 2022
Accomplishments
- Completed KYC verification and screening for over 400 customers, consistently meeting time and quality standards, and achieved a 100% accuracy rate.
- Identified and reported five suspicious or high-risk customers, actively preventing potential fraud or money laundering activities.
- Recognized by senior management and the compliance department for excellence in the quality and timeliness of KYC reports and documentation.
- Enhanced due diligence processes by implementing additional verification steps, improving overall compliance accuracy and risk mitigation.
- Trained junior analysts on KYC procedures and compliance tools, contributing to team efficiency and skill development.
Disclaimer
I hereby declare that all the above information given by me is true to my best knowledge.
Software
Timeline
SR. KYC QA/QC ANALYST
Barclays Bank PLC
07.2024 - 08.2024
Sr. KYC/AML ANALYST
Horizontal Integration
03.2024 - 07.2024
KYC ANALYST
Concentrix
02.2022 - 01.2024
SR. PROCESS ASSOCIATE (FINANCE)
Cognizant
12.2018 - 01.2020
CUSTOMER RELATIONSHIP MANAGER
Aditya Birla Capital
04.2017 - 10.2017
EXECUTIVE
First Cry
12.2012 - 06.2013
BBA - Business Administration
Indira College of Commerce & Science
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